AUMdb

Orthopedic Associates Of Sw Ohio Inc Profit Sharing 401 K Plan

Sponsored by Orthopedic Associates Of Sw Ohio Inc. · EIN 262292026 · Plan #001

Total assets
$34.1M
Net assets
$34.1M
Active participants
145
With balances
211

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Empower Advisory Group, Llc CRD 112058 deterministic · 100% 2024
Ubs Financial Services Inc. CRD 8174 deterministic · 100% 2024
Ameriprise Financial Services, Llc CRD 6363 deterministic · 100% 2024
Morgan Stanley Smith Barney Llc CRD 149777 deterministic · 100% 2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691 fuzzy_auto · 93% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Ubs Financial Services, Inc Investment advisory (plan) $68,221
Ameriprise Financial Services Investment advisory (plan) $64,247
Morgan Stanley Smith Barney Investment advisory (plan) $34,799
Merrill Lynch Pierce Fenner & Smith Investment advisory (plan) $27,391
Empower Annuity Insurance Co Recordkeeping fees $19,511
Key Bank National Association Investment advisory (plan) $13,236
Empower Advisory Group Investment management $12,728
Prenger & Profitt Llc Contract administrator $2,000