Investment advisers
44,715 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 40201 | Okeanos Venture Management Llc CRD 327935 | Great Falls, VA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40202 | Okung Ventures Llc CRD 315105 | Bellevue, WA | Investment Adviser | — | 06/02/2021 | ☆ | |||
| 40203 | Ola I Consulting Llc CRD 339661 | Investment Adviser | — | 2 | 07/06/2026 | ☆ | |||
| 40204 | Olarus Capital Management Llc CRD 342693 | Mexico City | Investment Adviser | — | 08/10/2026 | ☆ | |||
| 40205 | Old Drake, Llc CRD 318720 | Investment Adviser | — | 1 | 07/15/2026 | ☆ | |||
| 40206 | Old Growth Financial Llc CRD 313025 | Portland, OR | Investment Adviser | — | 1 | 03/05/2026 | ☆ | ||
| 40207 | Old Mission Asset Management Llc CRD 343283 | Investment Adviser | — | 7 | 07/31/2026 | ☆ | |||
| 40208 | Old School Capital Llc CRD 118226 | Andover, MA | Investment Adviser | — | 22 | 1 | 04/01/2026 | ☆ | |
| 40209 | Old Vines Capital, Llc CRD 326582 | Greenwich, CT | Investment Adviser | — | 06/29/2023 | ☆ | |||
| 40210 | Old Well Partners, Llc CRD 285195 | Charlotte, NC | Investment Adviser | — | 01/30/2026 | ☆ | |||
| 40211 | Oldslip Management Llc CRD 310932 | New York, NY | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 40212 | Olea Advisory Services CRD 340377 | Plantation, FL | Insurance-Affiliated | — | 1 | 06/03/2026 | ☆ | ||
| 40213 | Olesen Capital Management Llc CRD 170638 | Jersey City, NJ | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 40214 | Olive Capital Management Company, Llc CRD 322767 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 40215 | Olive Hospitality Group Llc CRD 334597 | San Juan, PR | Investment Adviser | — | 05/08/2026 | ☆ | |||
| 40216 | Olive Rock Partners Limited CRD 316076 | Abu Dhabi | Investment Adviser | — | 06/04/2026 | ☆ | |||
| 40217 | Oliver Financial Planning Llc CRD 135430 | Ann Arbor, MI | Investment Adviser | — | 42 | 1 | 01/26/2026 | ☆ | |
| 40218 | Oliver Investments Llc CRD 173769 | Medfield, MA | Investment Adviser | — | 1 | 04/02/2026 | ☆ | ||
| 40219 | Olp Capital Management Limited CRD 289120 | Causeway Bay | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 40220 | Olsem Asset Management Inc CRD 339947 | Irvine, CA | Investment Adviser | — | 12/07/2025 | ☆ | |||
| 40221 | Olympic Financial, Llc CRD 123138 | Carmel, IN | Insurance-Affiliated | — | 0 | 03/25/2026 | ☆ | ||
| 40222 | Olympic Maritime Management Llc CRD 329093 | Houston, TX | Investment Adviser | — | 03/13/2024 | ☆ | |||
| 40223 | Olzerowicz, Paul James CRD 174324 | Freedom, NH | Investment Adviser | — | 1 | 03/08/2017 | ☆ | ||
| 40224 | Om Oniyamedia L.L.C CRD 324256 | Investment Adviser | — | 1 | 03/24/2026 | ☆ | |||
| 40225 | Omaha Beach Capital, Llc CRD 285065 | Aventura, FL | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40226 | Omega Capital Management, Llc CRD 169868 | Tulsa, OK | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40227 | Omega Venture Management, Llc CRD 313339 | Menlo Park, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40228 | Omers Ventures Management Inc. CRD 219511 | Toronto, Ontario | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 40229 | Omni Wealth Planning, Llc CRD 334906 | Investment Adviser | — | 1 | 04/15/2026 | ☆ | |||
| 40230 | Omnikey Investment Advisors Llc CRD 327041 | Investment Adviser | — | 1 | 04/07/2026 | ☆ | |||
| 40231 | Omnimed Capital Llc CRD 326628 | Dallas, TX | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40232 | Omniquest Capital, Llc CRD 124393 | Los Angeles, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 40233 | Omnivore Capital Management Advisors Private Limited CRD 325424 | Mumbai, Maharashtra | Investment Adviser | — | 06/11/2026 | ☆ | |||
| 40234 | Omx Ventures, Llc CRD 313397 | Lincolnshire, IL | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 40235 | On Deck Investment Holdings, Llc CRD 319706 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40236 | On Field Investment Research Llp CRD 297627 | London | Investment Adviser | — | 7 | 07/02/2026 | ☆ | ||
| 40237 | On Target Financial Planning Llc CRD 300306 | Investment Adviser | — | 1 | 03/18/2026 | ☆ | |||
| 40238 | On Track To Retire Llc CRD 305302 | Investment Adviser | — | 0 | 1 | 01/23/2026 | ☆ | ||
| 40239 | On Chain Systematic Trading, Inc. CRD 334539 | Irvine, CA | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 40240 | Oncology Ventures Llc CRD 334395 | Investment Adviser | — | 02/25/2026 | ☆ | ||||
| 40241 | One Degree Investment Management, Llc CRD 320968 | Investment Adviser | — | 01/31/2026 | ☆ | ||||
| 40242 | One Fund Management S.A. CRD 335382 | Howald | Investment Adviser | — | 08/21/2026 | ☆ | |||
| 40243 | One Funds, Llc CRD 331689 | Colorado Springs, CO | Investment Adviser | — | 04/10/2026 | ☆ | |||
| 40244 | One Investments S.A.G.L. CRD 338809 | Paradiso | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 40245 | One Mind CRD 339107 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 40246 | One Peak Partners Llp CRD 309302 | London | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 40247 | One Percent Capital Fund Management Llc CRD 292024 | Investment Adviser | — | 03/23/2026 | ☆ | ||||
| 40248 | One Thousand & One Voices Management, Llc CRD 173607 | Parker, CO | Investment Adviser | — | 03/28/2024 | ☆ | |||
| 40249 | One Way Ventures Management Pbc, Inc. CRD 291118 | Boston, MA | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 40250 | Oneassets Capital Inc CRD 340764 | Denver, CO | Broker-Dealer (Dually Registered) | — | 02/04/2026 | ☆ |