Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10851 | Southwest Money Management Inc CRD 109668 | Investment Adviser · Small ($100M–$1B) | $288M | 5 | 5 | 2 | 02/23/2026 | ☆ | |
| 10852 | Grand Central Music, Lp CRD 329208 | Private Fund Manager · Small ($100M–$1B) | $288M | 3 | 3 | 4 | 05/18/2026 | ☆ | |
| 10853 | Liquid Capital Management Llc CRD 299577 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $288M | 3 | 3 | 4 | 03/31/2026 | ☆ |
| 10854 | Broadlight Capital Management, Llc CRD 315015 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $288M | 6 | 6 | 8 | 03/30/2026 | ☆ |
| 10855 | One Wealth Map, Llc CRD 171750 | Las Vegas, NV | Insurance-Affiliated · Small ($100M–$1B) | $287M | 223 | 932 | 9 | 08/10/2026 | ☆ |
| 10856 | Burkholder & Associates, Llc CRD 313338 | Washington, DC | Insurance-Affiliated · Small ($100M–$1B) | $287M | 93 | 404 | 4 | 06/11/2026 | ☆ |
| 10857 | Martin Nelson & Co., Inc. CRD 2903 | Seattle, WA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $287M | 422 | 422 | 9 | 08/17/2026 | ☆ |
| 10858 | Valtrion Capital Management, Llc CRD 318048 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $287M | 188 | 438 | 6 | 03/31/2026 | ☆ |
| 10859 | N CRD 277109 | Private Fund Manager · Small ($100M–$1B) | $287M | 1 | 1 | 10 | 03/30/2026 | ☆ | |
| 10860 | Pinnacle Partner Management Llc CRD 324639 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $287M | 13 | 13 | 6 | 09/09/2026 | ☆ |
| 10861 | Valley Financial Group, Inc. CRD 312254 | Ambler, PA | Insurance-Affiliated · Small ($100M–$1B) | $287M | 508 | 925 | 6 | 03/20/2026 | ☆ |
| 10862 | The Gores Group, Llc CRD 160598 | Beverly Hills, CA | Private Fund Manager · Small ($100M–$1B) | $287M | 2 | 2 | 10 | 03/27/2026 | ☆ |
| 10863 | Rice Financial Consulting, Inc. CRD 170346 | Los Gatos, CA | Wealth Manager · Small ($100M–$1B) | $287M | 369 | 369 | 5 | 03/31/2026 | ☆ |
| 10864 | Kaizen Financial Strategies, Llc CRD 298248 | Pleasanton, CA | Wealth Manager · Small ($100M–$1B) | $287M | 284 | 749 | 5 | 03/03/2026 | ☆ |
| 10865 | Teeple Wealth Management, Llc CRD 147676 | Brownsburg, IN | Wealth Manager · Small ($100M–$1B) | $287M | 606 | 2,118 | 19 | 07/09/2026 | ☆ |
| 10866 | Perini Capital, Llc CRD 158540 | Carlsbad, NM | Private Fund Manager · Small ($100M–$1B) | $287M | 71 | 71 | 5 | 04/14/2026 | ☆ |
| 10867 | Landmark Wealth Management, Inc. CRD 167188 | Normal, IL | Wealth Manager · Small ($100M–$1B) | $287M | 237 | 680 | 8 | 09/11/2026 | ☆ |
| 10868 | Pathways Wealth Management, Inc. CRD 154125 | Wealth Manager · Small ($100M–$1B) | $287M | 508 | 945 | 5 | 08/27/2026 | ☆ | |
| 10869 | Gap Asset Management, Llc CRD 309925 | South Bend, IN | Private Fund Manager · Small ($100M–$1B) | $287M | 2 | 2 | 14 | 05/05/2026 | ☆ |
| 10870 | Lynx Capital Group Ltd CRD 120459 | Wealth Manager · Small ($100M–$1B) | $287M | 71 | 181 | 3 | 02/25/2026 | ☆ | |
| 10871 | Alchemi Wealth, Llc CRD 310451 | Essex, CT | Wealth Manager · Small ($100M–$1B) | $287M | 1,136 | 1,136 | 8 | 09/14/2026 | ☆ |
| 10872 | Skyview Financial Group, Llc CRD 310581 | Ponte Vedra Beach, FL | Wealth Manager · Small ($100M–$1B) | $287M | 362 | 342 | 3 | 03/10/2026 | ☆ |
| 10873 | Otto & Associates, Inc. CRD 109493 | Norwich, VT | Wealth Manager · Small ($100M–$1B) | $287M | 152 | 629 | 6 | 03/26/2026 | ☆ |
| 10874 | Vila, Llc CRD 307186 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $287M | 2 | 2 | 5 | 03/23/2026 | ☆ |
| 10875 | J.F. Williams Co., Inc. CRD 113569 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $286M | 144 | 499 | 4 | 03/17/2026 | ☆ |
| 10876 | Tritonpoint Partners, Llc CRD 333259 | Chevy Chase, MD | Wealth Manager · Small ($100M–$1B) | $286M | 74 | 795 | 6 | 05/27/2026 | ☆ |
| 10877 | Bau Advisors Llc CRD 301667 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $286M | 11 | 11 | 4 | 03/25/2026 | ☆ |
| 10878 | Fig Wealth, Llc CRD 318369 | Lafayette, CA | Wealth Manager · Small ($100M–$1B) | $286M | 151 | 522 | 6 | 03/25/2026 | ☆ |
| 10879 | Jim Saulnier & Associates, Llc CRD 169889 | Fort Collins, CO | Wealth Manager · Small ($100M–$1B) | $286M | 184 | 627 | 7 | 07/14/2026 | ☆ |
| 10880 | Shaker Financial Services, Llc CRD 121534 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $286M | 329 | 588 | 6 | 03/27/2026 | ☆ |
| 10881 | Lehrer Kenneth Eugene Dr CRD 105835 | Houston, TX | Institutional / Pension Advisor · Small ($100M–$1B) | $286M | 9 | 9 | 1 | 02/25/2026 | ☆ |
| 10882 | Schulhoff & Co Inc CRD 105264 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $286M | 90 | 206 | 4 | 03/16/2026 | ☆ |
| 10883 | Rpc Private Wealth, Llc CRD 298527 | Hinsdale, IL | Wealth Manager · Small ($100M–$1B) | $286M | 331 | 1,228 | 1 | 03/11/2026 | ☆ |
| 10884 | N.L.C. Llc CRD 330231 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $286M | 15 | 15 | 2 | 08/09/2026 | ☆ |
| 10885 | The Holland Group, Retirement Wealth Advisors, Llc CRD 326421 | Clearwater, FL | Wealth Manager · Small ($100M–$1B) | $286M | 755 | 1,811 | 10 | 03/18/2026 | ☆ |
| 10886 | Synchronous Wealth Advisors Llc CRD 317161 | Wealth Manager · Small ($100M–$1B) | $286M | 61 | 132 | 3 | 05/04/2026 | ☆ | |
| 10887 | Lotusgroup Advisors, Llc CRD 143379 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $286M | 186 | 720 | 10 | 07/07/2026 | ☆ |
| 10888 | Preston Wealth Advisors, Llc. CRD 165983 | Reston, VA | Insurance-Affiliated · Small ($100M–$1B) | $286M | 394 | 886 | 5 | 03/24/2026 | ☆ |
| 10889 | Wesbanco Securities, Inc. CRD 43276 | St Clairsville, OH | Insurance-Affiliated · Small ($100M–$1B) | $286M | 1,627 | 1,627 | 110 | 07/16/2026 | ☆ |
| 10890 | Sanchez Gaunt Capital Management, Llc CRD 336187 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $286M | 830 | 1,725 | 5 | 06/16/2026 | ☆ |
| 10891 | Financial Forum, Inc. CRD 307740 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $286M | 572 | 1,696 | 5 | 08/04/2026 | ☆ |
| 10892 | Gridiron Partners, Llc CRD 300920 | Wexford, PA | Institutional / Pension Advisor · Small ($100M–$1B) | $286M | 68 | 75 | 2 | 03/24/2026 | ☆ |
| 10893 | Rivercrest Capital Management Llc CRD 284911 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $286M | 3 | 3 | 21 | 03/12/2026 | ☆ |
| 10894 | Omnistar Financial Group, Inc. CRD 138515 | Wilmington, NC | Insurance-Affiliated · Small ($100M–$1B) | $286M | 261 | 1,077 | 7 | 05/19/2026 | ☆ |
| 10895 | Gold Medal Waters, Inc. CRD 132294 | Wealth Manager · Small ($100M–$1B) | $286M | 145 | 666 | 5 | 01/23/2026 | ☆ | |
| 10896 | Eden Global Advisors Llc CRD 317761 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $286M | 3 | 3 | 22 | 03/31/2026 | ☆ |
| 10897 | Integrity Wealth Advisors, Inc. CRD 281708 | Ventura, CA | Insurance-Affiliated · Small ($100M–$1B) | $285M | 832 | 1,161 | 10 | 06/22/2026 | ☆ |
| 10898 | N CRD 108592 | Wealth Manager · Small ($100M–$1B) | $285M | 94 | 405 | 1 | 02/25/2025 | ☆ | |
| 10899 | The Palmer Knight Company CRD 112983 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $285M | 163 | 299 | 2 | 03/18/2026 | ☆ |
| 10900 | Fingerlakes Wealth Management, Inc. CRD 149709 | Ithaca, NY | Wealth Manager · Small ($100M–$1B) | $285M | 592 | 1,328 | 4 | 04/23/2026 | ☆ |