Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12051 | Arch Global Advisors, Llc CRD 297397 | New York, NY | Wealth Manager · Small ($100M–$1B) | $231M | 442 | 815 | 16 | 06/16/2026 | ☆ |
| 12052 | Bluhaus Capital Management Llc CRD 323884 | Guaynabo, PR | Private Fund Manager · Small ($100M–$1B) | $231M | 14 | 14 | 3 | 04/13/2026 | ☆ |
| 12053 | Unimar Financial Services, Llc CRD 159674 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $231M | 43 | 43 | 3 | 08/03/2026 | ☆ |
| 12054 | Disciplined Portfolio Solutions Llc CRD 160072 | Wealth Manager · Small ($100M–$1B) | $231M | 59 | 59 | 1 | 02/10/2026 | ☆ | |
| 12055 | N CRD 323255 | Wealth Manager · Small ($100M–$1B) | $231M | 421 | 917 | 6 | 07/01/2025 | ☆ | |
| 12056 | Amplify Financial, Llc CRD 325721 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $231M | 1,601 | 1,494 | 7 | 09/23/2026 | ☆ |
| 12057 | Forest Asset Management Llc CRD 139795 | Riverside, IL | Wealth Manager · Small ($100M–$1B) | $231M | 114 | 468 | 3 | 09/09/2026 | ☆ |
| 12058 | Seventwo Llc CRD 328900 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $230M | 57 | 171 | 7 | 06/12/2026 | ☆ |
| 12059 | Redwood Investment Group, Inc CRD 168017 | Fort Bragg, CA | Insurance-Affiliated · Small ($100M–$1B) | $230M | 763 | 768 | 3 | 06/21/2026 | ☆ |
| 12060 | Slt Holdings Llc CRD 328450 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $230M | 229 | 416 | 4 | 04/29/2026 | ☆ |
| 12061 | Austerra Wealth Management Llc CRD 161964 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $230M | 16 | 39 | 3 | 03/26/2026 | ☆ |
| 12062 | Aljen Asset Management Llc CRD 128962 | Cedar Knolls, NJ | Wealth Manager · Small ($100M–$1B) | $230M | 456 | 1,059 | 5 | 04/02/2026 | ☆ |
| 12063 | Connective Capital Management, Llc CRD 161099 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $230M | 2 | 2 | 10 | 04/09/2026 | ☆ |
| 12064 | Woodfield Financial Advisors, Inc. CRD 123279 | Deer Park, IL | Insurance-Affiliated · Small ($100M–$1B) | $230M | 395 | 390 | 3 | 02/24/2026 | ☆ |
| 12065 | Scratch Capital Llc CRD 318835 | Boise, ID | Wealth Manager · Small ($100M–$1B) | $230M | 162 | 564 | 4 | 03/17/2026 | ☆ |
| 12066 | Mos Capital, Inc CRD 109612 | Wealth Manager · Small ($100M–$1B) | $230M | 120 | 342 | 3 | 03/16/2026 | ☆ | |
| 12067 | Chicago Investment Advisory Council, Inc. CRD 123243 | St. Charles, IL | Insurance-Affiliated · Small ($100M–$1B) | $230M | 1,105 | 1,500 | 11 | 03/31/2026 | ☆ |
| 12068 | Grantvest Financial Group Llc CRD 310272 | Matawan, NJ | Insurance-Affiliated · Small ($100M–$1B) | $230M | 630 | 1,324 | 5 | 03/31/2026 | ☆ |
| 12069 | Primoris Wealth Advisors, Llc CRD 125567 | North Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $230M | 429 | 552 | 7 | 03/10/2026 | ☆ |
| 12070 | Granite Islands Private Wealth, Llc CRD 336263 | Guilford, CT | Insurance-Affiliated · Small ($100M–$1B) | $230M | 491 | 491 | 4 | 08/26/2026 | ☆ |
| 12071 | Lionshead Wealth Management, Llc CRD 288526 | New York, NY | Wealth Manager · Small ($100M–$1B) | $230M | 107 | 122 | 4 | 03/11/2026 | ☆ |
| 12072 | Bowside Capital, Llc CRD 170509 | Charleston, SC | Private Fund Manager · Small ($100M–$1B) | $230M | 3 | 3 | 2 | 06/16/2026 | ☆ |
| 12073 | Wlth Capital Management, Llc CRD 335594 | Chandler, AZ | Wealth Manager · Small ($100M–$1B) | $230M | 81 | 425 | 6 | 08/10/2026 | ☆ |
| 12074 | Montgomery Financial Services, Llc CRD 170024 | Ocean City, MD | Wealth Manager · Small ($100M–$1B) | $230M | 952 | 1,505 | 6 | 06/17/2026 | ☆ |
| 12075 | N CRD 171402 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $230M | 9 | 3 | 4 | 08/20/2025 | ☆ | |
| 12076 | Tableaux Llc CRD 319355 | Great Barrington, MA | Wealth Manager · Small ($100M–$1B) | $230M | 209 | 617 | 7 | 07/17/2026 | ☆ |
| 12077 | Cygnus Capital Advisors, Llc CRD 323041 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $230M | 1 | 6 | 8 | 04/03/2026 | ☆ |
| 12078 | Bradford Financial Center CRD 110953 | Clarion, IA | Wealth Manager · Small ($100M–$1B) | $230M | 710 | 1,478 | 26 | 03/26/2026 | ☆ |
| 12079 | Turner Financial Group, Inc. CRD 134204 | Pace, FL | Wealth Manager · Small ($100M–$1B) | $230M | 620 | 1,132 | 12 | 06/11/2026 | ☆ |
| 12080 | Vima, Llc CRD 148833 | Troy, MI | Insurance-Affiliated · Small ($100M–$1B) | $229M | 1,182 | 1,181 | 13 | 05/08/2026 | ☆ |
| 12081 | Formulate Financial Llc CRD 331026 | Wealth Manager · Small ($100M–$1B) | $229M | 47 | 104 | 1 | 01/28/2026 | ☆ | |
| 12082 | Lonetree Capital, Llc CRD 321784 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $229M | 5 | 5 | 12 | 03/30/2026 | ☆ |
| 12083 | Rightwealth Advisors, Llc CRD 300656 | Miamisburg, OH | Wealth Manager · Small ($100M–$1B) | $229M | 249 | 950 | 4 | 03/18/2026 | ☆ |
| 12084 | Booster, Llc CRD 314629 | Baltimore, MD | Institutional / Pension Advisor · Small ($100M–$1B) | $229M | 190 | 226 | 4 | 03/04/2026 | ☆ |
| 12085 | Sterling Investment Advisors,Llc CRD 117287 | Bolivar, MO | Wealth Manager · Small ($100M–$1B) | $229M | 269 | 269 | 5 | 03/05/2026 | ☆ |
| 12086 | Powell Financial, Inc. CRD 144230 | Cornelius, NC | Wealth Manager · Small ($100M–$1B) | $229M | 108 | 272 | 3 | 02/13/2026 | ☆ |
| 12087 | N CRD 286219 | Multi-Family Office · Small ($100M–$1B) | $229M | 17 | 17 | 4 | 01/29/2025 | ☆ | |
| 12088 | Antonelli Financial Advisors, Llc CRD 286452 | Grosse Pointe, MI | Wealth Manager · Small ($100M–$1B) | $229M | 193 | 604 | 4 | 06/30/2026 | ☆ |
| 12089 | Vsv Management, Llc CRD 317632 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $229M | 6 | 6 | 9 | 04/09/2026 | ☆ |
| 12090 | Gideon Capital, Llc CRD 337919 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $229M | 17 | 17 | 1 | 06/04/2026 | ☆ |
| 12091 | Hippocratic Financial Advisors Llc CRD 169481 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $229M | 382 | 1,645 | 29 | 09/15/2026 | ☆ |
| 12092 | Reflection Asset Management, Llc CRD 306663 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $229M | 72 | 121 | 3 | 03/31/2026 | ☆ | |
| 12093 | Forsyth Street Asset Management Llc CRD 310545 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $229M | 4 | 4 | 9 | 03/31/2026 | ☆ |
| 12094 | Hemisphere Partners Llc CRD 136535 | New York, NY | Wealth Manager · Small ($100M–$1B) | $229M | 40 | 203 | 2 | 03/18/2026 | ☆ |
| 12095 | Dilation Capital Management Lp CRD 307862 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $229M | 4 | 4 | 4 | 03/10/2026 | ☆ |
| 12096 | Bayesian Capital Management, Lp CRD 283967 | Private Fund Manager · Small ($100M–$1B) | $229M | 1 | 1 | 1 | 03/30/2026 | ☆ | |
| 12097 | Campion Asset Management, Llc CRD 134002 | Fairfax, VA | Wealth Manager · Small ($100M–$1B) | $229M | 111 | 298 | 3 | 03/04/2026 | ☆ |
| 12098 | Lsb Capital Management, Inc. CRD 310466 | Ankeny, IA | Wealth Manager · Small ($100M–$1B) | $229M | 383 | 573 | 11 | 08/11/2026 | ☆ |
| 12099 | Dfc Preferred Advisors Llc CRD 309927 | Bozeman, MT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $229M | 1 | 1 | 3 | 03/11/2026 | ☆ |
| 12100 | J.W. Korth & Company, Limited Partnership CRD 26455 | Lansing, MI | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $229M | 12 | 14 | 20 | 03/31/2026 | ☆ |