Investment advisers
44,562 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12101 | Pilotage Private Wealth Ag CRD 169908 | Zurich | Investment Adviser · Small ($100M–$1B) | $228M | 85 | 113 | 4 | 03/19/2026 | ☆ |
| 12102 | Mrp Capital Investments, Llc CRD 167256 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $228M | 149 | 384 | 5 | 03/10/2026 | ☆ |
| 12103 | Podell Financial Group Llc CRD 325383 | Fairfield, NJ | Insurance-Affiliated · Small ($100M–$1B) | $228M | 236 | 590 | 6 | 03/24/2026 | ☆ |
| 12104 | The Wealthgarden F.S. Llc CRD 311927 | El Segundo, CA | Wealth Manager · Small ($100M–$1B) | $228M | 236 | 633 | 5 | 03/09/2026 | ☆ |
| 12105 | Sandro Wealth Management Llc CRD 332113 | Fairfield, NJ | Wealth Manager · Small ($100M–$1B) | $228M | 55 | 168 | 21 | 05/15/2026 | ☆ |
| 12106 | Retireful Llc CRD 313126 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $228M | 8 | 8 | 2 | 01/25/2026 | ☆ | |
| 12107 | Approach Retirement Advisors, Llc CRD 166221 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $227M | 144 | 547 | 2 | 03/16/2026 | ☆ |
| 12108 | Jones & Associates Premier Financial Solutions, Llc CRD 152930 | Jacksonville, OR | Wealth Manager · Small ($100M–$1B) | $227M | 521 | 1,368 | 3 | 04/27/2026 | ☆ |
| 12109 | Keynote Financial Services, Llc CRD 130384 | Vernon, CT | Wealth Manager · Small ($100M–$1B) | $227M | 209 | 536 | 2 | 03/11/2026 | ☆ |
| 12110 | Echo45 Advisors Llc CRD 307265 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $227M | 201 | 599 | 8 | 06/18/2026 | ☆ |
| 12111 | Review Services Inc CRD 110277 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $227M | 173 | 768 | 3 | 04/24/2026 | ☆ |
| 12112 | Capital Cs Group, Llc CRD 304523 | Irvine, CA | Investment Adviser · Small ($100M–$1B) | $227M | 328 | 593 | 3 | 08/06/2026 | ☆ |
| 12113 | Gilpin Wealth Management Llc CRD 311336 | Golden, CO | Wealth Manager · Small ($100M–$1B) | $227M | 191 | 538 | 4 | 03/16/2026 | ☆ |
| 12114 | Successful Money Strategies Inc CRD 109829 | Fall River, MA | Wealth Manager · Small ($100M–$1B) | $227M | 273 | 791 | 3 | 03/10/2026 | ☆ |
| 12115 | R.M.Sincerbeaux Capital Management, Llc. CRD 145159 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $227M | 15 | 23 | 1 | 03/24/2026 | ☆ |
| 12116 | Dumaine Investments Llc CRD 306481 | New Orleans, LA | Wealth Manager · Small ($100M–$1B) | $227M | 156 | 356 | 4 | 03/24/2026 | ☆ |
| 12117 | Retirement Wealth Solutions Llc CRD 317253 | Marshfield, WI | Insurance-Affiliated · Small ($100M–$1B) | $227M | 188 | 589 | 4 | 02/03/2026 | ☆ |
| 12118 | Premier Estate Planners, Llc CRD 122638 | Clinton Township, MI | Wealth Manager · Small ($100M–$1B) | $227M | 584 | 896 | 4 | 02/09/2026 | ☆ |
| 12119 | Alerce Investment Management, L.P. CRD 285746 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $227M | 25 | 26 | 4 | 03/27/2026 | ☆ |
| 12120 | Naples Wealth Planning, Llc CRD 330316 | Bonita Springs, FL | Insurance-Affiliated · Small ($100M–$1B) | $227M | 226 | 452 | 13 | 04/01/2026 | ☆ |
| 12121 | Shikhara Investment Management Lp CRD 329963 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $227M | 3 | 4 | 4 | 07/31/2026 | ☆ |
| 12122 | Structured Wealth Management, Inc. CRD 146611 | Toledo, OH | Insurance-Affiliated · Small ($100M–$1B) | $227M | 527 | 527 | 4 | 02/27/2026 | ☆ |
| 12123 | Worldly Partners Management, Llc CRD 309792 | Needham, MA | Private Fund Manager · Small ($100M–$1B) | $227M | 1 | 1 | 5 | 04/09/2026 | ☆ |
| 12124 | Perryridge Capital Lp CRD 331781 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $227M | 3 | 4 | 5 | 03/25/2026 | ☆ |
| 12125 | Arrien Investments, Inc. CRD 321819 | Boise, ID | Insurance-Affiliated · Small ($100M–$1B) | $227M | 449 | 905 | 5 | 02/26/2026 | ☆ |
| 12126 | Mindoro Capital Partners Llc CRD 328488 | Wealth Manager · Small ($100M–$1B) | $226M | 11 | 93 | 11 | 03/27/2026 | ☆ | |
| 12127 | Connected Wealth Solutions, Llc CRD 277111 | La Grande, OR | Wealth Manager · Small ($100M–$1B) | $226M | 318 | 721 | 3 | 02/18/2026 | ☆ |
| 12128 | D.H. Hill Advisors, Inc. CRD 116324 | Kingwood, TX | Wealth Manager · Small ($100M–$1B) | $226M | 938 | 938 | 19 | 08/04/2026 | ☆ |
| 12129 | Mentor Capital Management Inc. CRD 123176 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $226M | 227 | 1,248 | 4 | 03/31/2026 | ☆ |
| 12130 | Bqs Financial Advisors, Llc CRD 333795 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $226M | 29 | 29 | 7 | 03/09/2026 | ☆ |
| 12131 | Walnut Grove Capital Partners, Lp CRD 300721 | Memphis, TN | Private Fund Manager · Small ($100M–$1B) | $226M | 9 | 9 | 6 | 07/30/2026 | ☆ |
| 12132 | Align Private Capital CRD 304506 | Sarasota, FL | Private Fund Manager · Small ($100M–$1B) | $226M | 2 | 3 | 6 | 06/29/2026 | ☆ |
| 12133 | Denali Wealth Management, Inc. CRD 153323 | Mequon, WI | Wealth Manager · Small ($100M–$1B) | $226M | 243 | 417 | 6 | 03/18/2026 | ☆ |
| 12134 | Elevation Advisory Partners Llc CRD 312170 | Orlando, FL | Insurance-Affiliated · Small ($100M–$1B) | $226M | 378 | 1,007 | 5 | 08/03/2026 | ☆ |
| 12135 | Valpey Financial Services Llc CRD 154154 | Concord, NH | Wealth Manager · Small ($100M–$1B) | $226M | 186 | 616 | 4 | 03/31/2026 | ☆ |
| 12136 | Angelus Investment Consulting, Inc. CRD 281413 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $226M | 30 | 67 | 2 | 03/17/2026 | ☆ |
| 12137 | Change Global Investment, Llc CRD 167844 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $226M | 3 | 3 | 9 | 05/27/2026 | ☆ |
| 12138 | Polaris Financial Partners, Llc CRD 299258 | Westerville, OH | Wealth Manager · Small ($100M–$1B) | $226M | 145 | 456 | 3 | 04/08/2026 | ☆ |
| 12139 | Bullseye Investment Management, Llc CRD 145158 | Cincinnciati, OH | Wealth Manager · Small ($100M–$1B) | $226M | 1,120 | 1,717 | 6 | 03/30/2026 | ☆ |
| 12140 | Dragus Capital, Llc CRD 158122 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $226M | 86 | 108 | 5 | 03/30/2026 | ☆ |
| 12141 | Secfi Advisory Limited CRD 306961 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $226M | 55 | 55 | 15 | 06/30/2026 | ☆ |
| 12142 | Professional Financial Strategies, Inc CRD 125580 | Pittsford, NY | Wealth Manager · Small ($100M–$1B) | $226M | 93 | 450 | 4 | 04/14/2026 | ☆ |
| 12143 | Welcy Capital Advisors Llc CRD 154782 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $226M | 19 | 21 | 10 | 03/30/2026 | ☆ |
| 12144 | Evansbrook Llc CRD 327916 | Wealth Manager · Small ($100M–$1B) | $226M | 110 | 195 | 2 | 03/09/2026 | ☆ | |
| 12145 | Natural Capital Management, Llc CRD 306002 | Fayetteville, AR | Private Fund Manager · Small ($100M–$1B) | $226M | 10 | 10 | 11 | 08/04/2026 | ☆ |
| 12146 | Magnolia Financial Planning Services, Inc. CRD 135759 | Seneca, SC | Wealth Manager · Small ($100M–$1B) | $226M | 278 | 278 | 4 | 03/24/2026 | ☆ |
| 12147 | Weis Advisory, Llc CRD 217517 | Clive, IA | Wealth Manager · Small ($100M–$1B) | $226M | 716 | 781 | 9 | 03/31/2026 | ☆ |
| 12148 | Global Value Investment Corporation CRD 144260 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $226M | 192 | 539 | 11 | 07/23/2026 | ☆ |
| 12149 | D'arcy Capital Management, Llc CRD 156264 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $226M | 106 | 313 | 4 | 02/20/2026 | ☆ |
| 12150 | Red Mountain Financial Partners, Llc CRD 174672 | Durango, CO | Wealth Manager · Small ($100M–$1B) | $226M | 314 | 639 | 3 | 03/09/2026 | ☆ |