Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8401 | Rinkey Investments CRD 149576 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $471M | 215 | 1,246 | 14 | 05/19/2026 | ☆ |
| 8402 | N CRD 299642 | Private Fund Manager · Small ($100M–$1B) | $471M | 1 | 1 | 1 | 03/28/2025 | ☆ | |
| 8403 | Vanterra Capital Llc CRD 167242 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $471M | 13 | 13 | 6 | 06/17/2026 | ☆ |
| 8404 | N CRD 141001 | Wealth Manager · Small ($100M–$1B) | $471M | 337 | 930 | 5 | 03/07/2025 | ☆ | |
| 8405 | Van Clemens Wealth Management, Llc CRD 297362 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $470M | 616 | 1,589 | 28 | 07/31/2026 | ☆ |
| 8406 | Atyant Capital Management Limited CRD 165518 | Port Louis | Endowment & Foundation Advisor · Small ($100M–$1B) | $470M | 6 | 6 | 7 | 06/23/2026 | ☆ |
| 8407 | Keel Wealth Management, Llc CRD 285682 | Investment Adviser · Small ($100M–$1B) | $470M | 29 | 89 | 1 | 05/05/2026 | ☆ | |
| 8408 | Hs Management Partners, Llc CRD 145480 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $470M | 58 | 58 | 9 | 06/26/2026 | ☆ |
| 8409 | Rothschild Capital Partners, Llc CRD 161688 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $470M | 70 | 93 | 9 | 04/17/2026 | ☆ |
| 8410 | Octogone Na, Llc CRD 322478 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $470M | 97 | 97 | 6 | 03/27/2026 | ☆ |
| 8411 | Bernard Caroli Wealth Management Inc. CRD 174761 | Rumson, NJ | Insurance-Affiliated · Small ($100M–$1B) | $470M | 224 | 580 | 6 | 02/12/2026 | ☆ |
| 8412 | Taylor Hoffman Capital Management, Llc CRD 309329 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $470M | 521 | 1,082 | 5 | 08/05/2026 | ☆ |
| 8413 | Arcataur Capital Management Llc CRD 124663 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $470M | 244 | 766 | 9 | 03/11/2026 | ☆ |
| 8414 | Nova Financial Llc CRD 150148 | Tucson, AZ | Insurance-Affiliated · Small ($100M–$1B) | $469M | 738 | 1,388 | 10 | 03/29/2026 | ☆ |
| 8415 | Kingsbridge Wealth Management, Inc. CRD 165560 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $469M | 52 | 52 | 8 | 03/10/2026 | ☆ |
| 8416 | Lakeshore Financial Planning Inc. CRD 299129 | Saint Clair Shores, MI | Wealth Manager · Small ($100M–$1B) | $469M | 491 | 1,351 | 5 | 02/11/2026 | ☆ |
| 8417 | Adapt Wealth Advisors, Llc CRD 329448 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $469M | 463 | 1,473 | 12 | 03/30/2026 | ☆ |
| 8418 | Speece Thorson Capital Group Inc CRD 106052 | Minnetonka, MN | Investment Adviser · Small ($100M–$1B) | $469M | 30 | 41 | 4 | 03/24/2026 | ☆ |
| 8419 | Advantage Advisers Management, Llc CRD 108180 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $469M | 1 | 1 | 18 | 05/01/2026 | ☆ |
| 8420 | Chesapeake Asset Management Llc CRD 108994 | New York, NY | Wealth Manager · Small ($100M–$1B) | $469M | 138 | 342 | 5 | 04/06/2026 | ☆ |
| 8421 | Henry Bragg & Co., Llc CRD 311388 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $469M | 72 | 603 | 4 | 02/02/2026 | ☆ |
| 8422 | Capco Asset Management, Llc CRD 141325 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $469M | 83 | 139 | 5 | 03/11/2026 | ☆ |
| 8423 | Pembrook Capital Management Llc CRD 161420 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $469M | 6 | 6 | 11 | 03/26/2026 | ☆ |
| 8424 | Hivemind Capital Partners Llc CRD 319077 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $468M | 8 | 8 | 13 | 06/11/2026 | ☆ |
| 8425 | Brown Mcleod, Inc CRD 155548 | Fairhope, AL | Wealth Manager · Small ($100M–$1B) | $468M | 288 | 859 | 8 | 03/12/2026 | ☆ |
| 8426 | Mangrove Equity Partners, L.P. CRD 162429 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $468M | 7 | 7 | 14 | 03/27/2026 | ☆ |
| 8427 | Thirtynorth Investments, Llc CRD 155355 | New Orleans, LA | Wealth Manager · Small ($100M–$1B) | $468M | 238 | 635 | 6 | 03/23/2026 | ☆ |
| 8428 | Flagstone Financial Management, Llc CRD 285484 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $468M | 353 | 353 | 11 | 04/21/2026 | ☆ |
| 8429 | Fortitude Advisory Group L.L.C. CRD 116083 | Gig Harbor, WA | Wealth Manager · Small ($100M–$1B) | $468M | 622 | 1,354 | 15 | 03/31/2026 | ☆ |
| 8430 | North Branch Capital Management, L.P. CRD 307344 | Oak Brook, IL | Private Fund Manager · Small ($100M–$1B) | $468M | 5 | 5 | 8 | 04/29/2026 | ☆ |
| 8431 | Yukon Wealth Management, Inc. CRD 109413 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $467M | 91 | 355 | 4 | 03/03/2026 | ☆ |
| 8432 | Rps Advisory Solutions, Llc CRD 311575 | Louisville, KY | Insurance-Affiliated · Small ($100M–$1B) | $467M | 1,212 | 2,812 | 10 | 07/15/2026 | ☆ |
| 8433 | Sands Capital Horizons, Llc CRD 335568 | Arlington, VA | Multi-Family Office · Small ($100M–$1B) | $467M | 1 | 8 | 4 | 03/30/2026 | ☆ |
| 8434 | Coston, Mcisaac, And Partners Inc. CRD 194515 | Bar Harbor, ME | Wealth Manager · Small ($100M–$1B) | $467M | 1,254 | 1,254 | 12 | 05/21/2026 | ☆ |
| 8435 | Seascape Capital Management,Llc CRD 126928 | Portsmouth, NH | Wealth Manager · Small ($100M–$1B) | $467M | 169 | 733 | 6 | 03/16/2026 | ☆ |
| 8436 | Edgewater Capital Management, Llc CRD 162735 | Independence, OH | Private Fund Manager · Small ($100M–$1B) | $467M | 4 | 4 | 18 | 05/21/2026 | ☆ |
| 8437 | Widmann Financial Services, Inc. CRD 289106 | Bowie, MD | Wealth Manager · Small ($100M–$1B) | $467M | 551 | 1,128 | 14 | 04/14/2026 | ☆ |
| 8438 | Z3 Capital Partners, Llc CRD 336791 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $467M | 311 | 1,009 | 5 | 03/24/2026 | ☆ |
| 8439 | Clear Sky Carbon Solutions Investment Management, Llc CRD 311751 | Bellaire, TX | Private Fund Manager · Small ($100M–$1B) | $467M | 8 | 8 | 5 | 03/30/2026 | ☆ |
| 8440 | Mark Sheptoff Financial Planning Llc CRD 108742 | Glastonbury, CT | Wealth Manager · Small ($100M–$1B) | $467M | 252 | 771 | 3 | 03/30/2026 | ☆ |
| 8441 | Wealthvalues, Llc CRD 140004 | Redwood City, CA | Multi-Family Office · Small ($100M–$1B) | $467M | 25 | 151 | 5 | 03/30/2026 | ☆ |
| 8442 | Closed Loop Partners, Llc CRD 307079 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $466M | 12 | 12 | 35 | 05/26/2026 | ☆ |
| 8443 | Alpha Solutions Investment Advisors, Llc CRD 156541 | South San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $466M | 490 | 751 | 6 | 08/04/2026 | ☆ |
| 8444 | Peter Kimmelman Asset Management Lp CRD 133302 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $466M | 52 | 52 | 7 | 03/31/2026 | ☆ |
| 8445 | Access Fiduciary Services, Llc CRD 311558 | Institutional / Pension Advisor · Small ($100M–$1B) | $466M | 6 | 6 | 3 | 05/21/2026 | ☆ | |
| 8446 | Alliance Private Wealth, Llc CRD 316612 | North Reading, MA | Wealth Manager · Small ($100M–$1B) | $466M | 167 | 587 | 11 | 03/05/2026 | ☆ |
| 8447 | Consilium Wealth Advisory, Llc CRD 164993 | Wealth Manager · Small ($100M–$1B) | $466M | 120 | 510 | 7 | 05/28/2026 | ☆ | |
| 8448 | Adit Ventures Management, Llc CRD 283262 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $466M | 27 | 27 | 5 | 03/31/2026 | ☆ |
| 8449 | Alta Fundamental Advisers Llc CRD 168642 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $466M | 18 | 18 | 5 | 03/24/2026 | ☆ |
| 8450 | Baldwin & Clarke Advisory Services Llc CRD 105666 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $466M | 294 | 631 | 7 | 07/21/2026 | ☆ |