Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11201 | Prota Financial, Llc CRD 283776 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $270M | 673 | 1,808 | 13 | 02/26/2026 | ☆ |
| 11202 | Foundation Energy Management, Llc CRD 161141 | Addison, TX | Private Fund Manager · Small ($100M–$1B) | $270M | 6 | 6 | 110 | 04/22/2026 | ☆ |
| 11203 | Corps Capital Advisors, Llc CRD 304643 | Southlake, TX | Multi-Family Office · Small ($100M–$1B) | $270M | 19 | 184 | 9 | 03/17/2026 | ☆ |
| 11204 | Sage Financial Advisors Inc. CRD 116933 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $270M | 115 | 348 | 7 | 03/24/2026 | ☆ |
| 11205 | Raffles Capital Management, Llc CRD 161565 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $270M | 1 | 1 | 2 | 03/27/2026 | ☆ |
| 11206 | The Jenkins Financial Group, Inc. CRD 125941 | Albany, GA | Wealth Manager · Small ($100M–$1B) | $270M | 251 | 458 | 5 | 09/11/2026 | ☆ |
| 11207 | Kaleido Capital Partners Limited CRD 342284 | Hong Kong | Investment Adviser · Small ($100M–$1B) | $270M | 2 | 4 | 7 | 09/25/2026 | ☆ |
| 11208 | Tillridge Capital Partners, Llc CRD 284992 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $270M | 1 | 1 | 3 | 03/31/2026 | ☆ |
| 11209 | Leo H. Evart, Inc. CRD 110263 | Redwood City, CA | Wealth Manager · Small ($100M–$1B) | $270M | 240 | 732 | 3 | 03/19/2026 | ☆ |
| 11210 | Beringea, Llc CRD 161803 | Farmington Hills, MI | Private Fund Manager · Small ($100M–$1B) | $270M | 4 | 4 | 5 | 05/05/2026 | ☆ |
| 11211 | Ervin Investment Management, Llc CRD 299739 | Wealth Manager · Small ($100M–$1B) | $270M | 98 | 324 | 3 | 03/27/2026 | ☆ | |
| 11212 | Alpha Zero Llc CRD 319050 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $270M | 422 | 456 | 17 | 09/03/2026 | ☆ |
| 11213 | Client First Capital, Llc CRD 300684 | Wealth Manager · Small ($100M–$1B) | $270M | 73 | 64 | 4 | 03/23/2026 | ☆ | |
| 11214 | Hawke Financial Group, Llc CRD 301733 | Meridian, ID | Wealth Manager · Small ($100M–$1B) | $270M | 571 | 1,938 | 2 | 04/03/2026 | ☆ |
| 11215 | N CRD 135530 | Wealth Manager · Small ($100M–$1B) | $270M | 390 | 505 | 3 | 09/15/2025 | ☆ | |
| 11216 | Wallace Advisory Group, Llc CRD 281049 | Lafayette, CA | Insurance-Affiliated · Small ($100M–$1B) | $269M | 87 | 390 | 4 | 01/27/2026 | ☆ |
| 11217 | Mader & Shannon Wealth Management, Inc. CRD 123741 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $269M | 375 | 863 | 10 | 08/17/2026 | ☆ |
| 11218 | Hardy & Hardy Co Llc CRD 145088 | Lima, OH | Wealth Manager · Small ($100M–$1B) | $269M | 272 | 272 | 2 | 01/05/2026 | ☆ |
| 11219 | N CRD 110279 | Wealth Manager · Small ($100M–$1B) | $269M | 274 | 688 | 4 | 12/24/2025 | ☆ | |
| 11220 | Atlas Fiduciary Services, Inc. CRD 321271 | Concord, NH | Institutional / Pension Advisor · Small ($100M–$1B) | $269M | 132 | 122 | 6 | 07/13/2026 | ☆ |
| 11221 | Prosperity Wealth Planning Llc CRD 315163 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $269M | 173 | 621 | 7 | 08/25/2026 | ☆ |
| 11222 | Vrm Penzini Capital L.L.C. CRD 336315 | San Juan, PR | Private Fund Manager · Small ($100M–$1B) | $269M | 12 | 12 | 4 | 03/24/2026 | ☆ |
| 11223 | Barr Financial Services, Llc CRD 125444 | Winter Park, FL | Insurance-Affiliated · Small ($100M–$1B) | $269M | 253 | 733 | 2 | 05/05/2026 | ☆ |
| 11224 | Capitol Financial Consultants, Inc. CRD 109800 | Mclean, VA | Insurance-Affiliated · Small ($100M–$1B) | $269M | 107 | 417 | 4 | 03/25/2026 | ☆ |
| 11225 | Las Olas Capital Wealth Llc CRD 340641 | Fort Lauderdale, FL | Investment Adviser · Small ($100M–$1B) | $269M | 47 | 47 | 7 | 08/24/2026 | ☆ |
| 11226 | Ajovista, Llc CRD 314924 | Boston, MA | Endowment & Foundation Advisor · Small ($100M–$1B) | $269M | 4 | 5 | 13 | 03/27/2026 | ☆ |
| 11227 | Dunn Capital Management, Llc CRD 328632 | Stuart, FL | Private Fund Manager · Small ($100M–$1B) | $269M | 1 | 1 | 27 | 03/19/2026 | ☆ |
| 11228 | Diversified Resources, Llc CRD 31346 | Warwick, RI | Insurance-Affiliated · Small ($100M–$1B) | $269M | 640 | 1,240 | 6 | 03/25/2026 | ☆ |
| 11229 | Dorado Wealth Management Llc CRD 314965 | Wealth Manager · Small ($100M–$1B) | $269M | 76 | 85 | 2 | 02/04/2026 | ☆ | |
| 11230 | Schear Investment Advisers, Llc CRD 146401 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $269M | 92 | 193 | 3 | 05/28/2026 | ☆ |
| 11231 | Peak Financial Advisors, Llc CRD 115207 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $269M | 122 | 409 | 3 | 09/09/2026 | ☆ |
| 11232 | Stonebridge Capital Management Inc CRD 106073 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $269M | 212 | 212 | 5 | 04/02/2026 | ☆ |
| 11233 | Csr Capital Partners, Llc CRD 335906 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $269M | 1 | 1 | 8 | 07/28/2026 | ☆ |
| 11234 | Byrne Asset Management, Llc CRD 125221 | Kingston, NJ | Wealth Manager · Small ($100M–$1B) | $269M | 168 | 166 | 5 | 03/10/2026 | ☆ |
| 11235 | Awani Capital Management Lp CRD 335179 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $269M | 1 | 1 | 8 | 08/14/2026 | ☆ |
| 11236 | Andrews Advisory Associates, Llc CRD 118957 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $269M | 263 | 263 | 4 | 03/19/2026 | ☆ |
| 11237 | Memphis Capital Management, Llc CRD 134522 | Memphis, TN | Private Fund Manager · Small ($100M–$1B) | $269M | 3 | 3 | 2 | 05/07/2026 | ☆ |
| 11238 | Remora Capital Management, Llc CRD 316160 | Nashville, TN | Investment Adviser · Small ($100M–$1B) | $269M | 1 | 1 | 4 | 08/13/2026 | ☆ |
| 11239 | Athos Private Wealth Llc CRD 309862 | Holladay, UT | Wealth Manager · Small ($100M–$1B) | $268M | 146 | 928 | 7 | 03/31/2026 | ☆ |
| 11240 | Wavvest Wealth Llc CRD 332096 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $268M | 138 | 245 | 4 | 05/06/2026 | ☆ |
| 11241 | Astra Wealth Partners Llc CRD 321136 | Jersey City, NJ | Wealth Manager · Small ($100M–$1B) | $268M | 138 | 578 | 3 | 03/25/2026 | ☆ |
| 11242 | Sage Investment Advisers Llc CRD 304559 | Wappingers Falls, NY | Wealth Manager · Small ($100M–$1B) | $268M | 307 | 750 | 5 | 03/17/2026 | ☆ |
| 11243 | Cws Capital Partners Llc CRD 166871 | Newport Beach, CA | Private Fund Manager · Small ($100M–$1B) | $268M | 28 | 28 | 52 | 05/04/2026 | ☆ |
| 11244 | Jmk & Associates, Llc CRD 312760 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $268M | 1,453 | 1,459 | 4 | 01/13/2026 | ☆ |
| 11245 | Karl Kapital Llc CRD 333558 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $268M | 7 | 7 | 6 | 03/31/2026 | ☆ |
| 11246 | Bpm Wealth Advisors, Llc CRD 325909 | San Francisco, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $268M | 59 | 128 | 6 | 01/28/2026 | ☆ |
| 11247 | Kristen E. Coombs Llc CRD 311243 | State College, PA | Insurance-Affiliated · Small ($100M–$1B) | $268M | 283 | 639 | 5 | 05/13/2026 | ☆ |
| 11248 | Reliant Investment Partners, Llc CRD 297369 | Pinehurst, NC | Wealth Manager · Small ($100M–$1B) | $268M | 696 | 1,101 | 6 | 03/11/2026 | ☆ |
| 11249 | N CRD 165369 | Wealth Manager · Small ($100M–$1B) | $268M | 519 | 1,012 | 4 | 01/28/2025 | ☆ | |
| 11250 | Viewpoint Capital Management, Llc CRD 158899 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $268M | 125 | 270 | 1 | 03/21/2026 | ☆ |