Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8351 | Bridgeport Management Company Llc CRD 322871 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $476M | 3 | 3 | 10 | 08/05/2026 | ☆ |
| 8352 | Arborstone Financial, Llc CRD 338225 | Andover, MA | Wealth Manager · Small ($100M–$1B) | $476M | 1,129 | 1,645 | 5 | 05/06/2026 | ☆ |
| 8353 | The Invictus Collective, Llc CRD 310744 | Park Ridge, IL | Multi-Family Office · Small ($100M–$1B) | $476M | 16 | 88 | 5 | 06/30/2026 | ☆ |
| 8354 | Emerald Hill Capital Partners Holdings, Llc CRD 298843 | Lakewood, CO | Private Fund Manager · Small ($100M–$1B) | $476M | 2 | 2 | 3 | 03/26/2026 | ☆ |
| 8355 | Wimmer Associates I, Llc CRD 125243 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $476M | 143 | 151 | 4 | 04/27/2026 | ☆ |
| 8356 | G&S Capital Llc CRD 171033 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $476M | 421 | 1,265 | 9 | 05/01/2026 | ☆ |
| 8357 | Oneascent Wealth Management Llc CRD 308057 | Birmingham, AL | Insurance-Affiliated · Small ($100M–$1B) | $476M | 927 | 2,616 | 23 | 08/03/2026 | ☆ |
| 8358 | Source Capital, Llc CRD 325758 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $475M | 19 | 19 | 18 | 03/31/2026 | ☆ |
| 8359 | Xendia Wealth Llc CRD 157973 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $475M | 4,810 | 4,810 | 5 | 03/23/2026 | ☆ |
| 8360 | Allgen Financial Advisors, Inc. CRD 126877 | Orlando, FL | Insurance-Affiliated · Small ($100M–$1B) | $475M | 1,097 | 2,557 | 18 | 07/24/2026 | ☆ |
| 8361 | Carson Management Company, Llc CRD 153261 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $475M | 20 | 20 | 6 | 07/15/2026 | ☆ |
| 8362 | Nw1 Partners Us Llc CRD 289852 | London | Private Fund Manager · Small ($100M–$1B) | $475M | 15 | 15 | 22 | 06/25/2026 | ☆ |
| 8363 | Horiko Capital Management Llc CRD 126343 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $475M | 6 | 6 | 6 | 03/03/2026 | ☆ |
| 8364 | Kelly Financial Group, Llc CRD 136372 | Wethersfield, CT | Insurance-Affiliated · Small ($100M–$1B) | $475M | 982 | 2,324 | 7 | 07/30/2026 | ☆ |
| 8365 | S2 Fund Manager, Llc CRD 323759 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $475M | 6 | 6 | 42 | 07/14/2026 | ☆ |
| 8366 | Tof Manager, Llc CRD 330178 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $475M | 6 | 6 | 10 | 03/30/2026 | ☆ |
| 8367 | Noctua International Wmg, Llc CRD 151170 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $474M | 43 | 165 | 7 | 03/25/2026 | ☆ |
| 8368 | Trueblood Wealth Management, Llc CRD 321659 | Lima, OH | Wealth Manager · Small ($100M–$1B) | $474M | 346 | 987 | 3 | 03/11/2026 | ☆ |
| 8369 | Proem Advisors Llc CRD 300404 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $474M | 5 | 5 | 5 | 03/31/2026 | ☆ |
| 8370 | Markowski Brothers Holding Corporation CRD 141883 | Insurance-Affiliated · Small ($100M–$1B) | $474M | 1,275 | 1,924 | 11 | 03/27/2026 | ☆ | |
| 8371 | N CRD 316704 | Investment Adviser · Small ($100M–$1B) | $474M | 1 | 1 | 335 | 03/31/2025 | ☆ | |
| 8372 | Spielberger & Brooks, Inc. CRD 147197 | Woodbury, NY | Insurance-Affiliated · Small ($100M–$1B) | $474M | 251 | 251 | 2 | 03/26/2026 | ☆ |
| 8373 | Sds Real Estate Advisors CRD 309932 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $474M | 5 | 5 | 14 | 03/30/2026 | ☆ |
| 8374 | Cape Investment Advisory, Inc. CRD 146384 | Mcdonough, GA | Wealth Manager · Small ($100M–$1B) | $474M | 1,013 | 1,660 | 34 | 07/10/2026 | ☆ |
| 8375 | Towle & Co CRD 110862 | Denver, CO | Investment Adviser · Small ($100M–$1B) | $474M | 32 | 31 | 9 | 07/16/2026 | ☆ |
| 8376 | The Wellington Grp Llc CRD 332803 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $474M | 1,516 | 1,516 | 10 | 03/31/2026 | ☆ |
| 8377 | Juncture Wealth Strategies, Llc CRD 298110 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $474M | 462 | 1,122 | 11 | 03/31/2026 | ☆ |
| 8378 | N CRD 105168 | Wealth Manager · Small ($100M–$1B) | $473M | 200 | 200 | 3 | 01/17/2025 | ☆ | |
| 8379 | Sycale Advisors (Ny) Llc CRD 168204 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $473M | 9 | 9 | 6 | 03/27/2026 | ☆ |
| 8380 | Promethean Investments Llp CRD 301383 | Edinburgh | Private Fund Manager · Small ($100M–$1B) | $473M | 10 | 10 | 3 | 06/29/2026 | ☆ |
| 8381 | Coign Capital Advisors Llc CRD 171306 | Draper, UT | Wealth Manager · Small ($100M–$1B) | $473M | 466 | 1,015 | 8 | 02/05/2026 | ☆ |
| 8382 | Brightside Capital Partners Llc CRD 338288 | Lantana, FL | Investment Adviser · Small ($100M–$1B) | $473M | 1 | 1 | 12 | 03/30/2026 | ☆ |
| 8383 | Blue Water Wealth, Inc. CRD 164432 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $473M | 404 | 1,206 | 15 | 07/01/2026 | ☆ |
| 8384 | Encompass Wealth Advisors, Llc CRD 170807 | Portland, OR | Insurance-Affiliated · Small ($100M–$1B) | $473M | 1,343 | 1,343 | 5 | 03/17/2026 | ☆ |
| 8385 | Stellus Private Bdc Advisor, Llc CRD 317513 | Houston, TX | Investment Adviser · Small ($100M–$1B) | $473M | 1 | 1 | 36 | 07/15/2026 | ☆ |
| 8386 | Aigh Capital Management, Llc CRD 285013 | Private Fund Manager · Small ($100M–$1B) | $473M | 2 | 2 | 4 | 03/02/2026 | ☆ | |
| 8387 | Lighthouse Financial Services Inc CRD 110367 | Brea, CA | Wealth Manager · Small ($100M–$1B) | $473M | 461 | 461 | 6 | 01/22/2026 | ☆ |
| 8388 | Planned Financial Services, Llc CRD 112879 | Cleveland, OH | Wealth Manager · Small ($100M–$1B) | $473M | 284 | 834 | 13 | 02/25/2026 | ☆ |
| 8389 | Financial Arcitects, Inc CRD 148897 | Jenison, MI | Wealth Manager · Small ($100M–$1B) | $472M | 902 | 2,069 | 12 | 02/09/2026 | ☆ |
| 8390 | Zimmerman Wealth Management, Llc CRD 127526 | Evanston, IL | Wealth Manager · Small ($100M–$1B) | $472M | 225 | 225 | 7 | 03/25/2026 | ☆ |
| 8391 | Wealthedge Investment Advisors, Llc CRD 126337 | New York, NY | Wealth Manager · Small ($100M–$1B) | $472M | 379 | 948 | 9 | 04/08/2026 | ☆ |
| 8392 | Wealth Effects Llc CRD 315244 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $472M | 602 | 988 | 17 | 02/13/2026 | ☆ |
| 8393 | Cabana Llc CRD 151418 | Fayetteville, AR | Mutual Fund / Asset Manager · Small ($100M–$1B) | $472M | 3 | 3 | 6 | 03/30/2026 | ☆ |
| 8394 | Birinyi Associates, Inc. CRD 107169 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $472M | 107 | 164 | 4 | 02/19/2026 | ☆ |
| 8395 | Main Capital Partners North America Llc CRD 329886 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $472M | 14 | 14 | 9 | 03/30/2026 | ☆ |
| 8396 | Mason & Associates, Llc CRD 307206 | Newport News, VA | Wealth Manager · Small ($100M–$1B) | $471M | 414 | 1,687 | 11 | 07/08/2026 | ☆ |
| 8397 | Sterling Group Wealth Management, Llc CRD 111782 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $471M | 281 | 876 | 9 | 03/30/2026 | ☆ |
| 8398 | Praetorian Pr Llc CRD 323280 | Rincon, PR | Private Fund Manager · Small ($100M–$1B) | $471M | 2 | 2 | 4 | 03/25/2026 | ☆ |
| 8399 | Kassouf Wealth Advisors, Llc CRD 122683 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $471M | 237 | 440 | 10 | 03/20/2026 | ☆ |
| 8400 | Sand Creek Capital, Llc CRD 326719 | Rexburg, ID | Wealth Manager · Small ($100M–$1B) | $471M | 988 | 2,236 | 10 | 07/30/2026 | ☆ |