Investment advisers
44,549 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11051 | Milestone Investments, Inc. CRD 47090 | Charlotte, NC | Insurance-Affiliated · Small ($100M–$1B) | $277M | 91 | 138 | 2 | 02/04/2026 | ☆ |
| 11052 | Buckman Advisory Group Llc CRD 131688 | Little Silver, NJ | Wealth Manager · Small ($100M–$1B) | $277M | 868 | 834 | 15 | 04/07/2026 | ☆ |
| 11053 | Planguide Financial Llc CRD 329089 | Southlake, TX | Institutional / Pension Advisor · Small ($100M–$1B) | $277M | 10 | 9 | 1 | 06/16/2026 | ☆ |
| 11054 | Dominion Portfolio Management, Inc. CRD 106918 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $277M | 782 | 782 | 18 | 08/06/2026 | ☆ |
| 11055 | Wilmington Capital Securities, Llc CRD 133839 | Garden City, NY | Insurance-Affiliated · Small ($100M–$1B) | $277M | 177 | 258 | 6 | 03/30/2026 | ☆ |
| 11056 | Johkim Capital Partners Management Llc CRD 289512 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $277M | 3 | 3 | 6 | 03/27/2026 | ☆ |
| 11057 | The Retirement Guys Formula Llc CRD 168561 | Maumee, OH | Wealth Manager · Small ($100M–$1B) | $277M | 1,155 | 1,861 | 7 | 02/13/2026 | ☆ |
| 11058 | Walleye Partners Llc CRD 333435 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $277M | 93 | 363 | 5 | 05/27/2026 | ☆ |
| 11059 | Jfr Financial Services, Inc. CRD 124456 | Trenton, MI | Wealth Manager · Small ($100M–$1B) | $277M | 597 | 767 | 11 | 02/09/2026 | ☆ |
| 11060 | Gs Investments, Inc. CRD 107782 | Eagan, MN | Wealth Manager · Small ($100M–$1B) | $277M | 83 | 169 | 4 | 03/13/2026 | ☆ |
| 11061 | N CRD 105862 | Multi-Family Office · Small ($100M–$1B) | $276M | 7 | 7 | 2 | 05/29/2025 | ☆ | |
| 11062 | Viburnum Funds Pty Ltd CRD 174628 | Nedlands | Investment Adviser · Small ($100M–$1B) | $276M | 9 | 9 | 13 | 09/25/2025 | ☆ |
| 11063 | Westbourne Investments, Inc. CRD 37499 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $276M | 175 | 393 | 7 | 03/29/2026 | ☆ |
| 11064 | Centerpoint Advisory Group, Llc CRD 324181 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $276M | 276 | 613 | 7 | 03/03/2026 | ☆ |
| 11065 | Hazelview Securities (Us) Llc CRD 174811 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $276M | 4 | 4 | 15 | 03/30/2026 | ☆ |
| 11066 | Episteme Capital Partners (Uk), Llp CRD 167678 | London | Private Fund Manager · Small ($100M–$1B) | $276M | 22 | 8 | 20 | 03/31/2026 | ☆ |
| 11067 | Simplifi, Inc. CRD 154900 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $276M | 301 | 576 | 5 | 03/24/2026 | ☆ |
| 11068 | Ria Services, Llc CRD 281520 | West Bend, WI | Wealth Manager · Small ($100M–$1B) | $276M | 511 | 1,173 | 5 | 03/25/2026 | ☆ |
| 11069 | J.H. Lane Partners, Lp CRD 282383 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $276M | 3 | 3 | 7 | 03/30/2026 | ☆ |
| 11070 | Strauss Wealth Advising, Inc. CRD 310512 | Hoover, AL | Wealth Manager · Small ($100M–$1B) | $276M | 213 | 800 | 6 | 02/25/2026 | ☆ |
| 11071 | Corridor Capital, Llc CRD 160922 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $276M | 14 | 14 | 12 | 03/23/2026 | ☆ |
| 11072 | Oasis Wealth Planning Advisors, Llc CRD 285474 | Wealth Manager · Small ($100M–$1B) | $276M | 186 | 709 | 12 | 06/11/2026 | ☆ | |
| 11073 | Tradewell Securities, Llc CRD 332473 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $276M | 429 | 1,083 | 9 | 05/08/2026 | ☆ |
| 11074 | Afc Management, Llc CRD 311281 | West Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $276M | 1 | 1 | 32 | 03/31/2026 | ☆ |
| 11075 | Northstar Financial Planning, Llc CRD 117205 | Windham, NH | Wealth Manager · Small ($100M–$1B) | $276M | 172 | 486 | 6 | 02/03/2026 | ☆ |
| 11076 | Intrack Investment Management, Inc. CRD 106450 | South Burlington, VT | Wealth Manager · Small ($100M–$1B) | $276M | 189 | 590 | 4 | 03/24/2026 | ☆ |
| 11077 | N CRD 171461 | Private Fund Manager · Small ($100M–$1B) | $276M | 3 | 3 | 5 | 03/04/2025 | ☆ | |
| 11078 | N CRD 310639 | Wealth Manager · Small ($100M–$1B) | $276M | 197 | 615 | 4 | 03/07/2025 | ☆ | |
| 11079 | Risk Settlements Manager, Llc CRD 321759 | Newark, NJ | Private Fund Manager · Small ($100M–$1B) | $276M | 10 | 10 | 20 | 06/29/2026 | ☆ |
| 11080 | Challenger Wealth Management CRD 121498 | Aliso Viejo, CA | Wealth Manager · Small ($100M–$1B) | $276M | 263 | 563 | 3 | 03/10/2026 | ☆ |
| 11081 | Kubhera Enterprises Llc CRD 151619 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $276M | 304 | 868 | 5 | 03/12/2026 | ☆ |
| 11082 | Clarendon Capital, Llc CRD 298698 | Tysons, VA | Private Fund Manager · Small ($100M–$1B) | $275M | 5 | 5 | 11 | 03/31/2026 | ☆ |
| 11083 | Spectrum Strategic Capital Management, Llc CRD 138347 | Corvallis, OR | Wealth Manager · Small ($100M–$1B) | $275M | 313 | 754 | 6 | 07/01/2026 | ☆ |
| 11084 | 4 Wealth Advisors, Inc. CRD 129727 | Burr Ridge, IL | Wealth Manager · Small ($100M–$1B) | $275M | 567 | 1,262 | 13 | 04/09/2026 | ☆ |
| 11085 | Legal Advantage Investments, Inc. CRD 118131 | Multi-Family Office · Small ($100M–$1B) | $275M | 24 | 165 | 2 | 07/20/2026 | ☆ | |
| 11086 | O'connor Financial Group Llc CRD 168636 | Quincy, IL | Insurance-Affiliated · Small ($100M–$1B) | $275M | 355 | 1,062 | 6 | 05/14/2026 | ☆ |
| 11087 | Kai Wealth Llc CRD 332136 | Chicago, IL | Multi-Family Office · Small ($100M–$1B) | $275M | 23 | 23 | 6 | 04/02/2026 | ☆ |
| 11088 | Charter Research & Investment Group Inc CRD 106452 | Southport, CT | Wealth Manager · Small ($100M–$1B) | $275M | 158 | 355 | 3 | 03/30/2026 | ☆ |
| 11089 | Cmr Capital Management, Llc CRD 284054 | Pasadena, CA | Private Fund Manager · Small ($100M–$1B) | $275M | 10 | 10 | 6 | 03/10/2026 | ☆ |
| 11090 | Michael Russo Ltd CRD 142810 | Mokena, IL | Wealth Manager · Small ($100M–$1B) | $275M | 757 | 1,910 | 7 | 03/20/2026 | ☆ |
| 11091 | Klaff Realty, Lp CRD 265787 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $275M | 8 | 8 | 10 | 03/31/2026 | ☆ |
| 11092 | Russell Capital Management, Llc CRD 109513 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $275M | 299 | 606 | 4 | 04/17/2026 | ☆ |
| 11093 | Roserock Wealth Management, Llc CRD 288088 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $275M | 74 | 463 | 2 | 04/30/2026 | ☆ |
| 11094 | Cushing Capital Partners, Llc CRD 313497 | Delafield, WI | Wealth Manager · Small ($100M–$1B) | $275M | 199 | 664 | 2 | 03/05/2026 | ☆ |
| 11095 | 1492 Capital Management, Llc CRD 148566 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $275M | 98 | 98 | 5 | 03/30/2026 | ☆ |
| 11096 | Berry Wealth Group, Lp CRD 327346 | Granbury, TX | Wealth Manager · Small ($100M–$1B) | $275M | 332 | 938 | 6 | 04/22/2026 | ☆ |
| 11097 | Lumos Capital Group Llc CRD 306528 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $274M | 6 | 6 | 7 | 03/24/2026 | ☆ |
| 11098 | Ouellette Wealth Advisory Llc CRD 289242 | Lexington, MA | Wealth Manager · Small ($100M–$1B) | $274M | 213 | 763 | 7 | 06/29/2026 | ☆ |
| 11099 | Sutterfield Financial Group, Inc. CRD 115652 | Bartlesville, OK | Insurance-Affiliated · Small ($100M–$1B) | $274M | 1,129 | 2,392 | 32 | 03/27/2026 | ☆ |
| 11100 | Elite Financial, Inc. CRD 286667 | Lewiston, ID | Insurance-Affiliated · Small ($100M–$1B) | $274M | 439 | 1,149 | 1 | 04/21/2026 | ☆ |