The Ethan Allen Retirement Savings Plan
Sponsored by Ethan Allen Global, Inc. · EIN 202991357 · Plan #003
- Total assets
- $230M
- Net assets
- $230M
- Active participants
- 1,913
- With balances
- 3,261
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Empower Advisory Group, Llc CRD 112058 | deterministic · 100% | 2024 |
| Capfinancial Partners, Llc CRD 175112 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Empower Advisory Group, Llc | Investment management | $181,056 |
| Empower Retirement | Recordkeeping, Securities brokerage, Shareholder servicing fees | $176,834 |
| Cohnreznick Llp | Accounting | $40,690 |
| Lockton Companies Llc | Insurance agents and brokers | $31,435 |
| Capfinancial Partners Llc | Investment advisory (plan) | $28,170 |
| The Mandmarblestone Group Llc | Consulting (pension) | $1,250 |