Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11101 | Northstar Financial Planning, Llc CRD 117205 | Windham, NH | Wealth Manager · Small ($100M–$1B) | $276M | 172 | 486 | 6 | 02/03/2026 | ☆ |
| 11102 | Intrack Investment Management, Inc. CRD 106450 | South Burlington, VT | Wealth Manager · Small ($100M–$1B) | $276M | 189 | 590 | 4 | 03/24/2026 | ☆ |
| 11103 | N CRD 171461 | Private Fund Manager · Small ($100M–$1B) | $276M | 3 | 3 | 5 | 03/04/2025 | ☆ | |
| 11104 | N CRD 310639 | Wealth Manager · Small ($100M–$1B) | $276M | 197 | 615 | 4 | 03/07/2025 | ☆ | |
| 11105 | Risk Settlements Manager, Llc CRD 321759 | Newark, NJ | Private Fund Manager · Small ($100M–$1B) | $276M | 10 | 10 | 20 | 06/29/2026 | ☆ |
| 11106 | Challenger Wealth Management CRD 121498 | Aliso Viejo, CA | Wealth Manager · Small ($100M–$1B) | $276M | 263 | 563 | 3 | 03/10/2026 | ☆ |
| 11107 | Kubhera Enterprises Llc CRD 151619 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $276M | 304 | 868 | 5 | 03/12/2026 | ☆ |
| 11108 | Clarendon Capital, Llc CRD 298698 | Tysons, VA | Private Fund Manager · Small ($100M–$1B) | $275M | 5 | 5 | 11 | 03/31/2026 | ☆ |
| 11109 | Spectrum Strategic Capital Management, Llc CRD 138347 | Corvallis, OR | Wealth Manager · Small ($100M–$1B) | $275M | 313 | 754 | 6 | 07/01/2026 | ☆ |
| 11110 | 4 Wealth Advisors, Inc. CRD 129727 | Burr Ridge, IL | Wealth Manager · Small ($100M–$1B) | $275M | 567 | 1,262 | 13 | 04/09/2026 | ☆ |
| 11111 | Legal Advantage Investments, Inc. CRD 118131 | Multi-Family Office · Small ($100M–$1B) | $275M | 24 | 165 | 2 | 07/20/2026 | ☆ | |
| 11112 | O'connor Financial Group Llc CRD 168636 | Quincy, IL | Insurance-Affiliated · Small ($100M–$1B) | $275M | 355 | 1,062 | 7 | 09/14/2026 | ☆ |
| 11113 | Kai Wealth Llc CRD 332136 | Chicago, IL | Multi-Family Office · Small ($100M–$1B) | $275M | 23 | 23 | 6 | 04/02/2026 | ☆ |
| 11114 | Charter Research & Investment Group Inc CRD 106452 | Southport, CT | Wealth Manager · Small ($100M–$1B) | $275M | 158 | 355 | 3 | 03/30/2026 | ☆ |
| 11115 | Cmr Capital Management, Llc CRD 284054 | Pasadena, CA | Private Fund Manager · Small ($100M–$1B) | $275M | 10 | 10 | 6 | 03/10/2026 | ☆ |
| 11116 | Michael Russo Ltd CRD 142810 | Mokena, IL | Wealth Manager · Small ($100M–$1B) | $275M | 757 | 1,910 | 7 | 03/20/2026 | ☆ |
| 11117 | Klaff Realty, Lp CRD 265787 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $275M | 8 | 8 | 10 | 03/31/2026 | ☆ |
| 11118 | Russell Capital Management, Llc CRD 109513 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $275M | 299 | 606 | 4 | 04/17/2026 | ☆ |
| 11119 | Roserock Wealth Management, Llc CRD 288088 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $275M | 74 | 463 | 2 | 04/30/2026 | ☆ |
| 11120 | Cushing Capital Partners, Llc CRD 313497 | Delafield, WI | Wealth Manager · Small ($100M–$1B) | $275M | 199 | 664 | 2 | 09/02/2026 | ☆ |
| 11121 | 1492 Capital Management, Llc CRD 148566 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $275M | 98 | 98 | 5 | 03/30/2026 | ☆ |
| 11122 | Berry Wealth Group, Lp CRD 327346 | Granbury, TX | Wealth Manager · Small ($100M–$1B) | $275M | 332 | 938 | 6 | 04/22/2026 | ☆ |
| 11123 | Lumos Capital Group Llc CRD 306528 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $274M | 6 | 6 | 7 | 03/24/2026 | ☆ |
| 11124 | Ouellette Wealth Advisory Llc CRD 289242 | Lexington, MA | Wealth Manager · Small ($100M–$1B) | $274M | 213 | 763 | 7 | 08/13/2026 | ☆ |
| 11125 | Sutterfield Financial Group, Inc. CRD 115652 | Bartlesville, OK | Insurance-Affiliated · Small ($100M–$1B) | $274M | 1,129 | 2,392 | 32 | 03/27/2026 | ☆ |
| 11126 | Elite Financial, Inc. CRD 286667 | Lewiston, ID | Insurance-Affiliated · Small ($100M–$1B) | $274M | 439 | 1,149 | 1 | 04/21/2026 | ☆ |
| 11127 | Capasso Planning Partners Llc CRD 294673 | Charleston, SC | Wealth Manager · Small ($100M–$1B) | $274M | 358 | 1,073 | 5 | 04/23/2026 | ☆ |
| 11128 | Mission Hills Financial Advisory Llc CRD 328516 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $274M | 301 | 871 | 6 | 03/12/2026 | ☆ |
| 11129 | Chronos Wealth Management, L.L.C. CRD 299782 | Clearwater, FL | Insurance-Affiliated · Small ($100M–$1B) | $274M | 223 | 530 | 3 | 02/19/2026 | ☆ |
| 11130 | Signature Financial Services, Ltd CRD 123729 | Arlington Heights, IL | Wealth Manager · Small ($100M–$1B) | $274M | 353 | 506 | 12 | 07/02/2026 | ☆ |
| 11131 | Private Wealth Group, Llc CRD 128560 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $274M | 234 | 600 | 2 | 09/21/2026 | ☆ |
| 11132 | Jp Wealth Management, Inc. CRD 129475 | Mt. Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $274M | 71 | 263 | 2 | 03/30/2026 | ☆ |
| 11133 | Doceo Wealth, Llc CRD 310415 | Meridian, ID | Wealth Manager · Small ($100M–$1B) | $274M | 301 | 301 | 7 | 03/23/2026 | ☆ |
| 11134 | Udine Wealth Management Inc. CRD 147158 | Wealth Manager · Small ($100M–$1B) | $274M | 338 | 611 | 2 | 03/02/2026 | ☆ | |
| 11135 | James River Asset Management, Llc CRD 117917 | Midlothian, VA | Wealth Manager · Small ($100M–$1B) | $274M | 420 | 1,254 | 9 | 08/05/2026 | ☆ |
| 11136 | Truewealth Financial Partners, Llc CRD 316079 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $274M | 156 | 477 | 4 | 05/01/2026 | ☆ |
| 11137 | Interalpen Partners, Llc CRD 315587 | Omaha, NE | Private Fund Manager · Small ($100M–$1B) | $274M | 9 | 9 | 11 | 03/19/2026 | ☆ |
| 11138 | Birmingham Capital Management Co Inc CRD 108508 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $274M | 80 | 80 | 1 | 03/30/2026 | ☆ |
| 11139 | Chapel Bridge Wealth Advisors, Llc CRD 313295 | San Juan, PR | Multi-Family Office · Small ($100M–$1B) | $274M | 25 | 233 | 3 | 03/25/2026 | ☆ |
| 11140 | Sentinel Rock Realty Trust Inc. CRD 337421 | Modesto, CA | Investment Adviser · Small ($100M–$1B) | $273M | 41 | 41 | 25 | 03/26/2026 | ☆ |
| 11141 | Legacy Capital Wealth Management, Llc CRD 332184 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $273M | 280 | 1,055 | 3 | 08/20/2026 | ☆ |
| 11142 | Reckoner Capital Management Llc CRD 333863 | New York, NY | Investment Adviser · Small ($100M–$1B) | $273M | 9 | 9 | 26 | 03/31/2026 | ☆ |
| 11143 | Summit Investment Advisors Inc CRD 316321 | Leawood, KS | Wealth Manager · Small ($100M–$1B) | $273M | 300 | 729 | 5 | 03/31/2026 | ☆ |
| 11144 | N CRD 110600 | Wealth Manager · Small ($100M–$1B) | $273M | 140 | 391 | 5 | 03/30/2025 | ☆ | |
| 11145 | Valor Financial Services, Llc CRD 309377 | Knoxville, TN | Insurance-Affiliated · Small ($100M–$1B) | $273M | 1,675 | 1,675 | 2 | 01/13/2026 | ☆ |
| 11146 | Cardinal Wealth Advisory, Llc CRD 136659 | Memphis, TN | Insurance-Affiliated · Small ($100M–$1B) | $273M | 103 | 225 | 3 | 03/26/2026 | ☆ |
| 11147 | Uhlmann Investment Management, L.L.C. CRD 118025 | Skokie, IL | Insurance-Affiliated · Small ($100M–$1B) | $273M | 456 | 460 | 11 | 03/24/2026 | ☆ |
| 11148 | Tfp Management, Llc CRD 313543 | Bettendorf, IA | Wealth Manager · Small ($100M–$1B) | $273M | 660 | 1,566 | 4 | 03/26/2026 | ☆ |
| 11149 | Bluestone Wealth Management Llc CRD 137959 | Keene, NH | Wealth Manager · Small ($100M–$1B) | $273M | 37 | 118 | 2 | 01/29/2026 | ☆ |
| 11150 | Knox Wealth Partners Advisory, Llc CRD 288580 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $273M | 525 | 921 | 7 | 03/26/2026 | ☆ |