Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 4901 | Hohimer Wealth Management, Llc CRD 300140 | Seattle, WA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.3B | 579 | 1,554 | 12 | 07/24/2026 | ☆ |
| 4902 | Heritage Capital Advisors, Llc CRD 310306 | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.3B | 11 | 11 | 1 | 03/13/2026 | ☆ | |
| 4903 | Blue Sage Services, L.P. CRD 297282 | Austin, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.3B | 5 | 5 | 16 | 05/22/2026 | ☆ |
| 4904 | Harvey Capital Partners, L.P. CRD 327590 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.3B | 3 | 3 | 15 | 03/16/2026 | ☆ |
| 4905 | Bank Of Hawaii CRD 112324 | Honolulu, HI | Bank · Mid-sized ($1B–$10B) | $1.3B | 6 | 24 | 34 | 03/02/2026 | ☆ |
| 4906 | Webs Creek Capital Management Lp CRD 301259 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.3B | 7 | 11 | 9 | 04/06/2026 | ☆ |
| 4907 | Ullmann Wealth Partners Group, Llc CRD 316697 | Jacksonville Beach, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.3B | 531 | 1,605 | 13 | 07/29/2026 | ☆ |
| 4908 | Xy Investment Solutions, Llc CRD 285967 | Bozeman, MT | Wealth Manager · Mid-sized ($1B–$10B) | $1.3B | 796 | 4,262 | 69 | 09/16/2026 | ☆ |
| 4909 | James J. Burns & Company, Llc CRD 140452 | Melville, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.3B | 627 | 2,530 | 16 | 09/22/2026 | ☆ |
| 4910 | Amberjack Capital Partners, L.P. CRD 161464 | Houston, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.3B | 16 | 16 | 12 | 09/22/2026 | ☆ |
| 4911 | Insignia Capital Group, L.P. CRD 169772 | Walnut Creek, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.3B | 6 | 6 | 16 | 06/10/2026 | ☆ |
| 4912 | One Wealth Advisors, Llc CRD 170910 | San Francisco, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.3B | 434 | 2,183 | 13 | 09/16/2026 | ☆ |
| 4913 | Brookwood Investment Group Llc CRD 316544 | Phoenix, AZ | Wealth Manager · Mid-sized ($1B–$10B) | $1.3B | 3,506 | 7,129 | 24 | 03/31/2026 | ☆ |
| 4914 | Zadig Asset Management S.A. CRD 167166 | Strassen | Private Fund Manager · Mid-sized ($1B–$10B) | $1.3B | 6 | 6 | 7 | 06/29/2026 | ☆ |
| 4915 | Fishman Jay A Ltd CRD 105609 | Troy, MI | Wealth Manager · Mid-sized ($1B–$10B) | $1.3B | 537 | 537 | 8 | 03/30/2026 | ☆ |
| 4916 | Arbiter Partners Capital Management, Llc CRD 156290 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.3B | 20 | 20 | 12 | 04/28/2026 | ☆ |
| 4917 | O'hagan Group, Inc. CRD 315389 | Bethlehem, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 900 | 1,601 | 10 | 03/30/2026 | ☆ |
| 4918 | Pgim Fund Management Limited CRD 171548 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 4 | 4 | 179 | 03/27/2026 | ☆ |
| 4919 | Oakhurst Advisors, Llc CRD 282057 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 23 | 23 | 14 | 03/30/2026 | ☆ |
| 4920 | Superstate Advisers Llc CRD 336188 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 2 | 2 | 33 | 03/27/2026 | ☆ |
| 4921 | Vergent Asset Management Llp CRD 290165 | London | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 2 | 6 | 10 | 06/26/2026 | ☆ |
| 4922 | Albany Road Investment Advisers, Llc CRD 290302 | Dedham, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 5 | 5 | 25 | 03/30/2026 | ☆ |
| 4923 | Neo Ivy Capital Management, Llc CRD 284999 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 3 | 5 | 12 | 03/30/2026 | ☆ |
| 4924 | Td Capital Management Llc CRD 106125 | Memphis, TN | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 451 | 251 | 13 | 08/26/2026 | ☆ |
| 4925 | Gilman Hill Asset Management, Llc CRD 143970 | New Canaan, CT | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 299 | 648 | 10 | 03/17/2026 | ☆ |
| 4926 | Northwest Financial Advisors Llc CRD 166769 | Herndon, VA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 1,915 | 2,756 | 37 | 03/30/2026 | ☆ |
| 4927 | Blackbarn Capital Partners Lp CRD 319137 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 4 | 4 | 11 | 03/20/2026 | ☆ |
| 4928 | Mt Asset Management, Llc CRD 147381 | Matawan, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 936 | 936 | 9 | 05/15/2026 | ☆ |
| 4929 | Prometheus Wealth Management Sam CRD 332503 | Monaco | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 149 | 230 | 9 | 03/05/2026 | ☆ |
| 4930 | Alternative Capital Fund Management Llc CRD 311532 | Englewood Cliffs, NJ | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 3 | 3 | 13 | 05/04/2026 | ☆ |
| 4931 | Kpp Advisory Services Llc CRD 289507 | Louisville, KY | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 3,995 | 3,995 | 37 | 05/28/2026 | ☆ |
| 4932 | Verde Servicos Internacionais S.A. CRD 171608 | Sao Paulo | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 6 | 6 | 3 | 06/09/2026 | ☆ |
| 4933 | Hodges Capital Management Inc CRD 110080 | Dallas, TX | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 448 | 448 | 20 | 10/31/2025 | ☆ |
| 4934 | Fwl Investment Management, Llc CRD 174119 | Dallas, TX | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 294 | 945 | 7 | 03/31/2026 | ☆ |
| 4935 | Kore Advisors Lp CRD 159663 | Boynton Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 6 | 9 | 15 | 08/28/2026 | ☆ |
| 4936 | Sivia Capital Partners, Llc CRD 170413 | Mill Valley, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $1.2B | 55 | 521 | 5 | 06/24/2026 | ☆ |
| 4937 | Ge Vernova Investment Advisers, Llc CRD 329905 | Stamford, CT | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 1 | 1 | 21 | 03/27/2026 | ☆ |
| 4938 | Solel Partners Lp CRD 305424 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 3 | 3 | 10 | 03/24/2026 | ☆ |
| 4939 | Opal Wealth Advisors, Llc CRD 289759 | Jericho, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 745 | 2,411 | 20 | 02/14/2026 | ☆ |
| 4940 | Corbel Management, Llc CRD 171849 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 17 | 17 | 18 | 08/20/2026 | ☆ |
| 4941 | Arlington Financial Advisors, Llc CRD 283288 | Santa Barbara, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 631 | 2,575 | 16 | 02/25/2026 | ☆ |
| 4942 | Acon Latam Management, L.L.C. CRD 161535 | Washington, DC | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 19 | 20 | 25 | 09/01/2026 | ☆ |
| 4943 | Agl Us Dl Management Llc CRD 331398 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.2B | 1 | 1 | 0 | 03/20/2026 | ☆ |
| 4944 | Seven Grand Managers Llc CRD 310026 | Bronxville, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 9 | 9 | 11 | 03/30/2026 | ☆ |
| 4945 | Wealth Dimensions Group, Ltd. CRD 107618 | Cincinnati, OH | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 769 | 2,656 | 21 | 07/30/2026 | ☆ |
| 4946 | Great Waters Wealth Management CRD 308215 | Shoreview, MN | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 1,627 | 6,141 | 42 | 04/07/2026 | ☆ |
| 4947 | Oaktop Capital Management Ii, L.P. CRD 161896 | Chatham, NJ | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 2 | 2 | 3 | 03/31/2026 | ☆ |
| 4948 | Kwb Wealth CRD 300921 | Redlands, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 1,971 | 3,280 | 10 | 07/14/2026 | ☆ |
| 4949 | M Financial Asset Management, Inc. CRD 136694 | Portland, OR | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 1,021 | 1,998 | 5 | 03/31/2026 | ☆ |
| 4950 | Middleton & Company Inc. CRD 104549 | Boston, MA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 368 | 613 | 16 | 05/04/2026 | ☆ |