AUMdb

Nri Group 401(k) Plan

Sponsored by Nomura Research Institute Holdings America, Inc. · EIN 465268484 · Plan #002

Total assets
$41.8M
Net assets
$41.8M
Active participants
104
With balances
302

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Morgan Stanley Smith Barney Llc CRD 149777 deterministic · 100% 2024
Empower Advisory Group, Llc CRD 112058 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Morgan Stanley Investment advisory (plan) $48,686
Empower Life & Annuity Insurance Recordkeeping fees $21,391
Empower Advisory Group, Llc Investment management $16,149
The Benefit Practice Contract administrator $4,069