Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8351 | Positive Selection Investment Management, Llc CRD 331469 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $479M | 1 | 1 | 4 | 03/26/2026 | ☆ |
| 8352 | Priority Senior Secured Income Management, Llc CRD 165500 | West Palm Beach, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $479M | 1 | 1 | 661 | 03/25/2026 | ☆ |
| 8353 | Keener Financial Planning, Llc CRD 147615 | Keller, TX | Wealth Manager · Small ($100M–$1B) | $479M | 197 | 767 | 12 | 07/20/2026 | ☆ |
| 8354 | Meredith Wealth Planning Llc CRD 300019 | Maryville, IL | Wealth Manager · Small ($100M–$1B) | $479M | 221 | 914 | 2 | 01/29/2026 | ☆ |
| 8355 | N CRD 320791 | Wealth Manager · Small ($100M–$1B) | $479M | 724 | 2,181 | 8 | 03/20/2026 | ☆ | |
| 8356 | Sound Point Meridian Management Company Llc CRD 329887 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $478M | 1 | 1 | 9 | 03/31/2026 | ☆ |
| 8357 | Idb Lido Wealth, Llc CRD 322488 | New York, NY | Wealth Manager · Small ($100M–$1B) | $478M | 209 | 329 | 14 | 07/27/2026 | ☆ |
| 8358 | Great Oak Capital Partners, Llc CRD 281045 | South Easton, MA | Insurance-Affiliated · Small ($100M–$1B) | $478M | 591 | 1,871 | 7 | 04/09/2026 | ☆ |
| 8359 | Elmwood Wealth Management, Inc. CRD 165639 | Berkeley, CA | Wealth Manager · Small ($100M–$1B) | $478M | 210 | 676 | 6 | 05/14/2026 | ☆ |
| 8360 | Cannon Tingey Investment Advisors Inc CRD 107539 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $478M | 395 | 395 | 6 | 03/06/2026 | ☆ |
| 8361 | Barnes Wealth Management Group, Inc. CRD 132189 | Bakersfield, CA | Wealth Manager · Small ($100M–$1B) | $477M | 897 | 1,470 | 12 | 03/17/2026 | ☆ |
| 8362 | Midatlantic Capital Management, Inc. CRD 116524 | Richmond, VA | Institutional / Pension Advisor · Small ($100M–$1B) | $477M | 172 | 323 | 2 | 02/03/2026 | ☆ |
| 8363 | Jw Asset Management, Llc CRD 160805 | Private Fund Manager · Small ($100M–$1B) | $477M | 4 | 4 | 6 | 03/20/2026 | ☆ | |
| 8364 | Broad Sky Partners Llc CRD 317966 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $477M | 6 | 6 | 12 | 03/31/2026 | ☆ |
| 8365 | Sfw Capital Partners, L.P. CRD 160561 | Rye, NY | Private Fund Manager · Small ($100M–$1B) | $477M | 9 | 9 | 6 | 07/20/2026 | ☆ |
| 8366 | Rfg Holdings Inc. CRD 173862 | Argyle, TX | Wealth Manager · Small ($100M–$1B) | $477M | 446 | 1,345 | 9 | 05/11/2026 | ☆ |
| 8367 | Mbm Wealth Consultants, Llc CRD 169091 | Chesterfield, MO | Wealth Manager · Small ($100M–$1B) | $477M | 642 | 1,624 | 15 | 05/27/2026 | ☆ |
| 8368 | Andra Capital Llc CRD 314080 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $477M | 1 | 1 | 5 | 07/30/2026 | ☆ |
| 8369 | Bridgeport Management Company Llc CRD 322871 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $476M | 3 | 3 | 10 | 08/05/2026 | ☆ |
| 8370 | Arborstone Financial, Llc CRD 338225 | Andover, MA | Wealth Manager · Small ($100M–$1B) | $476M | 1,129 | 1,645 | 5 | 05/06/2026 | ☆ |
| 8371 | The Invictus Collective, Llc CRD 310744 | Park Ridge, IL | Multi-Family Office · Small ($100M–$1B) | $476M | 16 | 88 | 7 | 09/15/2026 | ☆ |
| 8372 | Emerald Hill Capital Partners Holdings, Llc CRD 298843 | Lakewood, CO | Private Fund Manager · Small ($100M–$1B) | $476M | 2 | 2 | 3 | 03/26/2026 | ☆ |
| 8373 | Wimmer Associates I, Llc CRD 125243 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $476M | 143 | 151 | 4 | 04/27/2026 | ☆ |
| 8374 | G&S Capital Llc CRD 171033 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $476M | 421 | 1,265 | 9 | 05/01/2026 | ☆ |
| 8375 | Oneascent Wealth Management Llc CRD 308057 | Birmingham, AL | Insurance-Affiliated · Small ($100M–$1B) | $476M | 927 | 2,616 | 23 | 08/14/2026 | ☆ |
| 8376 | Source Capital, Llc CRD 325758 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $475M | 19 | 19 | 18 | 03/31/2026 | ☆ |
| 8377 | Xendia Wealth Llc CRD 157973 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $475M | 4,810 | 4,810 | 5 | 03/23/2026 | ☆ |
| 8378 | Allgen Financial Advisors, Inc. CRD 126877 | Orlando, FL | Insurance-Affiliated · Small ($100M–$1B) | $475M | 1,097 | 2,557 | 18 | 07/24/2026 | ☆ |
| 8379 | Carson Management Company, Llc CRD 153261 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $475M | 20 | 20 | 6 | 07/15/2026 | ☆ |
| 8380 | Nw1 Partners Us Llc CRD 289852 | London | Private Fund Manager · Small ($100M–$1B) | $475M | 15 | 15 | 22 | 06/25/2026 | ☆ |
| 8381 | Horiko Capital Management Llc CRD 126343 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $475M | 6 | 6 | 6 | 03/03/2026 | ☆ |
| 8382 | Kelly Financial Group, Llc CRD 136372 | Wethersfield, CT | Insurance-Affiliated · Small ($100M–$1B) | $475M | 982 | 2,324 | 7 | 07/30/2026 | ☆ |
| 8383 | S2 Fund Manager, Llc CRD 323759 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $475M | 6 | 6 | 42 | 07/14/2026 | ☆ |
| 8384 | Tof Manager, Llc CRD 330178 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $475M | 6 | 6 | 10 | 09/23/2026 | ☆ |
| 8385 | Noctua International Wmg, Llc CRD 151170 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $474M | 43 | 165 | 7 | 03/25/2026 | ☆ |
| 8386 | Trueblood Wealth Management, Llc CRD 321659 | Lima, OH | Wealth Manager · Small ($100M–$1B) | $474M | 346 | 987 | 3 | 08/25/2026 | ☆ |
| 8387 | Proem Advisors Llc CRD 300404 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $474M | 5 | 5 | 5 | 03/31/2026 | ☆ |
| 8388 | Markowski Brothers Holding Corporation CRD 141883 | Insurance-Affiliated · Small ($100M–$1B) | $474M | 1,275 | 1,924 | 11 | 03/27/2026 | ☆ | |
| 8389 | N CRD 316704 | Investment Adviser · Small ($100M–$1B) | $474M | 1 | 1 | 335 | 03/31/2025 | ☆ | |
| 8390 | Spielberger & Brooks, Inc. CRD 147197 | Woodbury, NY | Wealth Manager · Small ($100M–$1B) | $474M | 251 | 251 | 2 | 09/10/2026 | ☆ |
| 8391 | Sds Real Estate Advisors CRD 309932 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $474M | 5 | 5 | 14 | 03/30/2026 | ☆ |
| 8392 | Cape Investment Advisory, Inc. CRD 146384 | Mcdonough, GA | Wealth Manager · Small ($100M–$1B) | $474M | 1,013 | 1,660 | 34 | 07/10/2026 | ☆ |
| 8393 | Towle & Co CRD 110862 | Denver, CO | Investment Adviser · Small ($100M–$1B) | $474M | 32 | 31 | 9 | 07/16/2026 | ☆ |
| 8394 | The Wellington Grp Llc CRD 332803 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $474M | 1,516 | 1,516 | 10 | 03/31/2026 | ☆ |
| 8395 | Juncture Wealth Strategies, Llc CRD 298110 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $474M | 462 | 1,122 | 11 | 03/31/2026 | ☆ |
| 8396 | N CRD 105168 | Wealth Manager · Small ($100M–$1B) | $473M | 200 | 200 | 3 | 01/17/2025 | ☆ | |
| 8397 | Sycale Advisors (Ny) Llc CRD 168204 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $473M | 9 | 9 | 6 | 03/27/2026 | ☆ |
| 8398 | Promethean Investments Llp CRD 301383 | Edinburgh | Private Fund Manager · Small ($100M–$1B) | $473M | 10 | 10 | 3 | 06/29/2026 | ☆ |
| 8399 | Coign Capital Advisors Llc CRD 171306 | Draper, UT | Wealth Manager · Small ($100M–$1B) | $473M | 466 | 1,015 | 8 | 02/05/2026 | ☆ |
| 8400 | Brightside Capital Partners Llc CRD 338288 | Lantana, FL | Investment Adviser · Small ($100M–$1B) | $473M | 1 | 1 | 12 | 03/30/2026 | ☆ |