Investment advisers
44,723 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 44201 | Wagmi Advisory Llc CRD 329784 | Dallas, TX | Investment Adviser | — | 01/24/2026 | ☆ | |||
| 44202 | Wagner Carbon Management Llc CRD 321971 | Lyme, NH | Investment Adviser | — | 07/24/2026 | ☆ | |||
| 44203 | Waha Investments Ltd CRD 341430 | Abu Dhabi, Maryah Island | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 44204 | Walden Catalyst Management, Llc CRD 315491 | San Francisco, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 44205 | Walen Financial Group, Llc CRD 140721 | Toledo, OH | Investment Adviser | — | 2 | 02/05/2026 | ☆ | ||
| 44206 | Walkabout Ventures Llc CRD 304706 | Santa Barbara, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 44207 | Walker, Linda Ann CRD 112473 | Long Beach, CA | Insurance-Affiliated | — | 1 | 02/26/2026 | ☆ | ||
| 44208 | Walkerhaven Equities Gp, Llc CRD 167044 | Investment Adviser | — | 1 | 03/31/2026 | ☆ | |||
| 44209 | Wallace Finance Co. CRD 340165 | Investment Adviser | — | 2 | 05/27/2026 | ☆ | |||
| 44210 | Wallensky, Lewis Morton CRD 136489 | Insurance-Affiliated | — | 180 | 4 | 06/02/2026 | ☆ | ||
| 44211 | Walnut Capital Partners, Llc CRD 336383 | Los Angeles, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 44212 | Walnut Crest Capital Management, Llc CRD 343373 | Investment Adviser | — | 07/01/2026 | ☆ | ||||
| 44213 | Walsh Financial Solutions, Llc CRD 133589 | Arvada, CO | Investment Adviser | — | 0 | 1 | 02/05/2026 | ☆ | |
| 44214 | Walsh Financial, Pc CRD 168305 | Insurance-Affiliated | — | 0 | 03/23/2026 | ☆ | |||
| 44215 | Walter & Shuffain Financial Services, Llc CRD 147347 | Boston, MA | Investment Adviser | — | 5 | 03/09/2026 | ☆ | ||
| 44216 | Wanics Capital Advisors Llc CRD 338770 | Kirkland, WA | Investment Adviser | — | 09/12/2025 | ☆ | |||
| 44217 | Ward, Warren Albert CRD 121717 | Columbus, IN | Investment Adviser | — | 03/21/2015 | ☆ | |||
| 44218 | Wardian Wealth Management, Inc. CRD 292029 | Coeur D'alene, ID | Insurance-Affiliated | — | 1 | 07/16/2026 | ☆ | ||
| 44219 | Warlock Inc CRD 340437 | Denver, CO | Investment Adviser | — | 01/15/2026 | ☆ | |||
| 44220 | Warlock Ltd. CRD 342413 | Louisville, KY | Investment Adviser | — | 04/23/2026 | ☆ | |||
| 44221 | Warren Averett Ria, Llc CRD 317452 | Birmingham, AL | Investment Adviser | — | 1 | 03/13/2026 | ☆ | ||
| 44222 | Warren Financial Service & Associates, Inc. CRD 119066 | Exton, PA | Investment Adviser | — | 03/26/2024 | ☆ | |||
| 44223 | Warren Point Capital, Llc CRD 311680 | Investment Adviser | — | 03/06/2026 | ☆ | ||||
| 44224 | Warren Street Capital Management, Lp CRD 317474 | Investment Adviser | — | 03/11/2026 | ☆ | ||||
| 44225 | Warshaw Asset Management, Llc CRD 337641 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 44226 | Warwick Capital Partners Llp CRD 161384 | London | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 44227 | Warwick Investment Management Llc CRD 167264 | Easton, MD | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 44228 | Wasatch Management Partners, L.L.C. CRD 113322 | Salt Lake City, UT | Investment Adviser | — | 03/31/2025 | ☆ | |||
| 44229 | Washita Capital, Llc CRD 311798 | Southlake, TX | Investment Adviser | — | 05/28/2026 | ☆ | |||
| 44230 | Watchfire Ventures, Llc CRD 309929 | Montecito, CA | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 44231 | Waterfront International Ltd. CRD 289101 | Toronto, Ontario | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 44232 | Waterland Private Equity Investments B.V. CRD 161877 | Bussum | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 44233 | Waterline Ventures, Llc CRD 173281 | Cambridge, MA | Investment Adviser | — | 03/02/2026 | ☆ | |||
| 44234 | Watermark Investment Management Company, Llc CRD 317176 | Columbus, OH | Investment Adviser | — | 03/09/2026 | ☆ | |||
| 44235 | Watermill Institutional Trading Llc CRD 150892 | Jersey City, NJ | Broker-Dealer (Dually Registered) | — | 20 | 11/07/2024 | ☆ | ||
| 44236 | Waterous Energy Fund Management Corp. (Alberta) CRD 298574 | Calgary, Alberta | Investment Adviser | — | 03/29/2026 | ☆ | |||
| 44237 | Waterpoint Lane Manageco, Inc. CRD 327736 | Investment Adviser | — | 03/27/2025 | ☆ | ||||
| 44238 | Watershed Collective Llc CRD 327754 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 44239 | Waterstreet Asset Management Llc CRD 281332 | Eden Prairie, MN | Investment Adviser | — | 2 | 02/02/2026 | ☆ | ||
| 44240 | Waterton Copper Management, Inc. CRD 332363 | Toronto, Ontario | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 44241 | Waterton Gold Management Inc. CRD 342482 | Toronto, Ontario | Investment Adviser | — | 05/20/2026 | ☆ | |||
| 44242 | Watertower Ventures Management, Llc CRD 310494 | Beverly Hills, CA | Investment Adviser | — | 02/27/2026 | ☆ | |||
| 44243 | Waterville Investment Partners, Llc CRD 314518 | Needham, MA | Investment Adviser | — | 07/02/2025 | ☆ | |||
| 44244 | Watson, Paul Chandler CRD 284383 | Austin, TX | Investment Adviser | — | 11/02/2016 | ☆ | |||
| 44245 | Watson,Philip,Martin CRD 114749 | Franklin, TN | Investment Adviser | — | 1 | 02/25/2026 | ☆ | ||
| 44246 | Wave 8 Wealth Management, Llc CRD 323487 | Investment Adviser | — | 01/03/2024 | ☆ | ||||
| 44247 | Wave Capital Aero Management, Lp CRD 323768 | Waco, TX | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 44248 | Wave Capital Llc CRD 299004 | San Francisco, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 44249 | Wave Digital Assets International Ltd. CRD 335199 | Minato City | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 44250 | Wave Function Ventures Fund Management, Llc CRD 333165 | Investment Adviser | — | 02/24/2026 | ☆ |