Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11001 | Timberchase Financial, Llc CRD 131205 | Homewood, AL | Wealth Manager · Small ($100M–$1B) | $280M | 126 | 830 | 7 | 08/25/2026 | ☆ |
| 11002 | Dbs Investment Advisers, Llc CRD 123283 | Bay City, MI | Wealth Manager · Small ($100M–$1B) | $280M | 591 | 973 | 8 | 02/02/2026 | ☆ |
| 11003 | Iridian Asset Management Llc CRD 104550 | Private Fund Manager · Small ($100M–$1B) | $280M | 14 | 14 | 5 | 08/12/2026 | ☆ | |
| 11004 | Farrow Financial Inc CRD 110526 | South Burlington, VT | Wealth Manager · Small ($100M–$1B) | $280M | 195 | 573 | 4 | 05/28/2026 | ☆ |
| 11005 | Wwm Advisory Inc. CRD 133611 | Culver City, CA | Wealth Manager · Small ($100M–$1B) | $280M | 110 | 305 | 2 | 03/10/2026 | ☆ |
| 11006 | Rockingstone Advisors Llc CRD 149592 | Great Barrington, MA | Wealth Manager · Small ($100M–$1B) | $280M | 61 | 283 | 3 | 03/19/2026 | ☆ |
| 11007 | Victus Captial Wealth, Llc CRD 154899 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $280M | 188 | 553 | 4 | 03/30/2026 | ☆ |
| 11008 | Willow Creek Capital Management, Inc. CRD 333911 | Missoula, MT | Wealth Manager · Small ($100M–$1B) | $280M | 413 | 431 | 4 | 08/26/2026 | ☆ |
| 11009 | Fathom Point Capital Llc CRD 339729 | San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $280M | 3 | 3 | 3 | 05/01/2026 | ☆ |
| 11010 | Conquis Financial Llc CRD 319579 | Millbrae, CA | Wealth Manager · Small ($100M–$1B) | $280M | 50 | 234 | 2 | 08/10/2026 | ☆ |
| 11011 | Arg Private Wealth, Llc CRD 336183 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $280M | 65 | 530 | 2 | 09/17/2026 | ☆ |
| 11012 | Paladin Advisory Group, Llc CRD 285303 | Clive, IA | Insurance-Affiliated · Small ($100M–$1B) | $280M | 102 | 298 | 3 | 03/05/2026 | ☆ |
| 11013 | N CRD 111623 | Wealth Manager · Small ($100M–$1B) | $280M | 122 | 122 | 6 | 09/29/2025 | ☆ | |
| 11014 | Faith Investor Services Llc CRD 313337 | Scottsdale, AZ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $280M | 254 | 598 | 10 | 07/29/2026 | ☆ |
| 11015 | Mcbrearty Capital Management Inc CRD 108972 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $280M | 234 | 773 | 4 | 02/12/2026 | ☆ |
| 11016 | Tandem Capital Management Corp CRD 107856 | Woodcliff Lake, NJ | Wealth Manager · Small ($100M–$1B) | $280M | 93 | 93 | 5 | 03/30/2026 | ☆ |
| 11017 | Avatar Capital Management Llc CRD 330793 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $280M | 2 | 2 | 3 | 03/30/2026 | ☆ |
| 11018 | Goldstein Capital Corp. CRD 126146 | Private Fund Manager · Small ($100M–$1B) | $280M | 23 | 42 | 2 | 03/18/2026 | ☆ | |
| 11019 | Members Wealth Llc CRD 323778 | Media, PA | Wealth Manager · Small ($100M–$1B) | $280M | 166 | 625 | 9 | 03/12/2026 | ☆ |
| 11020 | Nucleo Capital Ltda. CRD 287719 | Sao Paulo, Sp | Private Fund Manager · Small ($100M–$1B) | $280M | 4 | 4 | 12 | 03/13/2026 | ☆ |
| 11021 | Crf Financial Group CRD 127388 | Indianapolis, IN | Private Fund Manager · Small ($100M–$1B) | $279M | 37 | 37 | 1 | 01/18/2024 | ☆ |
| 11022 | Higgins & Schmidt Wealth Strategies Llc CRD 286063 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $279M | 239 | 861 | 6 | 03/17/2026 | ☆ |
| 11023 | Mosley Wealth Management, Inc. CRD 318592 | Anaheim, CA | Wealth Manager · Small ($100M–$1B) | $279M | 707 | 1,393 | 15 | 07/10/2026 | ☆ |
| 11024 | American Financial & Tax Strategies, Inc. CRD 115559 | New York, NY | Wealth Manager · Small ($100M–$1B) | $279M | 191 | 584 | 1 | 01/20/2026 | ☆ |
| 11025 | American Discovery Investment Advisors, Llc CRD 301331 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $279M | 3 | 3 | 11 | 06/02/2026 | ☆ |
| 11026 | Pathworks Financial, Inc. CRD 138393 | Novi, MI | Insurance-Affiliated · Small ($100M–$1B) | $279M | 410 | 1,034 | 8 | 01/22/2026 | ☆ |
| 11027 | Wells Financial Advisors, Inc. CRD 125209 | Framingham, MA | Wealth Manager · Small ($100M–$1B) | $279M | 132 | 425 | 5 | 03/24/2026 | ☆ |
| 11028 | Eureka Equity Partners, L.P. CRD 159236 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $279M | 3 | 3 | 10 | 03/27/2026 | ☆ |
| 11029 | Kurv Investment Management Llc CRD 323149 | San Francisco, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $279M | 10 | 10 | 10 | 07/28/2026 | ☆ |
| 11030 | Dwm Financial Group, Inc. CRD 111594 | Palatine, IL | Wealth Manager · Small ($100M–$1B) | $279M | 165 | 790 | 6 | 06/16/2026 | ☆ |
| 11031 | Pontem Investment Management Company CRD 330449 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $279M | 2 | 2 | 6 | 08/12/2026 | ☆ |
| 11032 | Kintayl Capital Lp CRD 331471 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $279M | 1 | 1 | 4 | 03/29/2026 | ☆ |
| 11033 | Schlegel Dunn Llc CRD 337990 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $279M | 154 | 535 | 4 | 01/27/2026 | ☆ |
| 11034 | N CRD 117399 | Wealth Manager · Small ($100M–$1B) | $279M | 92 | 520 | 3 | 03/25/2025 | ☆ | |
| 11035 | Cottonwood Capital Advisors, Llc CRD 311272 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $279M | 238 | 638 | 5 | 08/28/2026 | ☆ |
| 11036 | Horizon Family Wealth, Inc. CRD 315484 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $279M | 94 | 418 | 2 | 07/14/2026 | ☆ |
| 11037 | Fs Tactical Advisor, Llc CRD 300214 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $279M | 2 | 2 | 183 | 06/10/2026 | ☆ |
| 11038 | Lobscouser Ii, Llc CRD 282953 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $279M | 314 | 798 | 5 | 08/14/2026 | ☆ |
| 11039 | Stilwell Value Llc CRD 160697 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $279M | 5 | 5 | 11 | 03/27/2026 | ☆ |
| 11040 | Millennial Wealth Llc CRD 289970 | Fall City, WA | Wealth Manager · Small ($100M–$1B) | $279M | 229 | 229 | 6 | 08/31/2026 | ☆ |
| 11041 | Superbloom Partners Management Llc CRD 330218 | Venice, CA | Private Fund Manager · Small ($100M–$1B) | $279M | 1 | 1 | 7 | 07/28/2026 | ☆ |
| 11042 | Holistic Wealth Advisors CRD 332918 | Clifton Park, NY | Wealth Manager · Small ($100M–$1B) | $279M | 656 | 1,260 | 10 | 08/26/2026 | ☆ |
| 11043 | Vermillion & White Wealth Management Group Llc CRD 168215 | Phoenixville, PA | Wealth Manager · Small ($100M–$1B) | $279M | 357 | 357 | 4 | 03/31/2026 | ☆ |
| 11044 | N CRD 308454 | Wealth Manager · Small ($100M–$1B) | $279M | 118 | 336 | 4 | 03/20/2025 | ☆ | |
| 11045 | Verity Wealth Advisors, Llc CRD 126742 | Sausalito, CA | Wealth Manager · Small ($100M–$1B) | $279M | 52 | 52 | 2 | 01/15/2026 | ☆ |
| 11046 | Wealth Advisors Group, Llc CRD 291648 | Coralville, IA | Wealth Manager · Small ($100M–$1B) | $278M | 272 | 1,201 | 2 | 03/27/2026 | ☆ |
| 11047 | Fort Henry Capital, Llc CRD 168695 | Wheeling, WV | Wealth Manager · Small ($100M–$1B) | $278M | 476 | 476 | 2 | 02/17/2026 | ☆ |
| 11048 | Lexington Hill Partners, Llc CRD 301810 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $278M | 57 | 259 | 8 | 03/27/2026 | ☆ |
| 11049 | Edenbrook Capital, Llc CRD 283465 | Mount Kisco, NY | Private Fund Manager · Small ($100M–$1B) | $278M | 2 | 2 | 4 | 03/30/2026 | ☆ |
| 11050 | Guardian Asset Advisors, Llc CRD 144958 | Mechanicsburg, PA | Wealth Manager · Small ($100M–$1B) | $278M | 1,201 | 1,309 | 8 | 08/03/2026 | ☆ |