Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8551 | Global Wealth Strategies And Associates, Llc CRD 316072 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $457M | 925 | 2,946 | 10 | 05/25/2026 | ☆ |
| 8552 | Smith Financial Investment Advisors, Inc. CRD 154022 | Kokomo, IN | Wealth Manager · Small ($100M–$1B) | $457M | 159 | 550 | 5 | 03/27/2026 | ☆ |
| 8553 | Moseley Investment Management, Inc. CRD 124152 | Bradention, FL | Wealth Manager · Small ($100M–$1B) | $457M | 364 | 935 | 7 | 03/17/2026 | ☆ |
| 8554 | Wealth Advisors Of Tampa Bay Llc CRD 162724 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $457M | 225 | 401 | 8 | 03/06/2026 | ☆ |
| 8555 | Gardner Lewis Asset Management Lp CRD 105033 | Chadds Ford, PA | Private Fund Manager · Small ($100M–$1B) | $456M | 12 | 16 | 8 | 07/21/2026 | ☆ |
| 8556 | Lucas Group Financial Planners, Inc. CRD 130163 | Sacramento, CA | Wealth Manager · Small ($100M–$1B) | $456M | 956 | 1,444 | 6 | 08/19/2026 | ☆ |
| 8557 | Access Investment Management, Llc CRD 322491 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $456M | 32 | 85 | 2 | 02/18/2026 | ☆ |
| 8558 | Agh Wealth Advisors, Llc CRD 146796 | Wichita, KS | Wealth Manager · Small ($100M–$1B) | $456M | 489 | 489 | 6 | 03/02/2026 | ☆ |
| 8559 | Five Oceans Advisors Llc CRD 308377 | Wealth Manager · Small ($100M–$1B) | $456M | 117 | 564 | 8 | 01/23/2026 | ☆ | |
| 8560 | Truenorth Wealth & Impact, Llc CRD 321238 | Joplin, MO | Wealth Manager · Small ($100M–$1B) | $456M | 401 | 1,351 | 5 | 03/26/2026 | ☆ |
| 8561 | Florida Financial Advisors, Llc CRD 288811 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $456M | 3,005 | 4,295 | 667 | 09/08/2026 | ☆ |
| 8562 | Worth Venture Partners, Llc CRD 168610 | Fort Lee, NJ | Private Fund Manager · Small ($100M–$1B) | $456M | 15 | 26 | 11 | 03/31/2026 | ☆ |
| 8563 | Lgt Financial Advisors Llc CRD 111575 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $456M | 147 | 452 | 5 | 03/11/2026 | ☆ |
| 8564 | Benford Capital Partners Management, L.P. CRD 309272 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $456M | 7 | 7 | 20 | 04/23/2026 | ☆ |
| 8565 | Cypress Asset Management Inc CRD 106593 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $456M | 87 | 87 | 5 | 04/01/2026 | ☆ |
| 8566 | Mullooly Asset Management, Inc. CRD 121184 | Wall Township, NJ | Wealth Manager · Small ($100M–$1B) | $456M | 533 | 1,327 | 4 | 02/23/2026 | ☆ |
| 8567 | Chaney Capital Management Inc. CRD 116511 | Lynnwood, WA | Wealth Manager · Small ($100M–$1B) | $456M | 388 | 1,227 | 6 | 09/03/2026 | ☆ |
| 8568 | Cove Private Wealth, Llc CRD 316866 | Oyster Bay, NY | Wealth Manager · Small ($100M–$1B) | $455M | 95 | 95 | 2 | 02/25/2026 | ☆ |
| 8569 | Sicart Associates, Llc CRD 285275 | New York, NY | Wealth Manager · Small ($100M–$1B) | $455M | 110 | 207 | 3 | 04/07/2026 | ☆ |
| 8570 | Flourish Wealth Management Inc. CRD 170591 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $455M | 157 | 900 | 7 | 05/06/2026 | ☆ |
| 8571 | Eagle Capital Management, Llc CRD 110177 | Mandeville, LA | Insurance-Affiliated · Small ($100M–$1B) | $455M | 312 | 804 | 3 | 02/14/2026 | ☆ |
| 8572 | Sbe Llc Dba Cedar Cove Wealth Partners CRD 336245 | Bloomington, MN | Insurance-Affiliated · Small ($100M–$1B) | $455M | 2,036 | 2,036 | 14 | 08/26/2026 | ☆ |
| 8573 | Ivc Wealth Advisors Llc CRD 301127 | Silverdale, PA | Insurance-Affiliated · Small ($100M–$1B) | $455M | 580 | 1,275 | 8 | 01/16/2026 | ☆ |
| 8574 | Selective Wealth Management, Inc. CRD 164882 | Forest, VA | Wealth Manager · Small ($100M–$1B) | $455M | 697 | 1,801 | 9 | 05/15/2026 | ☆ |
| 8575 | Whitestar Advisors, Llc CRD 124627 | Boca Raton, FL | Institutional / Pension Advisor · Small ($100M–$1B) | $454M | 27 | 27 | 8 | 03/24/2026 | ☆ |
| 8576 | New Water Capital, L.P. CRD 226608 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $454M | 6 | 6 | 12 | 03/27/2026 | ☆ |
| 8577 | Signature Wealth Management Partners, Llc CRD 298315 | Montvale, NJ | Wealth Manager · Small ($100M–$1B) | $454M | 432 | 942 | 8 | 07/28/2026 | ☆ |
| 8578 | Provenance Management Co., Lp CRD 307347 | Beverly Hills, CA | Private Fund Manager · Small ($100M–$1B) | $454M | 9 | 9 | 8 | 03/31/2026 | ☆ |
| 8579 | Confidence Wealth Management, Inc. CRD 127383 | Los Angeles, CA | Insurance-Affiliated · Small ($100M–$1B) | $454M | 743 | 2,595 | 19 | 03/31/2026 | ☆ |
| 8580 | Axient Investment Advisors Llc CRD 336722 | Huntsville, AL | Wealth Manager · Small ($100M–$1B) | $454M | 768 | 1,135 | 18 | 03/12/2026 | ☆ |
| 8581 | Wakefield Asset Management, Lllp CRD 143720 | Englewood, CO | Wealth Manager · Small ($100M–$1B) | $454M | 201 | 586 | 11 | 03/30/2026 | ☆ |
| 8582 | Columbus Investment Advisory Inc. CRD 104595 | New Albany, OH | Wealth Manager · Small ($100M–$1B) | $454M | 113 | 307 | 9 | 03/27/2026 | ☆ |
| 8583 | N CRD 119139 | Wealth Manager · Small ($100M–$1B) | $454M | 232 | 588 | 2 | 08/01/2025 | ☆ | |
| 8584 | Laurel Wealth Planning Llc CRD 122035 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $454M | 177 | 1,008 | 8 | 05/26/2026 | ☆ |
| 8585 | Silver Grove Financial Group, Inc. CRD 287512 | Orchard Park, NY | Insurance-Affiliated · Small ($100M–$1B) | $454M | 2,150 | 2,969 | 17 | 08/31/2026 | ☆ |
| 8586 | Brant Point Investment Management Llc CRD 157572 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $453M | 4 | 4 | 6 | 04/24/2026 | ☆ |
| 8587 | Richmond Investment Services Llc CRD 327451 | Mequon, WI | Wealth Manager · Small ($100M–$1B) | $453M | 890 | 1,438 | 22 | 08/10/2026 | ☆ |
| 8588 | Robinswood Financial Llc CRD 143417 | Kirkland, WA | Wealth Manager · Small ($100M–$1B) | $453M | 488 | 1,404 | 6 | 07/28/2026 | ☆ |
| 8589 | Prentiss Smith & Company, Inc. CRD 110928 | Brattleboro, VT | Wealth Manager · Small ($100M–$1B) | $453M | 319 | 622 | 8 | 06/18/2026 | ☆ |
| 8590 | Cross Island Advisors Llc CRD 292058 | Darien, CT | Wealth Manager · Small ($100M–$1B) | $453M | 5 | 1 | 03/31/2023 | ☆ | |
| 8591 | Mcclarren Financial Advisors, Inc. CRD 122147 | State College, PA | Wealth Manager · Small ($100M–$1B) | $453M | 267 | 1,719 | 9 | 04/21/2026 | ☆ |
| 8592 | Imz Advisory Inc. CRD 314890 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $453M | 442 | 502 | 4 | 08/12/2026 | ☆ |
| 8593 | Endicott Capital Management, L.L.C. CRD 308447 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $453M | 3 | 3 | 11 | 03/26/2026 | ☆ |
| 8594 | Nova R Wealth, Inc. CRD 169574 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $453M | 323 | 962 | 8 | 08/04/2026 | ☆ |
| 8595 | Old North State Wealth Management, Llc CRD 148659 | Wilmington, NC | Wealth Manager · Small ($100M–$1B) | $453M | 484 | 1,124 | 6 | 03/17/2026 | ☆ |
| 8596 | Aspen Investment Management Inc. CRD 112081 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $452M | 256 | 617 | 5 | 03/05/2026 | ☆ |
| 8597 | Certior Financial Group, Llc CRD 285502 | King Of Prussia, PA | Insurance-Affiliated · Small ($100M–$1B) | $452M | 478 | 1,698 | 9 | 03/11/2026 | ☆ |
| 8598 | Audent Global Asset Management, Llc CRD 308166 | Beverly Hills, CA | Private Fund Manager · Small ($100M–$1B) | $452M | 164 | 431 | 6 | 09/25/2026 | ☆ |
| 8599 | Pointe Capital Management Llc CRD 152520 | Grosse Pointe Farms, MI | Wealth Manager · Small ($100M–$1B) | $452M | 188 | 451 | 6 | 03/31/2026 | ☆ |
| 8600 | Sarver Vrooman Wealth Advisors Llc CRD 332699 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $452M | 296 | 934 | 5 | 04/21/2026 | ☆ |