Investment advisers
44,549 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11151 | Tailored Wealth Solutions, Llc CRD 340266 | Saratoga Springs, NY | Insurance-Affiliated · Small ($100M–$1B) | $272M | 253 | 744 | 7 | 06/05/2026 | ☆ |
| 11152 | Accrued Equities Inc. CRD 13452 | Melville, NY | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $272M | 1 | 1 | 4 | 03/10/2026 | ☆ |
| 11153 | True Vision Mn Llc CRD 322783 | Woodbury, MN | Wealth Manager · Small ($100M–$1B) | $272M | 367 | 1,180 | 9 | 02/17/2026 | ☆ |
| 11154 | Fairlead Asset Management Llc CRD 297384 | Greenwich, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $272M | 1 | 1 | 4 | 08/05/2026 | ☆ |
| 11155 | Rahlfs Capital, Llc CRD 127425 | Wealth Manager · Small ($100M–$1B) | $272M | 15 | 37 | 2 | 03/11/2026 | ☆ | |
| 11156 | Sk Advisor Network, Llc CRD 317533 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $272M | 185 | 576 | 2 | 03/31/2026 | ☆ |
| 11157 | True Blue Financial, Llc CRD 310841 | Stevensville, MI | Insurance-Affiliated · Small ($100M–$1B) | $272M | 575 | 993 | 4 | 03/26/2026 | ☆ |
| 11158 | Eastgate Capital Advisors Llc CRD 220511 | Winnetka, IL | Wealth Manager · Small ($100M–$1B) | $271M | 55 | 306 | 5 | 03/30/2026 | ☆ |
| 11159 | Wilmington Trust Asset Management, Llc CRD 325489 | Wilmington, DE | Private Fund Manager · Small ($100M–$1B) | $271M | 5 | 5 | 40 | 06/29/2026 | ☆ |
| 11160 | Round Hill Asset Management Inc CRD 107069 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $271M | 186 | 186 | 6 | 03/30/2026 | ☆ |
| 11161 | Parsonex Advisory Services, Inc. CRD 160275 | Englewood, CO | Insurance-Affiliated · Small ($100M–$1B) | $271M | 331 | 1,079 | 24 | 06/10/2026 | ☆ |
| 11162 | Healthpointcapital Management, Llc CRD 309041 | San Diego, CA | Private Fund Manager · Small ($100M–$1B) | $271M | 3 | 3 | 8 | 03/31/2026 | ☆ |
| 11163 | Hutner Capital Management Inc. CRD 107896 | Manchester, VT | Wealth Manager · Small ($100M–$1B) | $271M | 120 | 122 | 4 | 03/30/2026 | ☆ |
| 11164 | Ofg Financial Services, Inc. CRD 23940 | Topeka, KS | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $271M | 855 | 850 | 30 | 03/26/2026 | ☆ |
| 11165 | Palisades Investment Partners, Llc CRD 128173 | El Segundo, CA | Investment Adviser · Small ($100M–$1B) | $271M | 92 | 92 | 3 | 02/27/2026 | ☆ |
| 11166 | Councilmark Asset Management, Llc CRD 111748 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $271M | 28 | 107 | 3 | 03/27/2026 | ☆ |
| 11167 | Cbg & Company, Inc. CRD 149225 | Fishers, IN | Wealth Manager · Small ($100M–$1B) | $271M | 211 | 525 | 9 | 03/18/2026 | ☆ |
| 11168 | Hallador Investment Advisors, Inc. CRD 141335 | Reno, NV | Private Fund Manager · Small ($100M–$1B) | $271M | 16 | 14 | 9 | 03/31/2026 | ☆ |
| 11169 | Daus Financial Services, Llc CRD 323054 | Kalamazoo, MI | Insurance-Affiliated · Small ($100M–$1B) | $271M | 327 | 936 | 8 | 07/08/2026 | ☆ |
| 11170 | Baypointe Partners, Llc CRD 331273 | Stamford, CT | Institutional / Pension Advisor · Small ($100M–$1B) | $271M | 4 | 4 | 4 | 03/31/2026 | ☆ |
| 11171 | Pan Global Advisers, Llc CRD 301863 | Newport Beach, CA | Investment Adviser · Small ($100M–$1B) | $270M | 20 | 300 | 3 | 03/31/2026 | ☆ |
| 11172 | Financial Futures Limited Liability Company CRD 128900 | Brielle, NJ | Wealth Manager · Small ($100M–$1B) | $270M | 206 | 759 | 5 | 03/18/2026 | ☆ |
| 11173 | Private Investor Club Llc CRD 307512 | Private Fund Manager · Small ($100M–$1B) | $270M | 39 | 39 | 4 | 03/25/2026 | ☆ | |
| 11174 | N CRD 326053 | Wealth Manager · Small ($100M–$1B) | $270M | 799 | 1,800 | 10 | 05/14/2025 | ☆ | |
| 11175 | Prota Financial, Llc CRD 283776 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $270M | 673 | 1,808 | 13 | 02/26/2026 | ☆ |
| 11176 | Foundation Energy Management, Llc CRD 161141 | Addison, TX | Private Fund Manager · Small ($100M–$1B) | $270M | 6 | 6 | 110 | 04/22/2026 | ☆ |
| 11177 | Corps Capital Advisors, Llc CRD 304643 | Southlake, TX | Multi-Family Office · Small ($100M–$1B) | $270M | 19 | 184 | 9 | 03/17/2026 | ☆ |
| 11178 | Sage Financial Advisors Inc. CRD 116933 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $270M | 115 | 348 | 7 | 03/24/2026 | ☆ |
| 11179 | Raffles Capital Management, Llc CRD 161565 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $270M | 1 | 1 | 2 | 03/27/2026 | ☆ |
| 11180 | The Jenkins Financial Group, Inc. CRD 125941 | Albany, GA | Wealth Manager · Small ($100M–$1B) | $270M | 251 | 458 | 5 | 03/16/2026 | ☆ |
| 11181 | Tillridge Capital Partners, Llc CRD 284992 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $270M | 1 | 1 | 3 | 03/31/2026 | ☆ |
| 11182 | Leo H. Evart, Inc. CRD 110263 | Redwood City, CA | Wealth Manager · Small ($100M–$1B) | $270M | 240 | 732 | 3 | 03/19/2026 | ☆ |
| 11183 | Beringea, Llc CRD 161803 | Farmington Hills, MI | Private Fund Manager · Small ($100M–$1B) | $270M | 4 | 4 | 5 | 05/05/2026 | ☆ |
| 11184 | Ervin Investment Management, Llc CRD 299739 | Wealth Manager · Small ($100M–$1B) | $270M | 98 | 324 | 3 | 03/27/2026 | ☆ | |
| 11185 | Alpha Zero Llc CRD 319050 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $270M | 422 | 456 | 17 | 07/08/2026 | ☆ |
| 11186 | Client First Capital, Llc CRD 300684 | Wealth Manager · Small ($100M–$1B) | $270M | 73 | 64 | 4 | 03/23/2026 | ☆ | |
| 11187 | Hawke Financial Group, Llc CRD 301733 | Meridian, ID | Wealth Manager · Small ($100M–$1B) | $270M | 571 | 1,938 | 2 | 04/03/2026 | ☆ |
| 11188 | N CRD 135530 | Wealth Manager · Small ($100M–$1B) | $270M | 390 | 505 | 3 | 09/15/2025 | ☆ | |
| 11189 | Wallace Advisory Group, Llc CRD 281049 | Lafayette, CA | Insurance-Affiliated · Small ($100M–$1B) | $269M | 87 | 390 | 4 | 01/27/2026 | ☆ |
| 11190 | Mader & Shannon Wealth Management, Inc. CRD 123741 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $269M | 375 | 863 | 10 | 02/23/2026 | ☆ |
| 11191 | Hardy & Hardy Co Llc CRD 145088 | Lima, OH | Wealth Manager · Small ($100M–$1B) | $269M | 272 | 272 | 2 | 01/05/2026 | ☆ |
| 11192 | N CRD 110279 | Wealth Manager · Small ($100M–$1B) | $269M | 274 | 688 | 4 | 12/24/2025 | ☆ | |
| 11193 | Atlas Fiduciary Services, Inc. CRD 321271 | Concord, NH | Institutional / Pension Advisor · Small ($100M–$1B) | $269M | 132 | 122 | 6 | 07/13/2026 | ☆ |
| 11194 | Prosperity Wealth Planning Llc CRD 315163 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $269M | 173 | 621 | 7 | 07/15/2026 | ☆ |
| 11195 | Vrm Penzini Capital L.L.C. CRD 336315 | San Juan, PR | Private Fund Manager · Small ($100M–$1B) | $269M | 12 | 12 | 4 | 03/24/2026 | ☆ |
| 11196 | Barr Financial Services, Llc CRD 125444 | Winter Park, FL | Insurance-Affiliated · Small ($100M–$1B) | $269M | 253 | 733 | 2 | 05/05/2026 | ☆ |
| 11197 | Capitol Financial Consultants, Inc. CRD 109800 | Mclean, VA | Insurance-Affiliated · Small ($100M–$1B) | $269M | 107 | 417 | 4 | 03/25/2026 | ☆ |
| 11198 | Ajovista, Llc CRD 314924 | Boston, MA | Endowment & Foundation Advisor · Small ($100M–$1B) | $269M | 4 | 5 | 13 | 03/27/2026 | ☆ |
| 11199 | Dunn Capital Management, Llc CRD 328632 | Stuart, FL | Private Fund Manager · Small ($100M–$1B) | $269M | 1 | 1 | 27 | 03/19/2026 | ☆ |
| 11200 | Diversified Resources, Llc CRD 31346 | Warwick, RI | Insurance-Affiliated · Small ($100M–$1B) | $269M | 640 | 1,240 | 6 | 03/25/2026 | ☆ |