Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 4951 | Aspire Capital Advisors Llc CRD 298366 | Seattle, WA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 2,123 | 5,393 | 22 | 04/02/2026 | ☆ |
| 4952 | Graves Light Lenhart Wealth, Inc. CRD 298283 | Harrisonburg, VA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 438 | 1,294 | 11 | 03/30/2026 | ☆ |
| 4953 | Three Seasons Wealth CRD 326517 | Salt Lake City, UT | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 390 | 879 | 14 | 03/10/2026 | ☆ |
| 4954 | Kwmg, Llc CRD 170293 | Overland Park, KS | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 1,018 | 2,916 | 30 | 03/20/2026 | ☆ |
| 4955 | Themes Management Company Llc CRD 323861 | Greenwich, CT | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.2B | 90 | 90 | 15 | 03/05/2026 | ☆ |
| 4956 | 7 Ridge Limited CRD 315057 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 5 | 5 | 17 | 05/26/2026 | ☆ |
| 4957 | Bwcp, Lp CRD 305638 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 6 | 7 | 11 | 03/30/2026 | ☆ |
| 4958 | Archon Partners Llc CRD 155756 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 1 | 1 | 4 | 03/13/2026 | ☆ | |
| 4959 | Henry H. Armstrong Associates, Inc. CRD 105510 | Pittsburgh, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 141 | 530 | 5 | 03/31/2026 | ☆ |
| 4960 | Sc&H Financial Advisors, Inc. CRD 120666 | Hunt Valley, MD | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 676 | 2,057 | 24 | 02/12/2026 | ☆ |
| 4961 | Hengehold Capital Management Llc CRD 107700 | Cincinnati, OH | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 850 | 2,964 | 11 | 03/02/2026 | ☆ |
| 4962 | Architect Capital Corp. CRD 315010 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 22 | 22 | 15 | 05/11/2026 | ☆ |
| 4963 | Sharpe Advisors, Llc CRD 338664 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 2 | 4 | 09/17/2026 | ☆ | |
| 4964 | Platform Technology Partners Llc CRD 305602 | Locust Valley, NY | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 887 | 2,257 | 12 | 03/31/2026 | ☆ |
| 4965 | Legacy Edge Advisors, Llc CRD 328064 | Syosset, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 532 | 532 | 18 | 04/16/2026 | ☆ |
| 4966 | Prudent Management Associates CRD 16691 | Philadelphia, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 231 | 601 | 13 | 03/27/2026 | ☆ |
| 4967 | Vision Capital Management, Inc. CRD 107793 | Portland, OR | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 1,800 | 1,800 | 13 | 08/26/2026 | ☆ |
| 4968 | Centre Partners Management Llc CRD 109534 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 32 | 32 | 23 | 03/31/2026 | ☆ |
| 4969 | Berkshire Money Management, Inc. CRD 124873 | Dalton, MA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 903 | 2,362 | 22 | 03/11/2026 | ☆ |
| 4970 | Qtron Investments Llc CRD 285608 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 8 | 8 | 7 | 03/31/2026 | ☆ |
| 4971 | Harvey Partners, Llc CRD 160681 | Tarrytown, NY | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.2B | 16 | 16 | 5 | 03/25/2026 | ☆ |
| 4972 | Composition Capital Lp CRD 332182 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 6 | 6 | 9 | 08/28/2026 | ☆ |
| 4973 | Slater Investments Limited CRD 327135 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 6 | 13 | 19 | 02/04/2026 | ☆ |
| 4974 | Anda Asset Management Co., Ltd. CRD 165123 | Seoul | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 74 | 74 | 32 | 06/25/2026 | ☆ |
| 4975 | N CRD 126826 | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 310 | 1,433 | 6 | 10/09/2025 | ☆ | |
| 4976 | Pcim Realty Advisors, Llc CRD 313281 | Addison, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 4 | 4 | 19 | 03/31/2026 | ☆ |
| 4977 | Decisionpoint Financial, Llc CRD 296988 | Mesa, AZ | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 691 | 1,853 | 18 | 09/01/2026 | ☆ |
| 4978 | Insight Wealth Strategies, Llc CRD 293644 | San Ramon, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 585 | 2,042 | 12 | 09/14/2026 | ☆ |
| 4979 | Prelude Growth Partners Management Company, Llc CRD 293249 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 4 | 4 | 12 | 03/31/2026 | ☆ |
| 4980 | Premier Path Wealth Partners, Llc CRD 325300 | Madison, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 463 | 1,965 | 8 | 05/15/2026 | ☆ |
| 4981 | Sage Trading Collective, Llc CRD 337481 | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 4,518 | 4,518 | 4 | 08/10/2026 | ☆ | |
| 4982 | Parkway Wealth Management Group, Llc CRD 333971 | Plano, TX | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 1,342 | 4,399 | 27 | 09/14/2026 | ☆ |
| 4983 | Mountain Point Credit Management Llc CRD 330615 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 4 | 4 | 19 | 08/18/2026 | ☆ |
| 4984 | Fourthstone Llc CRD 169067 | St. Louis, MO | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 5 | 5 | 12 | 03/30/2026 | ☆ |
| 4985 | N CRD 158872 | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.2B | 470 | 470 | 10 | 03/02/2026 | ☆ | |
| 4986 | Riordan, Lewis & Haden, Inc CRD 157138 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 8 | 8 | 17 | 06/11/2026 | ☆ |
| 4987 | Element Pointe Advisors, Llc CRD 282750 | Miami, FL | Multi-Family Office · Mid-sized ($1B–$10B) | $1.2B | 54 | 412 | 11 | 07/30/2026 | ☆ |
| 4988 | Water Island Capital,Llc CRD 113358 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.2B | 7 | 7 | 26 | 03/30/2026 | ☆ |
| 4989 | Sanford C. Bernstein & Co., Llc CRD 104474 | Nashville, TN | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $1.2B | 112 | 139 | 0 | 03/30/2026 | ☆ |
| 4990 | Icapital Registered Fund Adviser Llc CRD 310587 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.2B | 1 | 1 | 162 | 04/13/2026 | ☆ |
| 4991 | Palmer Square Bdc Advisor Llc CRD 306742 | Mission Woods, KS | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 1 | 1 | 76 | 03/31/2026 | ☆ |
| 4992 | Cabot Wealth Management CRD 107327 | Beverly, MA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 650 | 1,815 | 16 | 06/25/2026 | ☆ |
| 4993 | Parthenon Llc CRD 107794 | Louisville, KY | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 243 | 461 | 7 | 01/21/2026 | ☆ |
| 4994 | Wynkoop Llc CRD 150018 | Greenwood Village, CO | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.2B | 9 | 9 | 7 | 06/17/2026 | ☆ |
| 4995 | Investment Advisory Group, Llc CRD 109445 | Sarasota, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 1,542 | 3,581 | 10 | 02/05/2026 | ☆ |
| 4996 | Soa Wealth Advisors, Llc CRD 310448 | New York, NY | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 891 | 3,504 | 20 | 03/30/2026 | ☆ |
| 4997 | Snapdragon Capital Partners Llc CRD 297989 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 8 | 8 | 3 | 03/31/2026 | ☆ | |
| 4998 | De Groote Financial Group, Llc CRD 168178 | Thousand Oaks, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 377 | 2,346 | 9 | 05/27/2026 | ☆ |
| 4999 | Wiss Private Client Advisors, Llc CRD 286319 | Florham Park, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 186 | 753 | 12 | 03/23/2026 | ☆ |
| 5000 | Old Ironsides Energy, Llc CRD 168670 | Waltham, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 10 | 10 | 13 | 04/14/2026 | ☆ |