Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11051 | International Money Matters Private Limited CRD 329433 | Bengaluru, Karnataka | Insurance-Affiliated · Small ($100M–$1B) | $278M | 646 | 1,159 | 54 | 06/29/2026 | ☆ |
| 11052 | Beacon Capital, Llc CRD 286316 | Cedar Rapids, IA | Wealth Manager · Small ($100M–$1B) | $278M | 629 | 952 | 5 | 04/22/2026 | ☆ |
| 11053 | Beacon Wealth Consultants, Inc. CRD 154939 | Roanoke, VA | Wealth Manager · Small ($100M–$1B) | $278M | 537 | 1,138 | 19 | 08/18/2026 | ☆ |
| 11054 | Citadel Investment Advisory Inc CRD 110540 | Wealth Manager · Small ($100M–$1B) | $278M | 118 | 118 | 1 | 03/12/2026 | ☆ | |
| 11055 | Ironwood Investment Management, Llc CRD 108467 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $278M | 289 | 289 | 8 | 03/31/2026 | ☆ |
| 11056 | Friedlander, Brenda S CRD 127746 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $278M | 150 | 150 | 4 | 03/27/2026 | ☆ |
| 11057 | Future Positive Management, L.L.C. CRD 309644 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $278M | 17 | 17 | 4 | 08/31/2026 | ☆ |
| 11058 | First Financial Advisory Services Inc CRD 105031 | Westerly, RI | Wealth Manager · Small ($100M–$1B) | $278M | 521 | 1,071 | 7 | 04/21/2026 | ☆ |
| 11059 | Foronjy Financial Llc CRD 332380 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $278M | 187 | 546 | 7 | 08/06/2026 | ☆ |
| 11060 | Midtown Investment Advisors Llc CRD 316137 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $278M | 11 | 11 | 4 | 03/31/2026 | ☆ |
| 11061 | Accordant Advisory Group, Inc. CRD 117474 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $278M | 189 | 471 | 3 | 08/26/2026 | ☆ |
| 11062 | Auspicious Financial Planning, Llc CRD 297962 | San Ramon, CA | Wealth Manager · Small ($100M–$1B) | $278M | 193 | 609 | 2 | 03/31/2026 | ☆ |
| 11063 | N CRD 107491 | Wealth Manager · Small ($100M–$1B) | $278M | 66 | 164 | 2 | 03/10/2025 | ☆ | |
| 11064 | Claren Road Private Credit Solutions Llc CRD 336373 | New York, NY | Investment Adviser · Small ($100M–$1B) | $278M | 2 | 6 | 09/01/2026 | ☆ | |
| 11065 | N CRD 324201 | Private Fund Manager · Small ($100M–$1B) | $278M | 2 | 2 | 26 | 03/13/2025 | ☆ | |
| 11066 | Macco Financial Group, Inc. CRD 337398 | Green Bay, WI | Wealth Manager · Small ($100M–$1B) | $278M | 322 | 1,467 | 8 | 02/25/2026 | ☆ |
| 11067 | Oasis Advisors, Llc CRD 335555 | Forest City, IA | Wealth Manager · Small ($100M–$1B) | $278M | 5,051 | 5,052 | 27 | 06/17/2026 | ☆ |
| 11068 | Heritage Holding Management, Lp CRD 331677 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $278M | 2 | 2 | 17 | 03/31/2026 | ☆ |
| 11069 | Harbor Island Capital Llc CRD 107457 | Topsfield, MA | Multi-Family Office · Small ($100M–$1B) | $278M | 14 | 14 | 2 | 06/15/2026 | ☆ |
| 11070 | Universal Financial Advisors, Llc CRD 318392 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $277M | 331 | 709 | 8 | 08/13/2026 | ☆ |
| 11071 | N CRD 298068 | Wealth Manager · Small ($100M–$1B) | $277M | 735 | 735 | 5 | 04/15/2025 | ☆ | |
| 11072 | N CRD 169045 | Wealth Manager · Small ($100M–$1B) | $277M | 1,110 | 1,804 | 25 | 05/15/2025 | ☆ | |
| 11073 | Teucrium Investment Advisors, Llc CRD 318799 | Burlington, VT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $277M | 13 | 13 | 12 | 09/23/2026 | ☆ |
| 11074 | Hbe Wealth Management, Llc CRD 128315 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $277M | 258 | 667 | 5 | 02/26/2026 | ☆ |
| 11075 | Kilter Group Llc CRD 330356 | Wealth Manager · Small ($100M–$1B) | $277M | 413 | 1,085 | 13 | 06/23/2026 | ☆ | |
| 11076 | Delta Capital Management, Llc CRD 128350 | Maitland, FL | Institutional / Pension Advisor · Small ($100M–$1B) | $277M | 108 | 108 | 9 | 03/31/2026 | ☆ |
| 11077 | Tyner Capital Management Investment Counsel, Inc. CRD 113586 | Signal Mountain, TN | Wealth Manager · Small ($100M–$1B) | $277M | 63 | 304 | 2 | 03/12/2026 | ☆ |
| 11078 | Milestone Investments, Inc. CRD 47090 | Charlotte, NC | Insurance-Affiliated · Small ($100M–$1B) | $277M | 91 | 138 | 2 | 02/04/2026 | ☆ |
| 11079 | Buckman Advisory Group Llc CRD 131688 | Little Silver, NJ | Wealth Manager · Small ($100M–$1B) | $277M | 868 | 834 | 15 | 04/07/2026 | ☆ |
| 11080 | Planguide Financial Llc CRD 329089 | Southlake, TX | Institutional / Pension Advisor · Small ($100M–$1B) | $277M | 10 | 9 | 1 | 06/16/2026 | ☆ |
| 11081 | Dominion Portfolio Management, Inc. CRD 106918 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $277M | 782 | 782 | 18 | 08/06/2026 | ☆ |
| 11082 | Wilmington Capital Securities, Llc CRD 133839 | Garden City, NY | Insurance-Affiliated · Small ($100M–$1B) | $277M | 177 | 258 | 6 | 03/30/2026 | ☆ |
| 11083 | Johkim Capital Partners Management Llc CRD 289512 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $277M | 3 | 3 | 6 | 03/27/2026 | ☆ |
| 11084 | The Retirement Guys Formula Llc CRD 168561 | Maumee, OH | Wealth Manager · Small ($100M–$1B) | $277M | 1,155 | 1,861 | 7 | 09/08/2026 | ☆ |
| 11085 | Walleye Partners Llc CRD 333435 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $277M | 93 | 363 | 5 | 05/27/2026 | ☆ |
| 11086 | Jfr Financial Services, Inc. CRD 124456 | Trenton, MI | Wealth Manager · Small ($100M–$1B) | $277M | 597 | 767 | 11 | 02/09/2026 | ☆ |
| 11087 | N CRD 105862 | Multi-Family Office · Small ($100M–$1B) | $276M | 7 | 7 | 2 | 05/29/2025 | ☆ | |
| 11088 | Viburnum Funds Pty Ltd CRD 174628 | Nedlands | Investment Adviser · Small ($100M–$1B) | $276M | 9 | 9 | 13 | 09/25/2025 | ☆ |
| 11089 | Westbourne Investments, Inc. CRD 37499 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $276M | 175 | 393 | 7 | 03/29/2026 | ☆ |
| 11090 | Centerpoint Advisory Group, Llc CRD 324181 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $276M | 276 | 613 | 7 | 03/03/2026 | ☆ |
| 11091 | Hazelview Securities (Us) Llc CRD 174811 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $276M | 4 | 4 | 15 | 03/30/2026 | ☆ |
| 11092 | Episteme Capital Partners (Uk), Llp CRD 167678 | London | Private Fund Manager · Small ($100M–$1B) | $276M | 22 | 8 | 20 | 03/31/2026 | ☆ |
| 11093 | Simplifi, Inc. CRD 154900 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $276M | 301 | 576 | 5 | 03/24/2026 | ☆ |
| 11094 | Ria Services, Llc CRD 281520 | West Bend, WI | Wealth Manager · Small ($100M–$1B) | $276M | 511 | 1,173 | 5 | 03/25/2026 | ☆ |
| 11095 | J.H. Lane Partners, Lp CRD 282383 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $276M | 3 | 3 | 7 | 03/30/2026 | ☆ |
| 11096 | Strauss Wealth Advising, Inc. CRD 310512 | Hoover, AL | Wealth Manager · Small ($100M–$1B) | $276M | 213 | 800 | 6 | 02/25/2026 | ☆ |
| 11097 | Corridor Capital, Llc CRD 160922 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $276M | 14 | 14 | 12 | 03/23/2026 | ☆ |
| 11098 | Oasis Wealth Planning Advisors, Llc CRD 285474 | Wealth Manager · Small ($100M–$1B) | $276M | 186 | 709 | 12 | 06/11/2026 | ☆ | |
| 11099 | Tradewell Securities, Llc CRD 332473 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $276M | 429 | 1,083 | 9 | 05/08/2026 | ☆ |
| 11100 | Afc Management, Llc CRD 311281 | West Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $276M | 1 | 1 | 32 | 03/31/2026 | ☆ |