Investment advisers
44,562 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12151 | Oceanis Financial Advisors, Inc. CRD 307787 | Miami, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $226M | 82 | 82 | 2 | 03/25/2026 | ☆ |
| 12152 | Williams Capital Management Company CRD 109412 | Wilmette, IL | Multi-Family Office · Small ($100M–$1B) | $226M | 22 | 22 | 1 | 03/18/2026 | ☆ |
| 12153 | Simplified Wealth Management, Llc CRD 297059 | Hattiesburg, MS | Wealth Manager · Small ($100M–$1B) | $226M | 712 | 1,642 | 9 | 02/16/2026 | ☆ |
| 12154 | Miller Wealth Advisors, Llc CRD 171329 | Wealth Manager · Small ($100M–$1B) | $226M | 116 | 334 | 2 | 06/18/2026 | ☆ | |
| 12155 | The Tenret Company, Llc CRD 298570 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $225M | 55 | 158 | 1 | 03/05/2026 | ☆ |
| 12156 | Buckeye Pacific Llc CRD 311553 | Naples, FL | Private Fund Manager · Small ($100M–$1B) | $225M | 3 | 4 | 3 | 03/30/2026 | ☆ |
| 12157 | Principium Investments Llc CRD 124989 | Wealth Manager · Small ($100M–$1B) | $225M | 236 | 508 | 3 | 03/26/2026 | ☆ | |
| 12158 | Cais Advisors Llc CRD 317466 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $225M | 4 | 4 | 32 | 06/26/2026 | ☆ |
| 12159 | Mindful Wealth Llc CRD 297493 | Glencoe, IL | Wealth Manager · Small ($100M–$1B) | $225M | 57 | 279 | 1 | 05/27/2026 | ☆ |
| 12160 | Daniel Investment Associates, Llc CRD 157284 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $225M | 33 | 33 | 1 | 03/18/2026 | ☆ |
| 12161 | Apex Capital Management, L.L.C. CRD 117059 | Lafayette, LA | Wealth Manager · Small ($100M–$1B) | $225M | 357 | 611 | 7 | 03/20/2026 | ☆ |
| 12162 | The Perspective Group, Llc CRD 175294 | Lawrence, KS | Wealth Manager · Small ($100M–$1B) | $225M | 297 | 554 | 5 | 07/20/2026 | ☆ |
| 12163 | Inman Jager Wealth Management, Llc CRD 329603 | Hattiesburg, MS | Wealth Manager · Small ($100M–$1B) | $225M | 246 | 781 | 5 | 02/27/2026 | ☆ |
| 12164 | Henson Edgewater Management, Llc CRD 135316 | Avon, OH | Insurance-Affiliated · Small ($100M–$1B) | $225M | 741 | 715 | 4 | 03/27/2026 | ☆ |
| 12165 | Principia Wealth Advisory, Llc CRD 152678 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $225M | 156 | 737 | 5 | 03/31/2026 | ☆ |
| 12166 | Capital Advisory Group, Inc. CRD 114539 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $225M | 77 | 296 | 3 | 03/30/2026 | ☆ |
| 12167 | Global Delta Capital, Llc CRD 324485 | Somerville, MA | Private Fund Manager · Small ($100M–$1B) | $225M | 1 | 1 | 13 | 04/30/2026 | ☆ |
| 12168 | Plexo Capital Management, Llc CRD 298402 | Private Fund Manager · Small ($100M–$1B) | $225M | 3 | 3 | 2 | 03/31/2026 | ☆ | |
| 12169 | Retirement Plans, Inc. CRD 286214 | Westerville, OH | Insurance-Affiliated · Small ($100M–$1B) | $225M | 278 | 278 | 6 | 03/16/2026 | ☆ |
| 12170 | Bantamac Capital, Llc CRD 307765 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $225M | 14 | 49 | 4 | 03/27/2026 | ☆ |
| 12171 | Drawbridge Capital, Llc CRD 128636 | Tulsa, OK | Insurance-Affiliated · Small ($100M–$1B) | $225M | 979 | 979 | 10 | 07/01/2026 | ☆ |
| 12172 | Wl Ross & Co. Llc CRD 141854 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $225M | 4 | 4 | 9 | 03/26/2026 | ☆ |
| 12173 | Prato Capital Management, Inc. CRD 289917 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $225M | 326 | 706 | 4 | 03/02/2026 | ☆ |
| 12174 | Allied Private Wealth CRD 328952 | Boca Raton, FL | Insurance-Affiliated · Small ($100M–$1B) | $224M | 228 | 417 | 4 | 03/25/2026 | ☆ |
| 12175 | Reb Capital Management, Llc CRD 301890 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $224M | 2 | 3 | 4 | 05/29/2026 | ☆ |
| 12176 | Financial Management, Inc. CRD 108350 | Little Rock, AR | Insurance-Affiliated · Small ($100M–$1B) | $224M | 184 | 392 | 6 | 04/24/2026 | ☆ |
| 12177 | Iadvise Partners Llc CRD 168564 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $224M | 20 | 37 | 3 | 04/17/2026 | ☆ |
| 12178 | Sun Group Wealth Partners Llc CRD 166372 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $224M | 353 | 589 | 7 | 05/21/2026 | ☆ |
| 12179 | Arrowmark Asset Management, Llc CRD 307161 | Denver, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $224M | 1 | 1 | 5 | 03/25/2026 | ☆ |
| 12180 | Orca Wealth Management, Llc CRD 310053 | New Port Richey, FL | Wealth Manager · Small ($100M–$1B) | $224M | 425 | 425 | 3 | 05/11/2026 | ☆ |
| 12181 | Lionstone Partners, Llc CRD 160214 | Boston, MA | Institutional / Pension Advisor · Small ($100M–$1B) | $224M | 1 | 1 | 3 | 03/26/2026 | ☆ |
| 12182 | Meritis Wealth Management, Inc. CRD 336539 | Potomac, MD | Wealth Manager · Small ($100M–$1B) | $224M | 130 | 418 | 3 | 06/26/2026 | ☆ |
| 12183 | Aligne Wealth Preservation & Insurance Services, Llc. CRD 321735 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $224M | 220 | 342 | 5 | 07/23/2026 | ☆ |
| 12184 | Old Bridge Capital Management Private Limited CRD 299571 | Mumbai | Private Fund Manager · Small ($100M–$1B) | $224M | 264 | 264 | 9 | 06/24/2026 | ☆ |
| 12185 | Mcalvany Wealth Management, Llc CRD 146021 | Durango, CO | Wealth Manager · Small ($100M–$1B) | $224M | 664 | 664 | 5 | 03/10/2026 | ☆ |
| 12186 | Bucket List Wealth Management, Llc CRD 286494 | The Villages, FL | Wealth Manager · Small ($100M–$1B) | $224M | 482 | 1,437 | 2 | 03/06/2026 | ☆ |
| 12187 | Mcalister, Sweet & Associates, Inc. CRD 290626 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $224M | 187 | 368 | 4 | 03/02/2026 | ☆ |
| 12188 | Thornburg Bow River Advisers, Llc. CRD 332879 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $224M | 4 | 4 | 29 | 05/22/2026 | ☆ |
| 12189 | Alder Financial Group Inc CRD 108837 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $224M | 65 | 249 | 3 | 03/05/2026 | ☆ |
| 12190 | Bright Angel Advisors Llc CRD 311704 | St. Paul, MN | Wealth Manager · Small ($100M–$1B) | $224M | 35 | 106 | 4 | 01/15/2026 | ☆ |
| 12191 | Mainstream Capital Management Llc CRD 297145 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $224M | 170 | 175 | 4 | 03/18/2026 | ☆ |
| 12192 | Creighton Capital Management Llc CRD 307737 | Institutional / Pension Advisor · Small ($100M–$1B) | $224M | 3 | 4 | 8 | 04/01/2024 | ☆ | |
| 12193 | Chapman Financial Group, Llc CRD 168439 | Wealth Manager · Small ($100M–$1B) | $224M | 96 | 274 | 2 | 07/22/2026 | ☆ | |
| 12194 | Wealth Teams Alliance Inc. CRD 168907 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $224M | 812 | 985 | 27 | 03/31/2026 | ☆ |
| 12195 | Jhp Wealth Management, Llc CRD 298784 | Centennial, CO | Wealth Manager · Small ($100M–$1B) | $224M | 124 | 396 | 1 | 02/26/2026 | ☆ |
| 12196 | Easley Investment Consultants, Inc. CRD 307258 | Ridgeland, MS | Wealth Manager · Small ($100M–$1B) | $224M | 357 | 841 | 3 | 01/30/2026 | ☆ |
| 12197 | Pacific Peak Advisors, Llc CRD 326711 | Ketchum, ID | Insurance-Affiliated · Small ($100M–$1B) | $224M | 186 | 415 | 2 | 06/04/2026 | ☆ |
| 12198 | Gevers Wealth Management, Llc CRD 340092 | Issaquah, WA | Wealth Manager · Small ($100M–$1B) | $224M | 168 | 502 | 5 | 06/01/2026 | ☆ |
| 12199 | Bd Investment Partners, Llc CRD 309347 | Raleigh, NC | Private Fund Manager · Small ($100M–$1B) | $224M | 3 | 3 | 9 | 05/11/2026 | ☆ |
| 12200 | Sterling Wealth Advisors, Inc. CRD 124121 | Plantation, FL | Wealth Manager · Small ($100M–$1B) | $224M | 80 | 348 | 7 | 04/01/2026 | ☆ |