Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8451 | Bloomfield Capital Holdings, Llc CRD 169198 | Birmingham, MI | Private Fund Manager · Small ($100M–$1B) | $466M | 9 | 9 | 18 | 03/31/2026 | ☆ |
| 8452 | Clelland & Co Inc CRD 105406 | San Diego, CA | Investment Adviser · Small ($100M–$1B) | $466M | 109 | 325 | 3 | 03/23/2026 | ☆ |
| 8453 | Arrowroot Capital Management, Llc CRD 285193 | Marina Del Rey, CA | Private Fund Manager · Small ($100M–$1B) | $465M | 9 | 9 | 16 | 05/13/2026 | ☆ |
| 8454 | Fellowship Financial Planning, Llc CRD 330347 | Spokane, WA | Insurance-Affiliated · Small ($100M–$1B) | $465M | 1,130 | 2,474 | 12 | 08/03/2026 | ☆ |
| 8455 | Bwm Planning Llc CRD 304855 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $465M | 86 | 358 | 6 | 03/13/2026 | ☆ |
| 8456 | Sharpvue Capital, Llc CRD 304746 | Raleigh, NC | Private Fund Manager · Small ($100M–$1B) | $465M | 12 | 12 | 9 | 05/07/2026 | ☆ |
| 8457 | Acumen Financial Advisors, Llc CRD 152748 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $465M | 220 | 624 | 5 | 03/30/2026 | ☆ |
| 8458 | N CRD 335855 | Private Fund Manager · Small ($100M–$1B) | $465M | 14 | 14 | 14 | 06/29/2026 | ☆ | |
| 8459 | First Citizens Asset Management, Inc CRD 140777 | Raleigh, NC | Insurance-Affiliated · Small ($100M–$1B) | $465M | 1,264 | 1,274 | 58 | 05/27/2026 | ☆ |
| 8460 | John F Suby Wealth Management Llc CRD 150824 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $465M | 196 | 287 | 3 | 04/23/2026 | ☆ |
| 8461 | Lpwm Llc CRD 299007 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $465M | 408 | 1,452 | 6 | 02/06/2026 | ☆ |
| 8462 | Hmv Wealth Advisors, Llc CRD 297747 | Shreveport, LA | Wealth Manager · Small ($100M–$1B) | $465M | 113 | 113 | 4 | 09/26/2025 | ☆ |
| 8463 | Dew Wealth Management, Llc CRD 114148 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $465M | 246 | 596 | 40 | 06/09/2026 | ☆ |
| 8464 | Cypress Capital Partners, Llc CRD 140754 | Chicago, IL | Multi-Family Office · Small ($100M–$1B) | $464M | 32 | 53 | 3 | 03/19/2026 | ☆ |
| 8465 | Vert Asset Management Llc CRD 288445 | Sausalito, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $464M | 2 | 2 | 2 | 01/28/2026 | ☆ |
| 8466 | Colonial River Investments, Llc CRD 284839 | Midlothian, VA | Wealth Manager · Small ($100M–$1B) | $464M | 1,798 | 1,799 | 21 | 03/31/2026 | ☆ |
| 8467 | Obrien Greene & Co Inc CRD 110281 | Media, PA | Wealth Manager · Small ($100M–$1B) | $464M | 148 | 355 | 7 | 06/17/2026 | ☆ |
| 8468 | Accountants Proprietary Financial Servicenet, Llc CRD 126685 | Plainview, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $464M | 283 | 283 | 3 | 12/11/2025 | ☆ |
| 8469 | Slw Investment Management, Llc CRD 332006 | Dallas, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $464M | 2 | 2 | 11 | 06/16/2026 | ☆ |
| 8470 | Sard Wealth Management Group, Llc CRD 123457 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $464M | 325 | 1,127 | 3 | 02/10/2026 | ☆ |
| 8471 | Scoggin Management Lp CRD 157587 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $464M | 5 | 5 | 18 | 03/30/2026 | ☆ |
| 8472 | Destra Capital Advisors Llc CRD 148574 | Bozeman, MT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $464M | 2 | 2 | 12 | 03/12/2026 | ☆ |
| 8473 | Independence Financial Advisors, Llc CRD 156305 | Franklin, NH | Insurance-Affiliated · Small ($100M–$1B) | $464M | 2,777 | 3,065 | 11 | 12/19/2025 | ☆ |
| 8474 | Tufton Capital Management, Llc CRD 113543 | Hunt Valley, MD | Wealth Manager · Small ($100M–$1B) | $464M | 248 | 423 | 9 | 04/13/2026 | ☆ |
| 8475 | Mkt Advisors Llc CRD 163833 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $464M | 383 | 991 | 6 | 05/15/2026 | ☆ |
| 8476 | Tcp Management Llc CRD 319179 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $464M | 4 | 4 | 12 | 06/24/2026 | ☆ |
| 8477 | Monarch Wealth Strategies CRD 136029 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $463M | 396 | 956 | 7 | 03/25/2026 | ☆ |
| 8478 | Miller Financial Services Llc CRD 143788 | Marshall, MI | Wealth Manager · Small ($100M–$1B) | $463M | 584 | 1,358 | 3 | 07/28/2026 | ☆ |
| 8479 | Plum Street Advisors, Llc CRD 283917 | Wealth Manager · Small ($100M–$1B) | $463M | 183 | 616 | 8 | 06/10/2026 | ☆ | |
| 8480 | Harmony Asset Management Llc CRD 116069 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $463M | 275 | 602 | 10 | 03/23/2026 | ☆ |
| 8481 | Tidemark, Llc CRD 327611 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $463M | 873 | 1,163 | 12 | 06/25/2026 | ☆ |
| 8482 | Envision Financial Planning, Llc CRD 321790 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $462M | 276 | 839 | 6 | 03/25/2026 | ☆ |
| 8483 | Sam Advisors, Llc CRD 108685 | Oakhurst, CA | Wealth Manager · Small ($100M–$1B) | $462M | 890 | 1,758 | 3 | 07/23/2026 | ☆ |
| 8484 | Charter Capital Management, Llc CRD 35919 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $462M | 362 | 1,188 | 5 | 03/19/2026 | ☆ |
| 8485 | N CRD 282807 | Wealth Manager · Small ($100M–$1B) | $462M | 3,182 | 5,279 | 9 | 03/12/2026 | ☆ | |
| 8486 | Truman Capital Advisors, Lp CRD 156659 | Armonk, NY | Private Fund Manager · Small ($100M–$1B) | $462M | 5 | 5 | 15 | 04/27/2026 | ☆ |
| 8487 | Greenlea Lane Capital Management Llc CRD 162012 | Private Fund Manager · Small ($100M–$1B) | $462M | 2 | 3 | 2 | 03/31/2026 | ☆ | |
| 8488 | Adirondack Financial Services Corp CRD 126155 | Utica, NY | Insurance-Affiliated · Small ($100M–$1B) | $462M | 649 | 851 | 16 | 05/22/2026 | ☆ |
| 8489 | N CRD 285938 | Private Fund Manager · Small ($100M–$1B) | $462M | 6 | 6 | 18 | 05/01/2025 | ☆ | |
| 8490 | Sterling Fund Management, Llc CRD 160338 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $462M | 9 | 9 | 30 | 03/31/2026 | ☆ |
| 8491 | Reyl Overseas Ltd. CRD 152526 | Zürich | Wealth Manager · Small ($100M–$1B) | $462M | 192 | 192 | 11 | 05/06/2026 | ☆ |
| 8492 | Red Iron Group Management, Llc CRD 317920 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $462M | 4 | 4 | 16 | 03/30/2026 | ☆ |
| 8493 | Gainplan Llc CRD 174427 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $462M | 495 | 1,491 | 12 | 07/06/2026 | ☆ |
| 8494 | Aof Management Llc CRD 170193 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $461M | 5 | 5 | 6 | 06/15/2026 | ☆ |
| 8495 | Fusion Capital Partners, Lp CRD 333924 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $461M | 7 | 7 | 9 | 06/10/2026 | ☆ |
| 8496 | Saybrook Fund Advisors, Llc CRD 158634 | Santa Monica, CA | Private Fund Manager · Small ($100M–$1B) | $461M | 7 | 7 | 11 | 03/30/2026 | ☆ |
| 8497 | True North Retirement Advisors, Llc CRD 290885 | Clackamas, OR | Wealth Manager · Small ($100M–$1B) | $461M | 382 | 1,140 | 7 | 03/11/2026 | ☆ |
| 8498 | Curio Wealth, Llc CRD 328178 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $461M | 354 | 356 | 13 | 03/10/2026 | ☆ |
| 8499 | Websterrogers Financial Advisors, Llc CRD 121006 | Florence, SC | Wealth Manager · Small ($100M–$1B) | $461M | 328 | 810 | 9 | 03/06/2026 | ☆ |
| 8500 | Mbx Investors Llc CRD 339299 | Farmington Hills, MI | Private Fund Manager · Small ($100M–$1B) | $460M | 1 | 1 | 3 | 08/04/2026 | ☆ |