Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12201 | Bantamac Capital, Llc CRD 307765 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $225M | 14 | 49 | 4 | 03/27/2026 | ☆ |
| 12202 | Drawbridge Capital, Llc CRD 128636 | Tulsa, OK | Insurance-Affiliated · Small ($100M–$1B) | $225M | 979 | 979 | 10 | 09/22/2026 | ☆ |
| 12203 | Wl Ross & Co. Llc CRD 141854 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $225M | 4 | 4 | 9 | 03/26/2026 | ☆ |
| 12204 | Prato Capital Management, Inc. CRD 289917 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $225M | 326 | 706 | 4 | 03/02/2026 | ☆ |
| 12205 | Allied Private Wealth CRD 328952 | Boca Raton, FL | Insurance-Affiliated · Small ($100M–$1B) | $224M | 228 | 417 | 4 | 03/25/2026 | ☆ |
| 12206 | Reb Capital Management, Llc CRD 301890 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $224M | 2 | 3 | 4 | 05/29/2026 | ☆ |
| 12207 | Financial Management, Inc. CRD 108350 | Little Rock, AR | Insurance-Affiliated · Small ($100M–$1B) | $224M | 184 | 392 | 6 | 04/24/2026 | ☆ |
| 12208 | Iadvise Partners Llc CRD 168564 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $224M | 20 | 37 | 3 | 04/17/2026 | ☆ |
| 12209 | Sun Group Wealth Partners Llc CRD 166372 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $224M | 353 | 589 | 7 | 05/21/2026 | ☆ |
| 12210 | Arrowmark Asset Management, Llc CRD 307161 | Denver, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $224M | 1 | 1 | 5 | 03/25/2026 | ☆ |
| 12211 | Orca Wealth Management, Llc CRD 310053 | New Port Richey, FL | Wealth Manager · Small ($100M–$1B) | $224M | 425 | 425 | 3 | 05/11/2026 | ☆ |
| 12212 | Lionstone Partners, Llc CRD 160214 | Boston, MA | Institutional / Pension Advisor · Small ($100M–$1B) | $224M | 1 | 1 | 3 | 03/26/2026 | ☆ |
| 12213 | Meritis Wealth Management, Inc. CRD 336539 | Potomac, MD | Wealth Manager · Small ($100M–$1B) | $224M | 130 | 418 | 3 | 06/26/2026 | ☆ |
| 12214 | Aligne Wealth Preservation & Insurance Services, Llc. CRD 321735 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $224M | 220 | 342 | 5 | 07/23/2026 | ☆ |
| 12215 | Old Bridge Capital Management Private Limited CRD 299571 | Mumbai | Private Fund Manager · Small ($100M–$1B) | $224M | 264 | 264 | 9 | 06/24/2026 | ☆ |
| 12216 | Mcalvany Wealth Management, Llc CRD 146021 | Durango, CO | Wealth Manager · Small ($100M–$1B) | $224M | 664 | 664 | 5 | 09/02/2026 | ☆ |
| 12217 | Bucket List Wealth Management, Llc CRD 286494 | The Villages, FL | Wealth Manager · Small ($100M–$1B) | $224M | 482 | 1,437 | 2 | 03/06/2026 | ☆ |
| 12218 | Mcalister, Sweet & Associates, Inc. CRD 290626 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $224M | 187 | 368 | 4 | 03/02/2026 | ☆ |
| 12219 | Thornburg Bow River Advisers, Llc. CRD 332879 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $224M | 4 | 4 | 29 | 08/28/2026 | ☆ |
| 12220 | Alder Financial Group Inc CRD 108837 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $224M | 65 | 249 | 3 | 03/05/2026 | ☆ |
| 12221 | Bright Angel Advisors Llc CRD 311704 | St. Paul, MN | Wealth Manager · Small ($100M–$1B) | $224M | 35 | 106 | 4 | 01/15/2026 | ☆ |
| 12222 | Mainstream Capital Management Llc CRD 297145 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $224M | 170 | 175 | 4 | 03/18/2026 | ☆ |
| 12223 | Creighton Capital Management Llc CRD 307737 | Institutional / Pension Advisor · Small ($100M–$1B) | $224M | 3 | 4 | 8 | 04/01/2024 | ☆ | |
| 12224 | Chapman Financial Group, Llc CRD 168439 | Wealth Manager · Small ($100M–$1B) | $224M | 96 | 274 | 2 | 07/22/2026 | ☆ | |
| 12225 | Wealth Teams Alliance Inc. CRD 168907 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $224M | 812 | 985 | 27 | 09/16/2026 | ☆ |
| 12226 | Jhp Wealth Management, Llc CRD 298784 | Centennial, CO | Wealth Manager · Small ($100M–$1B) | $224M | 124 | 396 | 1 | 02/26/2026 | ☆ |
| 12227 | Easley Investment Consultants, Inc. CRD 307258 | Ridgeland, MS | Wealth Manager · Small ($100M–$1B) | $224M | 357 | 841 | 3 | 01/30/2026 | ☆ |
| 12228 | Pacific Peak Advisors, Llc CRD 326711 | Ketchum, ID | Insurance-Affiliated · Small ($100M–$1B) | $224M | 186 | 415 | 2 | 06/04/2026 | ☆ |
| 12229 | Gevers Wealth Management, Llc CRD 340092 | Issaquah, WA | Wealth Manager · Small ($100M–$1B) | $224M | 168 | 502 | 5 | 06/01/2026 | ☆ |
| 12230 | Bd Investment Partners, Llc CRD 309347 | Raleigh, NC | Private Fund Manager · Small ($100M–$1B) | $224M | 3 | 3 | 9 | 05/11/2026 | ☆ |
| 12231 | Sterling Wealth Advisors, Inc. CRD 124121 | Plantation, FL | Wealth Manager · Small ($100M–$1B) | $224M | 80 | 348 | 7 | 04/01/2026 | ☆ |
| 12232 | Davidson Advisory Group, Llc CRD 333090 | Charlotte, NC | Insurance-Affiliated · Small ($100M–$1B) | $224M | 184 | 538 | 4 | 07/17/2026 | ☆ |
| 12233 | Noble Wealth Management, Inc. CRD 169963 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $223M | 233 | 648 | 6 | 03/30/2026 | ☆ |
| 12234 | Valley Brook Capital Group, Inc. CRD 122460 | Venetia, PA | Wealth Manager · Small ($100M–$1B) | $223M | 204 | 368 | 6 | 02/28/2026 | ☆ |
| 12235 | Branson Frank A Inc CRD 110451 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $223M | 12 | 12 | 1 | 03/19/2026 | ☆ |
| 12236 | Wincap Financial Llc CRD 315798 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $223M | 270 | 624 | 7 | 06/29/2026 | ☆ |
| 12237 | Spring Capital Management, Llc CRD 282842 | Amarillo, TX | Wealth Manager · Small ($100M–$1B) | $223M | 139 | 316 | 2 | 02/24/2026 | ☆ |
| 12238 | Essential Investment Partners, Llc CRD 149509 | Englewood, CO | Wealth Manager · Small ($100M–$1B) | $223M | 79 | 276 | 3 | 03/30/2026 | ☆ |
| 12239 | Whalen Wealth Management Inc. CRD 311869 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $223M | 400 | 825 | 10 | 05/07/2026 | ☆ |
| 12240 | Tortuga Wealth Management, Inc. CRD 153737 | Torrance, CA | Wealth Manager · Small ($100M–$1B) | $223M | 358 | 604 | 4 | 02/13/2026 | ☆ |
| 12241 | Three Peaks Capital Management, Llc CRD 127402 | Castle Rock, CO | Wealth Manager · Small ($100M–$1B) | $223M | 72 | 72 | 5 | 03/31/2026 | ☆ |
| 12242 | Pgp Advisors, Llc CRD 172611 | Ketchum, ID | Private Fund Manager · Small ($100M–$1B) | $223M | 1 | 1 | 10 | 03/30/2026 | ☆ |
| 12243 | Davinci Financial Designs Llc CRD 163362 | Columbia, SC | Wealth Manager · Small ($100M–$1B) | $223M | 353 | 1,250 | 5 | 04/29/2026 | ☆ |
| 12244 | Carey Consulting Wealth Management, Inc. CRD 173885 | San Ramon, CA | Wealth Manager · Small ($100M–$1B) | $223M | 102 | 283 | 3 | 02/10/2026 | ☆ |
| 12245 | Aldebaran Financial Inc CRD 105741 | Kingsport, TN | Wealth Manager · Small ($100M–$1B) | $223M | 366 | 713 | 8 | 03/31/2026 | ☆ |
| 12246 | Sharpepoint, Llc CRD 290719 | Phoenix, AZ | Insurance-Affiliated · Small ($100M–$1B) | $223M | 491 | 1,091 | 5 | 04/16/2026 | ☆ |
| 12247 | Crossgen Wealth Llc CRD 336270 | Greenville, NC | Wealth Manager · Small ($100M–$1B) | $223M | 150 | 430 | 3 | 03/26/2026 | ☆ |
| 12248 | The Newcastle Network Lp CRD 316201 | Wellesley, MA | Private Fund Manager · Small ($100M–$1B) | $223M | 2 | 2 | 12 | 07/24/2026 | ☆ |
| 12249 | Milestones Private Investment Advisors Llc CRD 289116 | Fairport, NY | Wealth Manager · Small ($100M–$1B) | $223M | 254 | 677 | 3 | 02/26/2026 | ☆ |
| 12250 | Innealta Capital, Llc CRD 292158 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $222M | 117 | 172 | 4 | 04/02/2026 | ☆ |