Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 5001 | Hauser Retirement Solutions 2 Llc CRD 299959 | Cincinnati, OH | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.2B | 76 | 76 | 5 | 04/21/2026 | ☆ |
| 5002 | Fielder Capital Group Llc CRD 156737 | Nashville, TN | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 131 | 639 | 11 | 03/30/2026 | ☆ |
| 5003 | Agamerica Lending Llc CRD 164866 | Lakeland, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 2 | 2 | 52 | 08/10/2026 | ☆ |
| 5004 | Regents Gate Capital Llp CRD 331810 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 6 | 6 | 13 | 03/17/2026 | ☆ |
| 5005 | Hudson Cove Capital Management Llc CRD 283128 | Jersey City, NJ | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 4 | 5 | 12 | 03/27/2026 | ☆ |
| 5006 | Arq Wealth Advisors, Llc CRD 147351 | Scottsdale, AZ | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 605 | 2,131 | 18 | 08/19/2026 | ☆ |
| 5007 | Folger Nolan Fleming Douglas Capital Management, Inc. CRD 140444 | Washington, DC | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 488 | 488 | 9 | 04/02/2026 | ☆ |
| 5008 | James Investment Research Inc CRD 110433 | Xenia, OH | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 431 | 692 | 15 | 05/18/2026 | ☆ |
| 5009 | Hamilton Point Investment Advisors, Llc CRD 144534 | Chapel Hill, NC | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 266 | 885 | 12 | 03/18/2026 | ☆ |
| 5010 | Hg Capital Management, Llc CRD 163613 | Nashville, TN | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 6 | 6 | 14 | 03/25/2026 | ☆ |
| 5011 | N CRD 16686 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 117 | 4 | 1,275 | 09/09/2025 | ☆ | |
| 5012 | Tokio Marine Asset Management (Usa), Ltd. CRD 158632 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 1 | 9 | 16 | 04/13/2026 | ☆ |
| 5013 | Amergin Asset Management, Llc CRD 323350 | Boca Raton, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 4 | 4 | 13 | 03/19/2026 | ☆ |
| 5014 | Schwerin Boyle Capital Management Inc CRD 105004 | Springfield, MA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 153 | 163 | 6 | 03/20/2026 | ☆ |
| 5015 | Cofg Advisors, Llc CRD 333344 | Oak Brook, IL | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 1,380 | 4,345 | 19 | 02/18/2026 | ☆ |
| 5016 | Van Cleef Asset Management Inc CRD 105768 | Beachwood, OH | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 226 | 226 | 6 | 03/18/2026 | ☆ |
| 5017 | Wright Investors Service Inc CRD 106302 | Shelton, CT | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 90 | 1,171 | 22 | 03/16/2026 | ☆ |
| 5018 | Wespac Advisors, Llc CRD 148242 | Orinda, CA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.2B | 639 | 642 | 10 | 04/01/2026 | ☆ |
| 5019 | Childress Capital Advisors, Llc CRD 310277 | Houston, TX | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 146 | 146 | 9 | 04/28/2026 | ☆ |
| 5020 | Brightspire Capital Advisors, Llc CRD 312908 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 2 | 2 | 47 | 03/31/2026 | ☆ |
| 5021 | Angeles Equity Partners, Llc CRD 281284 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 10 | 10 | 30 | 03/27/2026 | ☆ |
| 5022 | Arista Wealth Management, Llc CRD 141504 | Las Vegas, NV | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 530 | 1,979 | 17 | 09/14/2026 | ☆ |
| 5023 | Oridian Capital Management, L.P. CRD 155834 | Washington, DC | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 5 | 5 | 19 | 03/27/2026 | ☆ |
| 5024 | Everwest Advisors Llc CRD 167125 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 29 | 31 | 109 | 03/31/2026 | ☆ |
| 5025 | Santa Lucia Asset Management Pte. Ltd. CRD 291669 | Singapore | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 13 | 13 | 11 | 09/24/2025 | ☆ |
| 5026 | Columbia Asset Management, L.L.C. CRD 124174 | Ann Arbor, MI | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 431 | 1,295 | 7 | 03/12/2026 | ☆ |
| 5027 | Sunriver Management Llc CRD 281277 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 7 | 7 | 9 | 03/30/2026 | ☆ |
| 5028 | Bluemountain Fuji Management, Llc CRD 286502 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 4 | 4 | 0 | 03/31/2026 | ☆ |
| 5029 | Juggernaut Management, Llc CRD 160623 | Washington, DC | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 19 | 19 | 15 | 03/31/2026 | ☆ |
| 5030 | Autumn Lane Advisors, Llc CRD 173624 | Houston, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 73 | 926 | 7 | 02/10/2026 | ☆ |
| 5031 | Breakout Capital Partners Lp CRD 321224 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 3 | 5 | 16 | 03/19/2026 | ☆ |
| 5032 | Ursa Fund Management Llc CRD 283363 | Danville, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 2 | 2 | 2 | 04/17/2026 | ☆ |
| 5033 | Cedar Mountain Advisors, Llc CRD 140339 | Lake Oswego, OR | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 890 | 2,433 | 10 | 03/24/2026 | ☆ |
| 5034 | Flatiron Rr Llc, Manager Series CRD 314505 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 3 | 3 | 19 | 03/31/2026 | ☆ |
| 5035 | Bmo Nesbitt Burns Securities Ltd. CRD 281337 | Toronto, Ontario | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $1.2B | 1,086 | 1,330 | 303 | 09/08/2026 | ☆ |
| 5036 | Baron Silver Stevens Financial Advisors, Llc CRD 126767 | Boca Raton, FL | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 610 | 1,778 | 12 | 03/09/2026 | ☆ |
| 5037 | Modern Portfolio Consultants, Llc CRD 120846 | Naples, FL | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 9 | 9 | 3 | 03/26/2026 | ☆ |
| 5038 | Finback Investment Partners, Llc CRD 310944 | Coral Gables, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 9 | 9 | 17 | 03/31/2026 | ☆ |
| 5039 | Ccg Wealth Management, Llc CRD 296985 | San Diego, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 588 | 2,558 | 64 | 06/02/2026 | ☆ |
| 5040 | Richard Young Associates, Ltd. CRD 126124 | Augusta, GA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 1,940 | 5,023 | 16 | 02/12/2026 | ☆ |
| 5041 | Silverback Asset Management, Llc CRD 141407 | Durham, NC | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 8 | 8 | 12 | 03/31/2026 | ☆ |
| 5042 | Global Evolution Usa, Llc CRD 161677 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.2B | 4 | 4 | 24 | 06/18/2026 | ☆ |
| 5043 | Maceratio Llc CRD 304078 | Miami, FL | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 248 | 278 | 7 | 06/20/2026 | ☆ |
| 5044 | Tobias Financial Advisors, Inc. CRD 104711 | Plantation, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 383 | 2,178 | 26 | 09/11/2026 | ☆ |
| 5045 | Compound Global Advisors, Llc CRD 318889 | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 2 | 3 | 1 | 08/11/2026 | ☆ | |
| 5046 | Guardian Capital Partners Investment Management, L.P. CRD 321695 | Wayne, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 3 | 3 | 17 | 03/31/2026 | ☆ |
| 5047 | Brooknoll Advisors Llc CRD 298297 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 2 | 1 | 03/20/2026 | ☆ | |
| 5048 | Black Lake Investments Llc CRD 334605 | Wayzata, MN | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 1 | 5 | 04/29/2026 | ☆ | |
| 5049 | Stone Point Credit Income Adviser Llc CRD 332241 | Greenwich, CT | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 3 | 3 | 80 | 03/31/2026 | ☆ |
| 5050 | Moment Partners, Llc CRD 332691 | San Francisco, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 435 | 1,516 | 8 | 09/04/2026 | ☆ |