Investment advisers
45,266 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 40251 | Neal Financial Group, L.P. CRD 124112 | Tomball, TX | Investment Adviser | — | 6 | 08/16/2023 | ☆ | ||
| 40252 | Nearingpoint Venture Partners Inc. CRD 340559 | Wilmington, DE | Investment Adviser | — | 01/27/2026 | ☆ | |||
| 40253 | Neary, Francis M CRD 124754 | Melville, NY | Investment Adviser | — | 1 | 03/17/2026 | ☆ | ||
| 40254 | Nebular Management, Llc CRD 325162 | Investment Adviser | — | 03/25/2026 | ☆ | ||||
| 40255 | Necessary Ventures Llc CRD 310456 | San Francisco, CA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40256 | Necessity & Chance, L.L.C. CRD 341259 | Investment Adviser | — | 07/15/2026 | ☆ | ||||
| 40257 | Nectarine Financial, Inc. CRD 327155 | San Diego, CA | Investment Adviser | — | 3,210 | 29 | 08/03/2026 | ☆ | |
| 40258 | Needham & Company, Llc CRD 16360 | New York, NY | Broker-Dealer (Dually Registered) | — | 20 | 195 | 03/19/2026 | ☆ | |
| 40259 | Needville Insurance Agency Inc CRD 322817 | Needville, TX | Insurance-Affiliated | — | 0 | 1 | 10/13/2022 | ☆ | |
| 40260 | Neev Technologies Inc CRD 338066 | Fremont, CA | Investment Adviser | — | 07/28/2025 | ☆ | |||
| 40261 | Negron Ramos Llc CRD 332437 | San Juan, PR | Insurance-Affiliated | — | 19 | 1 | 04/15/2026 | ☆ | |
| 40262 | Neil E. Burns, Llc CRD 283180 | Florham Park, NJ | Investment Adviser | — | 8 | 1 | 04/09/2025 | ☆ | |
| 40263 | Neil J. Werberig CRD 122662 | Insurance-Affiliated | — | 0 | 1 | 07/13/2026 | ☆ | ||
| 40264 | Neil Jesani Asset Management, Llc CRD 344572 | Sunrise, FL | Investment Adviser | — | 09/30/2026 | ☆ | |||
| 40265 | Nel Mezzo Llc CRD 343911 | Investment Adviser | — | 0 | 1 | 08/14/2026 | ☆ | ||
| 40266 | Nelson Financial Planning Services, Llc CRD 120320 | Investment Adviser | — | 1 | 11/15/2017 | ☆ | |||
| 40267 | Nelstone Ventures Advisors, Llc CRD 291806 | Investment Adviser | — | 03/05/2026 | ☆ | ||||
| 40268 | Neo Alternative Asset Managers Private Limited Ifsc Branch CRD 338380 | Gift City, Gandhinagar | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 40269 | Neo Investment Partners Llp CRD 168400 | London | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40270 | Neo Ventures, Llc CRD 294621 | San Francisco, CA | Investment Adviser | — | 06/08/2026 | ☆ | |||
| 40271 | Neoclassic Capital Management Lp CRD 332794 | Miami, FL | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 40272 | Neomics Institute Inc CRD 344228 | Denver, CO | Investment Adviser | — | 08/25/2026 | ☆ | |||
| 40273 | Neon Bright Management, Llc CRD 330002 | New York, NY | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40274 | Neosynthesis Gp Llc CRD 328335 | San Francisco, CA | Investment Adviser | — | 01/26/2026 | ☆ | |||
| 40275 | Neoteny 3 Management, Llc CRD 187513 | Wellesley, MA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40276 | Neoteny Management, Llc CRD 298066 | Wellesley, MA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40277 | Neotribe Management Company, Llc CRD 288186 | Menlo Park, CA | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 40278 | Nera Investments Llc CRD 319304 | Investment Adviser | — | 02/24/2022 | ☆ | ||||
| 40279 | Nerat Capital, Llc CRD 298218 | Investment Adviser | — | 08/28/2018 | ☆ | ||||
| 40280 | Nerdwallet Advisory Llc CRD 325767 | Scottsdale, AZ | Investment Adviser | — | 6 | 08/06/2026 | ☆ | ||
| 40281 | Nerium Capital Llc CRD 313048 | Investment Adviser | — | 03/07/2026 | ☆ | ||||
| 40282 | Nery Asset Management, Llc CRD 341394 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 40283 | Neshati, Llc CRD 341749 | Investment Adviser | — | 1 | 07/15/2026 | ☆ | |||
| 40284 | Nested Rails, Llc CRD 290858 | Nashville, TN | Investment Adviser | — | 03/01/2026 | ☆ | |||
| 40285 | Nestegg Wealth Advisors, Llc CRD 284016 | Rowlett, TX | Investment Adviser | — | 244 | 3 | 03/24/2026 | ☆ | |
| 40286 | Net Equity Capital, Llc CRD 315303 | Austin, TX | Investment Adviser | — | 0 | 2 | 03/31/2026 | ☆ | |
| 40287 | Netearth, Llc CRD 283978 | Castle Rock, CO | Investment Adviser | — | 1 | 01/06/2026 | ☆ | ||
| 40288 | Netley Capital (Uk) Limited CRD 344574 | London | Investment Adviser | — | 09/15/2026 | ☆ | |||
| 40289 | Netvest Financial, L.L.C. CRD 170100 | Scottsdale, AZ | Insurance-Affiliated | — | 4 | 03/14/2025 | ☆ | ||
| 40290 | Network 1 Financial Fund Adviser, Llc CRD 305864 | Red Bank, NJ | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40291 | Network Capital Llc CRD 342019 | Kalispell, MT | Investment Adviser | — | 2 | 1 | 04/14/2026 | ☆ | |
| 40292 | Netz Gaia Partners Israel Ltd CRD 334029 | Investment Adviser | — | 08/30/2026 | ☆ | ||||
| 40293 | Neuberger Berman Aifm Sarl CRD 300813 | Luxembourg | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 40294 | Neuberger Berman Asset Management Ireland Limited CRD 300727 | Dublin | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 40295 | Neuberger Berman Bd Llc CRD 2908 | New York, NY | Broker-Dealer (Dually Registered) | — | 0 | 1,087 | 03/27/2026 | ☆ | |
| 40296 | Neuco Academy Llc CRD 337820 | Investment Adviser | — | 03/18/2026 | ☆ | ||||
| 40297 | Neutheos Capital Management Llc CRD 343378 | Northborough, MA | Investment Adviser | — | 07/08/2026 | ☆ | |||
| 40298 | Nevcaut Ventures Management Company, Llc CRD 314448 | Investment Adviser | — | 03/09/2026 | ☆ | ||||
| 40299 | Never Lift Vc Management, L.P. CRD 331353 | New York, NY | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 40300 | Neville Point Ventures, Llc CRD 308898 | Investment Adviser | — | 07/14/2020 | ☆ |