Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10901 | Ayrshire Capital Management Llc CRD 157883 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $285M | 111 | 283 | 2 | 02/10/2026 | ☆ |
| 10902 | Oaktrust Wealth Advisors, Llc CRD 170827 | Wealth Manager · Small ($100M–$1B) | $285M | 236 | 482 | 3 | 02/06/2026 | ☆ | |
| 10903 | Tencap Wealth Coaching, Llc CRD 166130 | South Jordan, UT | Wealth Manager · Small ($100M–$1B) | $285M | 753 | 2,087 | 7 | 03/20/2026 | ☆ |
| 10904 | Pandora Wealth, Inc. CRD 331816 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $285M | 109 | 109 | 7 | 07/30/2026 | ☆ |
| 10905 | Mosaic Wealth Management Llc CRD 340681 | Bloomington, IN | Wealth Manager · Small ($100M–$1B) | $285M | 199 | 199 | 2 | 07/07/2026 | ☆ |
| 10906 | N CRD 319022 | Private Fund Manager · Small ($100M–$1B) | $285M | 5 | 5 | 4 | 05/02/2025 | ☆ | |
| 10907 | Physician Family Financial Advisors Inc CRD 138433 | Beaverton, OR | Wealth Manager · Small ($100M–$1B) | $285M | 376 | 639 | 4 | 07/23/2026 | ☆ |
| 10908 | Pearson Creek Capital Management Llc CRD 160354 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $285M | 21 | 92 | 1 | 03/31/2026 | ☆ |
| 10909 | Capital Financial Planners, Llc CRD 310168 | Salem, OR | Wealth Manager · Small ($100M–$1B) | $285M | 221 | 575 | 5 | 03/16/2026 | ☆ |
| 10910 | Kane Company Wealth Management, Inc. CRD 115756 | Johnston, IA | Wealth Manager · Small ($100M–$1B) | $285M | 198 | 717 | 5 | 04/02/2026 | ☆ |
| 10911 | Oak Advisors, Llc CRD 137192 | Bluffton, SC | Wealth Manager · Small ($100M–$1B) | $285M | 163 | 523 | 6 | 02/14/2026 | ☆ |
| 10912 | Cornerstone Wealth, Llc CRD 313269 | Greeneville, TN | Wealth Manager · Small ($100M–$1B) | $285M | 582 | 1,425 | 6 | 03/11/2026 | ☆ |
| 10913 | Oath Planning, Llc CRD 299187 | Tulsa, OK | Insurance-Affiliated · Small ($100M–$1B) | $285M | 502 | 1,104 | 8 | 02/03/2026 | ☆ |
| 10914 | Martin D. Parlato & Associates, Inc. CRD 147403 | Ponte Vedra, FL | Wealth Manager · Small ($100M–$1B) | $285M | 182 | 496 | 1 | 03/11/2026 | ☆ |
| 10915 | Sound Stewardship, Llc CRD 129755 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $285M | 190 | 1,089 | 11 | 03/12/2026 | ☆ |
| 10916 | Open Window Financial Solutions, Ltd. CRD 131562 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $284M | 101 | 319 | 6 | 03/17/2026 | ☆ |
| 10917 | Full In Partners Management, Llc CRD 309967 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $284M | 8 | 8 | 9 | 03/31/2026 | ☆ |
| 10918 | Maxwell Street Capital Partners, Lp CRD 329585 | Evanston, IL | Private Fund Manager · Small ($100M–$1B) | $284M | 4 | 4 | 9 | 06/26/2026 | ☆ |
| 10919 | Benningfield Financial Advisors, Llc CRD 134950 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $284M | 48 | 322 | 3 | 02/09/2026 | ☆ |
| 10920 | Demian Capital CRD 288137 | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $284M | 1 | 1 | 1 | 03/10/2026 | ☆ | |
| 10921 | Paul J. Glashofer Enterprises, Inc. CRD 146262 | Insurance-Affiliated · Small ($100M–$1B) | $284M | 163 | 379 | 3 | 06/16/2026 | ☆ | |
| 10922 | Momentus Manager Llc CRD 324068 | Arlington, VA | Private Fund Manager · Small ($100M–$1B) | $284M | 3 | 3 | 30 | 05/21/2026 | ☆ |
| 10923 | The Foundry Financial Group, Inc. CRD 116823 | Laconia, NH | Wealth Manager · Small ($100M–$1B) | $284M | 296 | 1,206 | 11 | 02/20/2026 | ☆ |
| 10924 | Freeman, Will & Niemeier, Inc. CRD 121628 | Evansville, IN | Insurance-Affiliated · Small ($100M–$1B) | $284M | 388 | 1,295 | 2 | 03/20/2026 | ☆ |
| 10925 | Smith, Brown & Groover, Inc. CRD 1329 | Macon, GA | Insurance-Affiliated · Small ($100M–$1B) | $284M | 481 | 722 | 7 | 03/16/2026 | ☆ |
| 10926 | Peninsula Asset Management Inc CRD 108600 | Bradenton, FL | Wealth Manager · Small ($100M–$1B) | $284M | 185 | 190 | 4 | 03/27/2026 | ☆ |
| 10927 | Cane Capital Partners, Llc CRD 337468 | Saint Francisville, LA | Wealth Manager · Small ($100M–$1B) | $284M | 325 | 622 | 5 | 03/31/2026 | ☆ |
| 10928 | Bespoke Advisory Llc CRD 323909 | Evergreen, CO | Endowment & Foundation Advisor · Small ($100M–$1B) | $284M | 16 | 16 | 9 | 04/03/2026 | ☆ |
| 10929 | Holder Wealth Management, Inc. CRD 170086 | Champaign, IL | Wealth Manager · Small ($100M–$1B) | $284M | 302 | 302 | 3 | 03/27/2026 | ☆ |
| 10930 | M2 G Ventures Llc CRD 322399 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $284M | 12 | 12 | 26 | 03/24/2026 | ☆ |
| 10931 | Griffin Family Partners, Llc CRD 285042 | Insurance-Affiliated · Small ($100M–$1B) | $284M | 33 | 173 | 1 | 03/17/2026 | ☆ | |
| 10932 | Vital Investment Management Llc CRD 300811 | Loveland, CO | Wealth Manager · Small ($100M–$1B) | $284M | 399 | 964 | 8 | 09/10/2026 | ☆ |
| 10933 | Capitalworks, Llc CRD 160408 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $284M | 4 | 4 | 8 | 03/31/2026 | ☆ |
| 10934 | Meridian Financial Advisors, Llc CRD 119679 | Holliston, MA | Wealth Manager · Small ($100M–$1B) | $284M | 177 | 659 | 5 | 05/05/2026 | ☆ |
| 10935 | N CRD 17575 | Wealth Manager · Small ($100M–$1B) | $284M | 132 | 342 | 6 | 01/02/2025 | ☆ | |
| 10936 | Darwins River Capital, Lp CRD 334878 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $284M | 1 | 1 | 3 | 06/22/2026 | ☆ |
| 10937 | Eden Capital Management Llc CRD 290418 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $284M | 2 | 2 | 9 | 04/27/2026 | ☆ |
| 10938 | Fdi Wealth Management, Llc CRD 292050 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $284M | 353 | 353 | 5 | 08/06/2026 | ☆ |
| 10939 | Kaizen Financial Advisors, Llc CRD 155353 | Kirkland, WA | Wealth Manager · Small ($100M–$1B) | $284M | 150 | 626 | 4 | 03/25/2026 | ☆ |
| 10940 | Legacy Investment Solutions, Llc CRD 322695 | Boise, ID | Investment Adviser · Small ($100M–$1B) | $284M | 6 | 3,723 | 18 | 08/21/2026 | ☆ |
| 10941 | Hesen & Haslam, Llc CRD 286235 | Woodland Hills, CA | Wealth Manager · Small ($100M–$1B) | $284M | 269 | 644 | 5 | 03/03/2026 | ☆ |
| 10942 | Priderock Fund Management Partners, Llc CRD 297635 | Palm Beach Gardens, FL | Private Fund Manager · Small ($100M–$1B) | $284M | 15 | 15 | 10 | 03/30/2026 | ☆ |
| 10943 | Verisail Partners, Llc CRD 153751 | Chamblee, GA | Wealth Manager · Small ($100M–$1B) | $284M | 270 | 1,017 | 6 | 06/03/2026 | ☆ |
| 10944 | Dauntless Capital Partners Llc CRD 322380 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $283M | 6 | 6 | 13 | 08/20/2026 | ☆ |
| 10945 | Zoe Financial, Inc. CRD 285158 | New York, NY | Wealth Manager · Small ($100M–$1B) | $283M | 1,689 | 2,749 | 45 | 09/02/2026 | ☆ |
| 10946 | Silvia Mccoll Wealth Management, Llc CRD 295339 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $283M | 110 | 357 | 2 | 02/03/2026 | ☆ |
| 10947 | Pom Investment Strategies, Llc CRD 317067 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $283M | 329 | 877 | 18 | 09/25/2026 | ☆ |
| 10948 | Vergepointe Wealth Management, Llc CRD 151425 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $283M | 111 | 215 | 4 | 03/02/2026 | ☆ |
| 10949 | Ramiah Investment Group, Inc. CRD 130919 | Brookfield, WI | Insurance-Affiliated · Small ($100M–$1B) | $283M | 631 | 1,490 | 5 | 07/28/2026 | ☆ |
| 10950 | Stonebridge Wealth Management Llc CRD 285693 | Oak Brook, IL | Wealth Manager · Small ($100M–$1B) | $283M | 288 | 1,016 | 4 | 05/05/2026 | ☆ |