Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8501 | Beta Wealth Group, Inc CRD 165224 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $460M | 378 | 383 | 3 | 06/04/2026 | ☆ |
| 8502 | N CRD 157906 | Wealth Manager · Small ($100M–$1B) | $460M | 415 | 1,384 | 9 | 03/05/2025 | ☆ | |
| 8503 | Roth Financial Partners Llc CRD 309814 | Kingwood, TX | Wealth Manager · Small ($100M–$1B) | $460M | 267 | 708 | 4 | 02/19/2026 | ☆ |
| 8504 | Vermillion Wealth Management Inc. CRD 281978 | Rosemount, MN | Wealth Manager · Small ($100M–$1B) | $460M | 706 | 1,530 | 5 | 06/18/2026 | ☆ |
| 8505 | Alpha Financial Partners Llc CRD 306639 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $460M | 402 | 1,424 | 7 | 07/24/2026 | ☆ |
| 8506 | Gdev Management, Llc CRD 334800 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $460M | 8 | 8 | 11 | 06/10/2026 | ☆ |
| 8507 | Beacon Advisors Holdings, Llc CRD 335101 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $460M | 62 | 222 | 4 | 06/04/2026 | ☆ |
| 8508 | Blake Schutter Theil Wealth Advisors, Llc CRD 292661 | Dayton, OH | Wealth Manager · Small ($100M–$1B) | $459M | 192 | 432 | 6 | 03/30/2026 | ☆ |
| 8509 | Saiph Capital, Llc CRD 312119 | Wyckoff, NJ | Wealth Manager · Small ($100M–$1B) | $459M | 225 | 697 | 4 | 04/01/2026 | ☆ |
| 8510 | N CRD 288525 | Wealth Manager · Small ($100M–$1B) | $459M | 300 | 916 | 6 | 03/04/2025 | ☆ | |
| 8511 | Us Select Asset Management, Llc CRD 166672 | Private Fund Manager · Small ($100M–$1B) | $459M | 5 | 5 | 4 | 03/09/2026 | ☆ | |
| 8512 | Seaside Wealth Management, Inc. CRD 271039 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $459M | 380 | 1,175 | 12 | 02/19/2026 | ☆ |
| 8513 | Harspring Capital Management, Llc CRD 170882 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $459M | 4 | 4 | 4 | 03/30/2026 | ☆ |
| 8514 | Mizzen Management Llc CRD 333592 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $459M | 3 | 3 | 13 | 03/06/2026 | ☆ |
| 8515 | Nia Impact Advisors, Llc CRD 286587 | Wealth Manager · Small ($100M–$1B) | $459M | 171 | 313 | 9 | 03/31/2026 | ☆ | |
| 8516 | N CRD 112505 | Wealth Manager · Small ($100M–$1B) | $459M | 396 | 1,125 | 5 | 10/09/2025 | ☆ | |
| 8517 | Owen Larue, Llc CRD 289436 | Elizabethtown, KY | Insurance-Affiliated · Small ($100M–$1B) | $459M | 861 | 1,509 | 7 | 07/17/2026 | ☆ |
| 8518 | Legacy Wealth Management, Llc CRD 304659 | Ridgeland, MS | Wealth Manager · Small ($100M–$1B) | $459M | 97 | 193 | 4 | 07/15/2026 | ☆ |
| 8519 | Warner Group Llc CRD 334877 | Madison, CT | Wealth Manager · Small ($100M–$1B) | $458M | 758 | 1,332 | 20 | 07/08/2026 | ☆ |
| 8520 | Strategas Asset Management, Llc CRD 172000 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $458M | 15 | 15 | 26 | 07/17/2026 | ☆ |
| 8521 | Ancor Holdings, Lp CRD 210524 | Southlake, TX | Private Fund Manager · Small ($100M–$1B) | $458M | 12 | 12 | 9 | 03/30/2026 | ☆ |
| 8522 | Trinity Capital Investors CRD 110798 | Jackson, MS | Private Fund Manager · Small ($100M–$1B) | $458M | 37 | 37 | 2 | 03/16/2026 | ☆ |
| 8523 | First Nebraska Advisory Llc CRD 298667 | North Platte, NE | Wealth Manager · Small ($100M–$1B) | $458M | 474 | 976 | 7 | 03/11/2026 | ☆ |
| 8524 | Mre Management, Llc CRD 338513 | Annapolis, MD | Private Fund Manager · Small ($100M–$1B) | $458M | 7 | 7 | 7 | 04/05/2026 | ☆ |
| 8525 | Paragon Private Wealth Management Llc CRD 312817 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $458M | 169 | 711 | 6 | 03/19/2026 | ☆ |
| 8526 | Eagle Point Income Management Llc CRD 299198 | Greenwich, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $458M | 1 | 1 | 66 | 07/14/2026 | ☆ |
| 8527 | Cambridge Capital Management, Llc CRD 110932 | O'fallon, IL | Wealth Manager · Small ($100M–$1B) | $458M | 346 | 984 | 5 | 02/18/2026 | ☆ |
| 8528 | Paramount Group Real Estate Advisor Llc CRD 161324 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $458M | 6 | 6 | 91 | 03/31/2026 | ☆ |
| 8529 | Pursuit Wealth Management, Llc CRD 337709 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $457M | 483 | 2,121 | 7 | 02/13/2026 | ☆ |
| 8530 | Birch Run Investments, Llc CRD 285285 | Exton, PA | Investment Adviser · Small ($100M–$1B) | $457M | 55 | 55 | 5 | 03/25/2026 | ☆ |
| 8531 | Corten Real Estate Management Llc CRD 321897 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $457M | 9 | 9 | 15 | 03/19/2026 | ☆ |
| 8532 | Palladin Consumer Retail Partners, Llc CRD 164689 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $457M | 16 | 16 | 9 | 05/11/2026 | ☆ |
| 8533 | Retirement Consulting Group, Inc. CRD 311184 | Lake Oswego, OR | Institutional / Pension Advisor · Small ($100M–$1B) | $457M | 86 | 192 | 4 | 03/11/2026 | ☆ |
| 8534 | Global Wealth Strategies And Associates, Llc CRD 316072 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $457M | 925 | 2,946 | 10 | 05/25/2026 | ☆ |
| 8535 | Smith Financial Investment Advisors, Inc. CRD 154022 | Kokomo, IN | Wealth Manager · Small ($100M–$1B) | $457M | 159 | 550 | 5 | 03/27/2026 | ☆ |
| 8536 | Moseley Investment Management, Inc. CRD 124152 | Bradention, FL | Wealth Manager · Small ($100M–$1B) | $457M | 364 | 935 | 7 | 03/17/2026 | ☆ |
| 8537 | Wealth Advisors Of Tampa Bay Llc CRD 162724 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $457M | 225 | 401 | 8 | 03/06/2026 | ☆ |
| 8538 | Gardner Lewis Asset Management Lp CRD 105033 | Chadds Ford, PA | Private Fund Manager · Small ($100M–$1B) | $456M | 12 | 16 | 8 | 07/21/2026 | ☆ |
| 8539 | Lucas Group Financial Planners, Inc. CRD 130163 | Sacramento, CA | Wealth Manager · Small ($100M–$1B) | $456M | 956 | 1,444 | 6 | 01/23/2026 | ☆ |
| 8540 | Access Investment Management, Llc CRD 322491 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $456M | 32 | 85 | 2 | 02/18/2026 | ☆ |
| 8541 | Agh Wealth Advisors, Llc CRD 146796 | Wichita, KS | Wealth Manager · Small ($100M–$1B) | $456M | 489 | 489 | 6 | 03/02/2026 | ☆ |
| 8542 | Five Oceans Advisors Llc CRD 308377 | Wealth Manager · Small ($100M–$1B) | $456M | 117 | 564 | 8 | 01/23/2026 | ☆ | |
| 8543 | Truenorth Wealth & Impact, Llc CRD 321238 | Joplin, MO | Wealth Manager · Small ($100M–$1B) | $456M | 401 | 1,351 | 5 | 03/26/2026 | ☆ |
| 8544 | Florida Financial Advisors, Llc CRD 288811 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $456M | 3,005 | 4,295 | 667 | 08/06/2026 | ☆ |
| 8545 | Worth Venture Partners, Llc CRD 168610 | Fort Lee, NJ | Private Fund Manager · Small ($100M–$1B) | $456M | 15 | 26 | 11 | 03/31/2026 | ☆ |
| 8546 | Lgt Financial Advisors Llc CRD 111575 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $456M | 147 | 452 | 5 | 03/11/2026 | ☆ |
| 8547 | Benford Capital Partners Management, L.P. CRD 309272 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $456M | 7 | 7 | 20 | 04/23/2026 | ☆ |
| 8548 | Cypress Asset Management Inc CRD 106593 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $456M | 87 | 87 | 5 | 04/01/2026 | ☆ |
| 8549 | Mullooly Asset Management, Inc. CRD 121184 | Wall Township, NJ | Wealth Manager · Small ($100M–$1B) | $456M | 533 | 1,327 | 4 | 02/23/2026 | ☆ |
| 8550 | Chaney Capital Management Inc. CRD 116511 | Lynnwood, WA | Wealth Manager · Small ($100M–$1B) | $456M | 388 | 1,227 | 6 | 05/07/2026 | ☆ |