Investment advisers
44,549 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10951 | Sandbridge Investment Management, Llc CRD 169112 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $282M | 6 | 6 | 3 | 03/30/2026 | ☆ |
| 10952 | B.A. Schrock Wealth Management, Inc. CRD 304694 | Wadsworth, OH | Wealth Manager · Small ($100M–$1B) | $282M | 706 | 1,377 | 6 | 03/11/2026 | ☆ |
| 10953 | Palm Valley Capital Management Llc CRD 299896 | Jacksonville Beach, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $282M | 1 | 11 | 2 | 01/13/2026 | ☆ |
| 10954 | N CRD 116663 | Wealth Manager · Small ($100M–$1B) | $282M | 150 | 367 | 2 | 11/25/2025 | ☆ | |
| 10955 | Trinity Wealth Advisors, L.L.C. CRD 109452 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $282M | 132 | 540 | 8 | 03/25/2026 | ☆ |
| 10956 | Successful Portfolios Llc CRD 152429 | Clearwater, FL | Wealth Manager · Small ($100M–$1B) | $282M | 206 | 584 | 3 | 03/27/2026 | ☆ |
| 10957 | Fortitude Financial Llc CRD 313235 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $282M | 411 | 1,832 | 7 | 06/08/2026 | ☆ |
| 10958 | Bennington Financial Planning Group CRD 116302 | Bennington, VT | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $281M | 386 | 758 | 3 | 03/17/2026 | ☆ |
| 10959 | Brookline Investments, Inc. CRD 109239 | Birmingham, AL | Private Fund Manager · Small ($100M–$1B) | $281M | 33 | 33 | 3 | 06/05/2026 | ☆ |
| 10960 | New Vintage Partners Llc CRD 327559 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $281M | 15 | 15 | 6 | 07/01/2026 | ☆ |
| 10961 | Gpm Growth Investors, Inc. CRD 107645 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $281M | 217 | 531 | 5 | 03/16/2026 | ☆ |
| 10962 | Miller Avenue Advisors Llc CRD 313523 | Mill Valley, CA | Wealth Manager · Small ($100M–$1B) | $281M | 81 | 459 | 3 | 03/25/2026 | ☆ |
| 10963 | Smith Asset Management Co., Llc CRD 127684 | Chiefland, FL | Wealth Manager · Small ($100M–$1B) | $281M | 776 | 1,273 | 7 | 05/05/2026 | ☆ |
| 10964 | Riverbend Wealth Management, Llc CRD 302031 | Myrtle Beach, SC | Wealth Manager · Small ($100M–$1B) | $281M | 187 | 568 | 8 | 03/11/2026 | ☆ |
| 10965 | Rcs Financial Planning, Llc CRD 291678 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $281M | 220 | 667 | 2 | 03/19/2026 | ☆ |
| 10966 | Wms Advisors, Llc CRD 122224 | Charlotte, NC | Insurance-Affiliated · Small ($100M–$1B) | $281M | 131 | 411 | 7 | 07/22/2026 | ☆ |
| 10967 | Seven Hills Financial, Llc CRD 143190 | Tallahassee, FL | Wealth Manager · Small ($100M–$1B) | $281M | 382 | 895 | 5 | 08/07/2026 | ☆ |
| 10968 | Plustick Management Llc CRD 173707 | Charlottesville, VA | Private Fund Manager · Small ($100M–$1B) | $281M | 3 | 3 | 4 | 03/26/2026 | ☆ |
| 10969 | Harlan Capital Partners Llc CRD 163718 | Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $281M | 6 | 6 | 9 | 03/30/2026 | ☆ |
| 10970 | Worth Financial Advisory Group, Llc CRD 156564 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $281M | 451 | 1,266 | 15 | 03/11/2026 | ☆ |
| 10971 | Mink Brook Asset Management Llc CRD 302093 | Private Fund Manager · Small ($100M–$1B) | $281M | 3 | 3 | 1 | 06/26/2026 | ☆ | |
| 10972 | Wilson & Boucher Capital Management, Llc CRD 134076 | Wealth Manager · Small ($100M–$1B) | $280M | 133 | 467 | 2 | 06/19/2026 | ☆ | |
| 10973 | Ff Advisors, Llc CRD 316723 | Manhattan Beach, CA | Wealth Manager · Small ($100M–$1B) | $280M | 108 | 464 | 4 | 03/30/2026 | ☆ |
| 10974 | Timberchase Financial, Llc CRD 131205 | Hoover, AL | Wealth Manager · Small ($100M–$1B) | $280M | 126 | 830 | 7 | 03/09/2026 | ☆ |
| 10975 | Dbs Investment Advisers, Llc CRD 123283 | Bay City, MI | Wealth Manager · Small ($100M–$1B) | $280M | 591 | 973 | 8 | 02/02/2026 | ☆ |
| 10976 | Iridian Asset Management Llc CRD 104550 | Private Fund Manager · Small ($100M–$1B) | $280M | 14 | 14 | 5 | 04/23/2026 | ☆ | |
| 10977 | Farrow Financial Inc CRD 110526 | South Burlington, VT | Wealth Manager · Small ($100M–$1B) | $280M | 195 | 573 | 4 | 05/28/2026 | ☆ |
| 10978 | Wwm Advisory Inc. CRD 133611 | Culver City, CA | Wealth Manager · Small ($100M–$1B) | $280M | 110 | 305 | 2 | 03/10/2026 | ☆ |
| 10979 | Rockingstone Advisors Llc CRD 149592 | Great Barrington, MA | Wealth Manager · Small ($100M–$1B) | $280M | 61 | 283 | 3 | 03/19/2026 | ☆ |
| 10980 | Victus Captial Wealth, Llc CRD 154899 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $280M | 188 | 553 | 4 | 03/30/2026 | ☆ |
| 10981 | Willow Creek Capital Management, Inc. CRD 333911 | Missoula, MT | Wealth Manager · Small ($100M–$1B) | $280M | 413 | 431 | 4 | 05/28/2026 | ☆ |
| 10982 | Fathom Point Capital Llc CRD 339729 | San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $280M | 3 | 3 | 3 | 05/01/2026 | ☆ |
| 10983 | Conquis Financial Llc CRD 319579 | Millbrae, CA | Wealth Manager · Small ($100M–$1B) | $280M | 50 | 234 | 2 | 08/10/2026 | ☆ |
| 10984 | Arg Private Wealth, Llc CRD 336183 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $280M | 65 | 530 | 2 | 07/06/2026 | ☆ |
| 10985 | Paladin Advisory Group, Llc CRD 285303 | Clive, IA | Insurance-Affiliated · Small ($100M–$1B) | $280M | 102 | 298 | 3 | 03/05/2026 | ☆ |
| 10986 | N CRD 111623 | Wealth Manager · Small ($100M–$1B) | $280M | 122 | 122 | 6 | 09/29/2025 | ☆ | |
| 10987 | Faith Investor Services Llc CRD 313337 | Scottsdale, AZ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $280M | 254 | 598 | 10 | 07/29/2026 | ☆ |
| 10988 | Mcbrearty Capital Management Inc CRD 108972 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $280M | 234 | 773 | 4 | 02/12/2026 | ☆ |
| 10989 | Tandem Capital Management Corp CRD 107856 | Woodcliff Lake, NJ | Wealth Manager · Small ($100M–$1B) | $280M | 93 | 93 | 5 | 03/30/2026 | ☆ |
| 10990 | Avatar Capital Management Llc CRD 330793 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $280M | 2 | 2 | 3 | 03/30/2026 | ☆ |
| 10991 | Goldstein Capital Corp. CRD 126146 | Private Fund Manager · Small ($100M–$1B) | $280M | 23 | 42 | 2 | 03/18/2026 | ☆ | |
| 10992 | Members Wealth Llc CRD 323778 | Media, PA | Wealth Manager · Small ($100M–$1B) | $280M | 166 | 625 | 9 | 03/12/2026 | ☆ |
| 10993 | Nucleo Capital Ltda. CRD 287719 | Sao Paulo, Sp | Private Fund Manager · Small ($100M–$1B) | $280M | 4 | 4 | 12 | 03/13/2026 | ☆ |
| 10994 | Crf Financial Group CRD 127388 | Indianapolis, IN | Private Fund Manager · Small ($100M–$1B) | $279M | 37 | 37 | 1 | 01/18/2024 | ☆ |
| 10995 | Higgins & Schmidt Wealth Strategies Llc CRD 286063 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $279M | 239 | 861 | 6 | 03/17/2026 | ☆ |
| 10996 | Mosley Wealth Management, Inc. CRD 318592 | Anaheim, CA | Wealth Manager · Small ($100M–$1B) | $279M | 707 | 1,393 | 15 | 07/10/2026 | ☆ |
| 10997 | American Financial & Tax Strategies, Inc. CRD 115559 | New York, NY | Wealth Manager · Small ($100M–$1B) | $279M | 191 | 584 | 1 | 01/20/2026 | ☆ |
| 10998 | American Discovery Investment Advisors, Llc CRD 301331 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $279M | 3 | 3 | 11 | 06/02/2026 | ☆ |
| 10999 | Pathworks Financial, Inc. CRD 138393 | Novi, MI | Insurance-Affiliated · Small ($100M–$1B) | $279M | 410 | 1,034 | 8 | 01/22/2026 | ☆ |
| 11000 | Wells Financial Advisors, Inc. CRD 125209 | Framingham, MA | Wealth Manager · Small ($100M–$1B) | $279M | 132 | 425 | 5 | 03/24/2026 | ☆ |