Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10951 | Modum Asset Management Llc CRD 316200 | Mexico City | Wealth Manager · Small ($100M–$1B) | $283M | 69 | 82 | 5 | 03/30/2026 | ☆ |
| 10952 | Berkshire Capital Holdings Inc CRD 107175 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $283M | 1 | 1 | 2 | 03/09/2026 | ☆ | |
| 10953 | Chris Bulman Inc. CRD 313552 | Roseville, CA | Insurance-Affiliated · Small ($100M–$1B) | $283M | 556 | 1,143 | 15 | 02/05/2026 | ☆ |
| 10954 | Silverberg Bernstein Capital Management Llc CRD 327151 | Armonk, NY | Wealth Manager · Small ($100M–$1B) | $283M | 135 | 128 | 3 | 03/06/2026 | ☆ |
| 10955 | Fig Capital Management, Llc CRD 290099 | Jacksonville, FL | Private Fund Manager · Small ($100M–$1B) | $283M | 3 | 3 | 0 | 03/20/2026 | ☆ |
| 10956 | Covingtonalsina, Llc CRD 326810 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $283M | 1,241 | 1,241 | 10 | 08/26/2026 | ☆ |
| 10957 | Cooper Capital Advisors, Llc CRD 305121 | Encinitas, CA | Wealth Manager · Small ($100M–$1B) | $283M | 208 | 502 | 4 | 02/17/2026 | ☆ |
| 10958 | Ejmk Ventures Llc CRD 335762 | Itasca, IL | Wealth Manager · Small ($100M–$1B) | $283M | 274 | 927 | 13 | 03/20/2026 | ☆ |
| 10959 | Trilinc Advisors, Llc CRD 166194 | Manhattan Beach, CA | Private Fund Manager · Small ($100M–$1B) | $283M | 1 | 1 | 19 | 04/01/2026 | ☆ |
| 10960 | Oaktree Advisors Llc CRD 168271 | Coopersburg, PA | Wealth Manager · Small ($100M–$1B) | $283M | 386 | 706 | 6 | 04/14/2026 | ☆ |
| 10961 | West Horizon Capital, Llc CRD 337734 | Princeton, NJ | Private Fund Manager · Small ($100M–$1B) | $283M | 3 | 3 | 4 | 02/18/2026 | ☆ |
| 10962 | Cypress Wealth Management, Llc CRD 324524 | Oakbrook Terrace, IL | Private Fund Manager · Small ($100M–$1B) | $283M | 12 | 50 | 6 | 03/20/2026 | ☆ |
| 10963 | Kingsbridge Investment Partners Llc CRD 336502 | Las Vegas, NV | Private Fund Manager · Small ($100M–$1B) | $283M | 8 | 8 | 5 | 03/09/2026 | ☆ |
| 10964 | Bear Creek Fund Advisors Llc CRD 329844 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $283M | 3 | 3 | 12 | 05/01/2026 | ☆ |
| 10965 | Fcig Wealth Management, Llc CRD 329906 | Plainfield, CT | Wealth Manager · Small ($100M–$1B) | $282M | 447 | 1,058 | 4 | 09/04/2026 | ☆ |
| 10966 | Compass Financial Advisors Llc CRD 109131 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $282M | 659 | 730 | 9 | 03/26/2026 | ☆ |
| 10967 | Hoertkorn Richard Charles CRD 104649 | Kentfield, CA | Wealth Manager · Small ($100M–$1B) | $282M | 74 | 80 | 2 | 02/09/2026 | ☆ |
| 10968 | The Abbit Management Corp CRD 110507 | Grand Haven, MI | Investment Adviser · Small ($100M–$1B) | $282M | 386 | 516 | 7 | 09/01/2026 | ☆ |
| 10969 | Beatrice Advisors Lp CRD 332668 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $282M | 20 | 225 | 11 | 06/15/2026 | ☆ |
| 10970 | Carter Financial, Llc CRD 298327 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $282M | 177 | 489 | 3 | 07/08/2026 | ☆ |
| 10971 | Stolz & Associates, Ps CRD 117216 | Tacoma, WA | Wealth Manager · Small ($100M–$1B) | $282M | 193 | 568 | 5 | 09/11/2026 | ☆ |
| 10972 | Peloton Capital Management CRD 109775 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $282M | 138 | 319 | 4 | 03/31/2026 | ☆ |
| 10973 | Hms Capital Management, Llc CRD 149764 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $282M | 162 | 376 | 8 | 06/11/2026 | ☆ |
| 10974 | Founders Capital Management Inc CRD 111164 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $282M | 130 | 130 | 3 | 02/19/2026 | ☆ |
| 10975 | Caruso Mclean & Co., Inc. CRD 126084 | Utica, NY | Insurance-Affiliated · Small ($100M–$1B) | $282M | 125 | 182 | 5 | 03/18/2026 | ☆ |
| 10976 | Banyan Capital Management, Inc. CRD 108123 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $282M | 140 | 334 | 3 | 02/19/2026 | ☆ |
| 10977 | Copperleaf Capital, Llc CRD 117823 | Clover, SC | Insurance-Affiliated · Small ($100M–$1B) | $282M | 314 | 521 | 7 | 06/17/2026 | ☆ |
| 10978 | Sandbridge Investment Management, Llc CRD 169112 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $282M | 6 | 6 | 3 | 03/30/2026 | ☆ |
| 10979 | B.A. Schrock Wealth Management, Inc. CRD 304694 | Wadsworth, OH | Wealth Manager · Small ($100M–$1B) | $282M | 706 | 1,377 | 6 | 03/11/2026 | ☆ |
| 10980 | Palm Valley Capital Management Llc CRD 299896 | Jacksonville Beach, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $282M | 1 | 11 | 2 | 01/13/2026 | ☆ |
| 10981 | N CRD 116663 | Wealth Manager · Small ($100M–$1B) | $282M | 150 | 367 | 2 | 11/25/2025 | ☆ | |
| 10982 | Trinity Wealth Advisors, L.L.C. CRD 109452 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $282M | 132 | 540 | 8 | 08/18/2026 | ☆ |
| 10983 | Successful Portfolios Llc CRD 152429 | Clearwater, FL | Wealth Manager · Small ($100M–$1B) | $282M | 206 | 584 | 3 | 03/27/2026 | ☆ |
| 10984 | Fortitude Financial Llc CRD 313235 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $282M | 411 | 1,832 | 7 | 09/15/2026 | ☆ |
| 10985 | Bennington Financial Planning Group CRD 116302 | Bennington, VT | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $281M | 386 | 758 | 3 | 03/17/2026 | ☆ |
| 10986 | Brookline Investments, Inc. CRD 109239 | Birmingham, AL | Private Fund Manager · Small ($100M–$1B) | $281M | 33 | 33 | 3 | 06/05/2026 | ☆ |
| 10987 | New Vintage Partners Llc CRD 327559 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $281M | 15 | 15 | 6 | 07/01/2026 | ☆ |
| 10988 | Gpm Growth Investors, Inc. CRD 107645 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $281M | 217 | 531 | 5 | 03/16/2026 | ☆ |
| 10989 | Miller Avenue Advisors Llc CRD 313523 | Mill Valley, CA | Wealth Manager · Small ($100M–$1B) | $281M | 81 | 459 | 3 | 03/25/2026 | ☆ |
| 10990 | Smith Asset Management Co., Llc CRD 127684 | Chiefland, FL | Wealth Manager · Small ($100M–$1B) | $281M | 776 | 1,273 | 7 | 05/05/2026 | ☆ |
| 10991 | Riverbend Wealth Management, Llc CRD 302031 | Myrtle Beach, SC | Wealth Manager · Small ($100M–$1B) | $281M | 187 | 568 | 8 | 03/11/2026 | ☆ |
| 10992 | Rcs Financial Planning, Llc CRD 291678 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $281M | 220 | 667 | 2 | 03/19/2026 | ☆ |
| 10993 | Wms Advisors, Llc CRD 122224 | Charlotte, NC | Insurance-Affiliated · Small ($100M–$1B) | $281M | 131 | 411 | 7 | 07/22/2026 | ☆ |
| 10994 | Seven Hills Financial, Llc CRD 143190 | Tallahassee, FL | Wealth Manager · Small ($100M–$1B) | $281M | 382 | 895 | 5 | 08/07/2026 | ☆ |
| 10995 | Plustick Management Llc CRD 173707 | Charlottesville, VA | Private Fund Manager · Small ($100M–$1B) | $281M | 3 | 3 | 4 | 03/26/2026 | ☆ |
| 10996 | Harlan Capital Partners Llc CRD 163718 | Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $281M | 6 | 6 | 9 | 03/30/2026 | ☆ |
| 10997 | Worth Financial Advisory Group, Llc CRD 156564 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $281M | 451 | 1,266 | 15 | 03/11/2026 | ☆ |
| 10998 | Mink Brook Asset Management Llc CRD 302093 | Private Fund Manager · Small ($100M–$1B) | $281M | 3 | 3 | 1 | 06/26/2026 | ☆ | |
| 10999 | Wilson & Boucher Capital Management, Llc CRD 134076 | Wealth Manager · Small ($100M–$1B) | $280M | 133 | 467 | 2 | 06/19/2026 | ☆ | |
| 11000 | Ff Advisors, Llc CRD 316723 | Manhattan Beach, CA | Wealth Manager · Small ($100M–$1B) | $280M | 108 | 464 | 4 | 03/30/2026 | ☆ |