Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12001 | High River Resources Management Llc CRD 327858 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $233M | 1 | 1 | 10 | 03/31/2026 | ☆ |
| 12002 | Oberon Asset Management, Llc CRD 123494 | New York, NY | Wealth Manager · Small ($100M–$1B) | $233M | 48 | 108 | 4 | 05/01/2026 | ☆ |
| 12003 | Klein Pavlis & Peasley Financial, Inc. CRD 112414 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $233M | 338 | 808 | 5 | 05/06/2026 | ☆ |
| 12004 | Taylor Frigon Capital Management Llc CRD 142617 | Scottsdale, AZ | Private Fund Manager · Small ($100M–$1B) | $233M | 121 | 471 | 11 | 03/24/2026 | ☆ |
| 12005 | Guidedmoney, Llc CRD 310559 | Wealth Manager · Small ($100M–$1B) | $233M | 97 | 338 | 2 | 03/19/2026 | ☆ | |
| 12006 | Foundry Financial Llc CRD 300122 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $233M | 184 | 626 | 13 | 09/20/2026 | ☆ |
| 12007 | Ncp Management Holdings, Inc. CRD 160075 | Birmingham, AL | Private Fund Manager · Small ($100M–$1B) | $233M | 5 | 5 | 8 | 03/31/2026 | ☆ |
| 12008 | Mount Vernon Associates Inc CRD 107099 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $233M | 72 | 121 | 3 | 02/18/2026 | ☆ |
| 12009 | Integrated Capital Management, Inc. CRD 149489 | Jessup, PA | Wealth Manager · Small ($100M–$1B) | $232M | 926 | 926 | 7 | 03/02/2026 | ☆ |
| 12010 | N CRD 173690 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $232M | 2 | 2 | 4 | 03/28/2025 | ☆ | |
| 12011 | Ot Management, Llc CRD 284192 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $232M | 40 | 40 | 4 | 04/28/2026 | ☆ |
| 12012 | Bingham Private Wealth, Llc CRD 330598 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $232M | 117 | 570 | 6 | 06/18/2026 | ☆ |
| 12013 | Trimarc Wealth Management Llc CRD 163336 | Multi-Family Office · Small ($100M–$1B) | $232M | 15 | 78 | 3 | 03/26/2026 | ☆ | |
| 12014 | Kp Management Llc CRD 161307 | Private Fund Manager · Small ($100M–$1B) | $232M | 1 | 1 | 2 | 02/19/2026 | ☆ | |
| 12015 | Millennium Capital Advisors, Llc CRD 108641 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $232M | 206 | 335 | 3 | 04/28/2026 | ☆ |
| 12016 | Reshape, Llc CRD 330582 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $232M | 127 | 648 | 3 | 03/09/2026 | ☆ |
| 12017 | Blue Orca, Llc CRD 311503 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $232M | 6 | 6 | 7 | 06/27/2026 | ☆ |
| 12018 | Sola Impact Group, Llc CRD 313748 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $232M | 1 | 1 | 155 | 03/27/2026 | ☆ |
| 12019 | Econ Financial Services Corporation CRD 226774 | Harrisburg, PA | Wealth Manager · Small ($100M–$1B) | $232M | 337 | 869 | 7 | 03/10/2026 | ☆ |
| 12020 | Chadler Investment Advisory Solutions, Llc CRD 165763 | Fairfield, NJ | Insurance-Affiliated · Small ($100M–$1B) | $232M | 59 | 52 | 3 | 03/17/2026 | ☆ |
| 12021 | Shelter Rock Management, Llc CRD 142739 | Jericho, NY | Wealth Manager · Small ($100M–$1B) | $232M | 142 | 286 | 6 | 03/20/2026 | ☆ |
| 12022 | Conway Capital Management, Inc. CRD 133260 | Burbank, CA | Wealth Manager · Small ($100M–$1B) | $232M | 68 | 157 | 1 | 03/20/2026 | ☆ |
| 12023 | Crowdstreet Advisors, Llc CRD 299176 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $232M | 30 | 30 | 6 | 08/28/2026 | ☆ |
| 12024 | Continental Investors Services, Inc. CRD 29775 | Longview, WA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $232M | 827 | 824 | 14 | 09/24/2026 | ☆ |
| 12025 | Piedmont Capital Management, Llc CRD 165775 | Whitefish, MT | Wealth Manager · Small ($100M–$1B) | $232M | 469 | 1,172 | 3 | 03/30/2026 | ☆ |
| 12026 | Loudon Investment Management, Llc CRD 113641 | West Lebanon, NH | Wealth Manager · Small ($100M–$1B) | $232M | 76 | 170 | 4 | 03/31/2026 | ☆ |
| 12027 | Gradient Ridge Capital, L.P. CRD 340497 | Norwalk, CT | Private Fund Manager · Small ($100M–$1B) | $232M | 6 | 6 | 7 | 06/01/2026 | ☆ |
| 12028 | Kingfish Capital Partners Llc CRD 283489 | Southlake, TX | Private Fund Manager · Small ($100M–$1B) | $232M | 9 | 9 | 36 | 04/28/2026 | ☆ |
| 12029 | Heisten Wrenn Private Wealth, Llc CRD 315647 | Anchorage, AK | Wealth Manager · Small ($100M–$1B) | $232M | 224 | 621 | 3 | 05/14/2026 | ☆ |
| 12030 | Radix Financial, Llc CRD 171159 | George Town | Investment Adviser · Small ($100M–$1B) | $232M | 53 | 132 | 2 | 01/27/2026 | ☆ |
| 12031 | Yardley Wealth Management Llc CRD 134311 | Yardley, PA | Wealth Manager · Small ($100M–$1B) | $232M | 169 | 571 | 8 | 04/23/2026 | ☆ |
| 12032 | Alpha Innovations Ltd. CRD 300529 | Hamilton | Investment Adviser · Small ($100M–$1B) | $232M | 4 | 5 | 10 | 05/01/2026 | ☆ |
| 12033 | Roppel Capital Management Llc CRD 310237 | Park Ridge, IL | Private Fund Manager · Small ($100M–$1B) | $231M | 3 | 3 | 3 | 05/12/2026 | ☆ |
| 12034 | Svrn Asset Management, Llc CRD 222518 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $231M | 24 | 122 | 2 | 03/25/2026 | ☆ |
| 12035 | Taurus Capital Advisors, Llc CRD 137633 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $231M | 263 | 263 | 5 | 03/30/2026 | ☆ |
| 12036 | Brx Global Lp CRD 284664 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $231M | 2 | 2 | 3 | 03/26/2026 | ☆ |
| 12037 | L&S Investment Advisors, Llc CRD 285002 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $231M | 415 | 399 | 8 | 03/24/2026 | ☆ |
| 12038 | Financial Concepts Unlimited, Inc. CRD 118641 | Wealth Manager · Small ($100M–$1B) | $231M | 198 | 664 | 3 | 03/29/2026 | ☆ | |
| 12039 | Andrew Hill Investment Advisors, Inc. CRD 141590 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $231M | 253 | 490 | 4 | 07/29/2026 | ☆ |
| 12040 | Bxm Wealth Llc CRD 332544 | Englewood, CO | Wealth Manager · Small ($100M–$1B) | $231M | 61 | 223 | 5 | 09/09/2026 | ☆ |
| 12041 | Lovc Management, Llc CRD 304233 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $231M | 13 | 13 | 6 | 07/07/2026 | ☆ |
| 12042 | Vann Equity Management Llc CRD 174239 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $231M | 188 | 188 | 5 | 03/31/2026 | ☆ |
| 12043 | Asymmetric Capital Management, Llc. CRD 285739 | Wayzata, MN | Institutional / Pension Advisor · Small ($100M–$1B) | $231M | 14 | 14 | 0 | 03/25/2026 | ☆ |
| 12044 | Wharton Midmarket Investment Advisors Inc. CRD 301186 | Woodbridge, CT | Wealth Manager · Small ($100M–$1B) | $231M | 47 | 47 | 2 | 04/30/2026 | ☆ |
| 12045 | Tenzing Financial Llc CRD 335259 | Williamsburg, VA | Wealth Manager · Small ($100M–$1B) | $231M | 165 | 752 | 5 | 08/31/2026 | ☆ |
| 12046 | Sachem Investment Counsel Llc CRD 169332 | Multi-Family Office · Small ($100M–$1B) | $231M | 11 | 21 | 1 | 03/30/2026 | ☆ | |
| 12047 | Apis & Heritage Capital Partners, Llc CRD 315195 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $231M | 4 | 4 | 10 | 05/15/2026 | ☆ |
| 12048 | Rofi Llc CRD 340471 | Birmingham, MI | Wealth Manager · Small ($100M–$1B) | $231M | 161 | 446 | 5 | 07/29/2026 | ☆ |
| 12049 | Draper Asset Management, Llc CRD 148136 | Smithtown, NY | Wealth Manager · Small ($100M–$1B) | $231M | 527 | 965 | 9 | 04/15/2026 | ☆ |
| 12050 | Concorde Financial Resources I Inc. CRD 117836 | York, SC | Insurance-Affiliated · Small ($100M–$1B) | $231M | 235 | 532 | 2 | 07/30/2026 | ☆ |