Investment advisers
44,549 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10901 | Cane Capital Partners, Llc CRD 337468 | Saint Francisville, LA | Wealth Manager · Small ($100M–$1B) | $284M | 325 | 622 | 5 | 03/31/2026 | ☆ |
| 10902 | Bespoke Advisory Llc CRD 323909 | Evergreen, CO | Endowment & Foundation Advisor · Small ($100M–$1B) | $284M | 16 | 16 | 9 | 04/03/2026 | ☆ |
| 10903 | Holder Wealth Management, Inc. CRD 170086 | Champaign, IL | Wealth Manager · Small ($100M–$1B) | $284M | 302 | 302 | 3 | 03/27/2026 | ☆ |
| 10904 | M2 G Ventures Llc CRD 322399 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $284M | 12 | 12 | 26 | 03/24/2026 | ☆ |
| 10905 | Griffin Family Partners, Llc CRD 285042 | Insurance-Affiliated · Small ($100M–$1B) | $284M | 33 | 173 | 1 | 03/17/2026 | ☆ | |
| 10906 | Vital Investment Management Llc CRD 300811 | Loveland, CO | Wealth Manager · Small ($100M–$1B) | $284M | 399 | 964 | 8 | 03/02/2026 | ☆ |
| 10907 | Capitalworks, Llc CRD 160408 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $284M | 4 | 4 | 8 | 03/31/2026 | ☆ |
| 10908 | Meridian Financial Advisors, Llc CRD 119679 | Holliston, MA | Wealth Manager · Small ($100M–$1B) | $284M | 177 | 659 | 5 | 05/05/2026 | ☆ |
| 10909 | N CRD 17575 | Wealth Manager · Small ($100M–$1B) | $284M | 132 | 342 | 6 | 01/02/2025 | ☆ | |
| 10910 | Darwins River Capital, Lp CRD 334878 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $284M | 1 | 1 | 3 | 06/22/2026 | ☆ |
| 10911 | Eden Capital Management Llc CRD 290418 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $284M | 2 | 2 | 9 | 04/27/2026 | ☆ |
| 10912 | Fdi Wealth Management, Llc CRD 292050 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $284M | 353 | 353 | 5 | 08/06/2026 | ☆ |
| 10913 | Kaizen Financial Advisors, Llc CRD 155353 | Kirkland, WA | Wealth Manager · Small ($100M–$1B) | $284M | 150 | 626 | 4 | 03/25/2026 | ☆ |
| 10914 | Legacy Investment Solutions, Llc CRD 322695 | Boise, ID | Investment Adviser · Small ($100M–$1B) | $284M | 6 | 3,723 | 18 | 04/01/2026 | ☆ |
| 10915 | Hesen & Haslam, Llc CRD 286235 | Woodland Hills, CA | Wealth Manager · Small ($100M–$1B) | $284M | 269 | 644 | 5 | 03/03/2026 | ☆ |
| 10916 | Priderock Fund Management Partners, Llc CRD 297635 | Palm Beach Gardens, FL | Private Fund Manager · Small ($100M–$1B) | $284M | 15 | 15 | 10 | 03/30/2026 | ☆ |
| 10917 | Verisail Partners, Llc CRD 153751 | Chamblee, GA | Wealth Manager · Small ($100M–$1B) | $284M | 270 | 1,017 | 6 | 06/03/2026 | ☆ |
| 10918 | Dauntless Capital Partners Llc CRD 322380 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $283M | 6 | 6 | 13 | 05/12/2026 | ☆ |
| 10919 | Zoe Financial, Inc. CRD 285158 | New York, NY | Wealth Manager · Small ($100M–$1B) | $283M | 1,689 | 2,749 | 45 | 06/29/2026 | ☆ |
| 10920 | Silvia Mccoll Wealth Management, Llc CRD 295339 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $283M | 110 | 357 | 2 | 02/03/2026 | ☆ |
| 10921 | Pom Investment Strategies, Llc CRD 317067 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $283M | 329 | 877 | 18 | 07/28/2026 | ☆ |
| 10922 | Vergepointe Wealth Management, Llc CRD 151425 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $283M | 111 | 215 | 4 | 03/02/2026 | ☆ |
| 10923 | Ramiah Investment Group, Inc. CRD 130919 | Brookfield, WI | Insurance-Affiliated · Small ($100M–$1B) | $283M | 631 | 1,490 | 5 | 07/28/2026 | ☆ |
| 10924 | Stonebridge Wealth Management Llc CRD 285693 | Oak Brook, IL | Wealth Manager · Small ($100M–$1B) | $283M | 288 | 1,016 | 4 | 05/05/2026 | ☆ |
| 10925 | Modum Asset Management Llc CRD 316200 | Mexico City | Wealth Manager · Small ($100M–$1B) | $283M | 69 | 82 | 5 | 03/30/2026 | ☆ |
| 10926 | Berkshire Capital Holdings Inc CRD 107175 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $283M | 1 | 1 | 2 | 03/09/2026 | ☆ | |
| 10927 | Chris Bulman Inc. CRD 313552 | Roseville, CA | Insurance-Affiliated · Small ($100M–$1B) | $283M | 556 | 1,143 | 15 | 02/05/2026 | ☆ |
| 10928 | Silverberg Bernstein Capital Management Llc CRD 327151 | Armonk, NY | Wealth Manager · Small ($100M–$1B) | $283M | 135 | 128 | 3 | 03/06/2026 | ☆ |
| 10929 | Fig Capital Management, Llc CRD 290099 | Jacksonville, FL | Private Fund Manager · Small ($100M–$1B) | $283M | 3 | 3 | 0 | 03/20/2026 | ☆ |
| 10930 | Covingtonalsina, Llc CRD 326810 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $283M | 1,241 | 1,241 | 5 | 04/17/2026 | ☆ |
| 10931 | Cooper Capital Advisors, Llc CRD 305121 | Encinitas, CA | Wealth Manager · Small ($100M–$1B) | $283M | 208 | 502 | 4 | 02/17/2026 | ☆ |
| 10932 | Ejmk Ventures Llc CRD 335762 | Itasca, IL | Wealth Manager · Small ($100M–$1B) | $283M | 274 | 927 | 13 | 03/20/2026 | ☆ |
| 10933 | Trilinc Advisors, Llc CRD 166194 | Manhattan Beach, CA | Private Fund Manager · Small ($100M–$1B) | $283M | 1 | 1 | 19 | 04/01/2026 | ☆ |
| 10934 | Oaktree Advisors Llc CRD 168271 | Coopersburg, PA | Wealth Manager · Small ($100M–$1B) | $283M | 386 | 706 | 6 | 04/14/2026 | ☆ |
| 10935 | West Horizon Capital, Llc CRD 337734 | Princeton, NJ | Private Fund Manager · Small ($100M–$1B) | $283M | 3 | 3 | 4 | 02/18/2026 | ☆ |
| 10936 | Cypress Wealth Management, Llc CRD 324524 | Oakbrook Terrace, IL | Private Fund Manager · Small ($100M–$1B) | $283M | 12 | 50 | 6 | 03/20/2026 | ☆ |
| 10937 | Kingsbridge Investment Partners Llc CRD 336502 | Las Vegas, NV | Private Fund Manager · Small ($100M–$1B) | $283M | 8 | 8 | 5 | 03/09/2026 | ☆ |
| 10938 | Bear Creek Fund Advisors Llc CRD 329844 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $283M | 3 | 3 | 12 | 05/01/2026 | ☆ |
| 10939 | Fcig Wealth Management, Llc CRD 329906 | Plainfield, CT | Wealth Manager · Small ($100M–$1B) | $282M | 447 | 1,058 | 4 | 06/23/2026 | ☆ |
| 10940 | Compass Financial Advisors Llc CRD 109131 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $282M | 659 | 730 | 9 | 03/26/2026 | ☆ |
| 10941 | Hoertkorn Richard Charles CRD 104649 | Kentfield, CA | Wealth Manager · Small ($100M–$1B) | $282M | 74 | 80 | 2 | 02/09/2026 | ☆ |
| 10942 | Beatrice Advisors Lp CRD 332668 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $282M | 20 | 225 | 11 | 06/15/2026 | ☆ |
| 10943 | Carter Financial, Llc CRD 298327 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $282M | 177 | 489 | 3 | 07/08/2026 | ☆ |
| 10944 | Stolz & Associates, Ps CRD 117216 | Tacoma, WA | Wealth Manager · Small ($100M–$1B) | $282M | 193 | 568 | 5 | 02/27/2026 | ☆ |
| 10945 | Peloton Capital Management CRD 109775 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $282M | 138 | 319 | 4 | 03/31/2026 | ☆ |
| 10946 | Hms Capital Management, Llc CRD 149764 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $282M | 162 | 376 | 8 | 06/11/2026 | ☆ |
| 10947 | Founders Capital Management Inc CRD 111164 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $282M | 130 | 130 | 3 | 02/19/2026 | ☆ |
| 10948 | Caruso Mclean & Co., Inc. CRD 126084 | Utica, NY | Insurance-Affiliated · Small ($100M–$1B) | $282M | 125 | 182 | 5 | 03/18/2026 | ☆ |
| 10949 | Banyan Capital Management, Inc. CRD 108123 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $282M | 140 | 334 | 3 | 02/19/2026 | ☆ |
| 10950 | Copperleaf Capital, Llc CRD 117823 | Clover, SC | Insurance-Affiliated · Small ($100M–$1B) | $282M | 314 | 521 | 7 | 06/17/2026 | ☆ |