Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12251 | Rwm Capital, Llc CRD 310635 | Sugar Land, TX | Wealth Manager · Small ($100M–$1B) | $222M | 1,439 | 2,731 | 63 | 08/07/2026 | ☆ |
| 12252 | Kmt Wealth Management, Llc CRD 328911 | Hermosa Beach, CA | Wealth Manager · Small ($100M–$1B) | $222M | 0 | 34 | 1 | 09/17/2026 | ☆ |
| 12253 | Capital Preservation Partners Inc. CRD 126340 | Bronxville, NY | Wealth Manager · Small ($100M–$1B) | $222M | 417 | 676 | 3 | 03/30/2026 | ☆ |
| 12254 | Kerusso Capital Management, Llc CRD 316352 | Winston Salem, NC | Investment Adviser · Small ($100M–$1B) | $222M | 22 | 22 | 3 | 03/04/2026 | ☆ |
| 12255 | N CRD 127787 | Wealth Manager · Small ($100M–$1B) | $222M | 761 | 924 | 248 | 08/08/2025 | ☆ | |
| 12256 | N CRD 139457 | Wealth Manager · Small ($100M–$1B) | $222M | 63 | 158 | 3 | 07/11/2025 | ☆ | |
| 12257 | Flax Pond Capital, Llc CRD 324332 | Wealth Manager · Small ($100M–$1B) | $222M | 120 | 119 | 2 | 01/30/2026 | ☆ | |
| 12258 | Rwq Financial Management Services, Inc. CRD 297541 | Wealth Manager · Small ($100M–$1B) | $222M | 233 | 270 | 2 | 03/26/2026 | ☆ | |
| 12259 | Colrain Capital Llc CRD 118098 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $222M | 87 | 87 | 4 | 03/31/2026 | ☆ |
| 12260 | Maclean Capital Advisors, Llc CRD 156978 | Indian Wells, CA | Wealth Manager · Small ($100M–$1B) | $222M | 160 | 393 | 3 | 02/17/2026 | ☆ |
| 12261 | Phillip James Consulting Co. CRD 168228 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $222M | 114 | 758 | 3 | 03/27/2026 | ☆ |
| 12262 | Ring Mountain Capital, Llc CRD 288714 | Tiburon, CA | Wealth Manager · Small ($100M–$1B) | $222M | 429 | 1,059 | 1 | 06/09/2026 | ☆ |
| 12263 | Mangan Wealth Management, Inc. CRD 143863 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $222M | 173 | 173 | 6 | 03/25/2026 | ☆ |
| 12264 | Bischoff Wealth Management Group, Llc CRD 171652 | Greenwood, IN | Wealth Manager · Small ($100M–$1B) | $222M | 378 | 713 | 5 | 02/25/2026 | ☆ |
| 12265 | Sincerus Advisory, Llc CRD 300559 | Wealth Manager · Small ($100M–$1B) | $222M | 169 | 582 | 4 | 03/09/2026 | ☆ | |
| 12266 | Cross Border Wealth, Llc CRD 288330 | New York, NY | Wealth Manager · Small ($100M–$1B) | $222M | 531 | 672 | 7 | 04/24/2026 | ☆ |
| 12267 | Mfg Family Office Llc CRD 324211 | Cdmx | Multi-Family Office · Small ($100M–$1B) | $222M | 5 | 6 | 1 | 07/08/2026 | ☆ |
| 12268 | Via Iv Investments, Llc CRD 121992 | Burr Ridge, IL | Wealth Manager · Small ($100M–$1B) | $222M | 532 | 532 | 4 | 03/12/2026 | ☆ |
| 12269 | Addicus Advisory, Llc CRD 282244 | Tupelo, MS | Private Fund Manager · Small ($100M–$1B) | $222M | 133 | 133 | 35 | 06/30/2026 | ☆ |
| 12270 | Optimize Financial Inc. CRD 315963 | Irvine, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $222M | 100 | 100 | 8 | 06/30/2026 | ☆ |
| 12271 | Global Strategic Management Inc CRD 105985 | Dorado, PR | Wealth Manager · Small ($100M–$1B) | $222M | 147 | 234 | 3 | 03/31/2026 | ☆ |
| 12272 | Pacific Park Financial, Inc. CRD 122867 | Laguna Hills, CA | Wealth Manager · Small ($100M–$1B) | $222M | 211 | 603 | 2 | 03/23/2026 | ☆ |
| 12273 | Bond Tech Inc CRD 105979 | Bellbrook, OH | Investment Adviser · Small ($100M–$1B) | $222M | 139 | 382 | 2 | 04/01/2026 | ☆ |
| 12274 | Hager Investment Management Services, Llc CRD 117097 | New London, NH | Wealth Manager · Small ($100M–$1B) | $222M | 178 | 178 | 3 | 01/28/2026 | ☆ |
| 12275 | Diazo, Llc CRD 324419 | Henderson, NV | Wealth Manager · Small ($100M–$1B) | $222M | 339 | 876 | 9 | 03/31/2026 | ☆ |
| 12276 | Avantra Family Wealth, Inc. CRD 288209 | Mechanicsburg, PA | Wealth Manager · Small ($100M–$1B) | $222M | 223 | 1,041 | 6 | 06/17/2026 | ☆ |
| 12277 | N CRD 292797 | Wealth Manager · Small ($100M–$1B) | $221M | 235 | 689 | 5 | 03/19/2026 | ☆ | |
| 12278 | Carroll Investors, Inc. CRD 311180 | Mt Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $221M | 88 | 298 | 3 | 03/19/2026 | ☆ |
| 12279 | Riverglades Family Offices, Llc CRD 171584 | Naples, FL | Multi-Family Office · Small ($100M–$1B) | $221M | 70 | 200 | 2 | 03/19/2026 | ☆ |
| 12280 | Lynx Advisory Partners Llc CRD 326594 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $221M | 113 | 113 | 7 | 02/24/2026 | ☆ |
| 12281 | Halcyon Global Advisors, Llc CRD 170600 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $221M | 154 | 449 | 2 | 03/12/2026 | ☆ |
| 12282 | Wisdom Index Advisors, Llc CRD 132567 | Prosper, TX | Wealth Manager · Small ($100M–$1B) | $221M | 197 | 659 | 4 | 07/08/2026 | ☆ |
| 12283 | Asset Management Advisors, Llc CRD 111309 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $221M | 101 | 247 | 2 | 08/11/2026 | ☆ |
| 12284 | Erie Street Growth Partners Management Company, Llc CRD 326011 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $221M | 7 | 7 | 2 | 06/29/2026 | ☆ |
| 12285 | Octagon Asset Management, Llc CRD 286248 | Charlotte, NC | Mutual Fund / Asset Manager · Small ($100M–$1B) | $221M | 5 | 5 | 4 | 03/05/2026 | ☆ |
| 12286 | Lyle, Allan Glen CRD 10603 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $221M | 79 | 134 | 2 | 03/03/2026 | ☆ |
| 12287 | Dwr Wealth Management, Llc CRD 133743 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $221M | 189 | 647 | 3 | 07/08/2026 | ☆ |
| 12288 | N CRD 147837 | Wealth Manager · Small ($100M–$1B) | $221M | 133 | 367 | 2 | 03/12/2025 | ☆ | |
| 12289 | Coronado Resources Management Lp CRD 282043 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $221M | 11 | 11 | 9 | 03/30/2026 | ☆ |
| 12290 | Global Partnerships CRD 300844 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $221M | 6 | 6 | 42 | 09/26/2025 | ☆ |
| 12291 | Para Wealth Advisors, Inc. CRD 322683 | Camas, WA | Wealth Manager · Small ($100M–$1B) | $221M | 257 | 845 | 4 | 04/20/2026 | ☆ |
| 12292 | Pullen Investment Management, Llc CRD 310149 | Bradenton, FL | Wealth Manager · Small ($100M–$1B) | $221M | 90 | 231 | 5 | 02/16/2026 | ☆ |
| 12293 | Kvp Capital Advisors, Lp CRD 174401 | Private Fund Manager · Small ($100M–$1B) | $221M | 2 | 2 | 3 | 06/29/2026 | ☆ | |
| 12294 | Kroon & Mitchell Asset Management Llc CRD 168120 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $221M | 203 | 729 | 5 | 03/28/2026 | ☆ |
| 12295 | Equitycompass Investment Management, Llc CRD 145420 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $221M | 163 | 163 | 14 | 03/16/2026 | ☆ |
| 12296 | Muzinich Bdc Adviser, Llc CRD 304834 | New York, NY | Investment Adviser · Small ($100M–$1B) | $221M | 1 | 1 | 25 | 06/17/2026 | ☆ |
| 12297 | Mccartney Wealth Management Llc CRD 154722 | Saint Louis, MO | Wealth Manager · Small ($100M–$1B) | $221M | 154 | 473 | 2 | 03/30/2026 | ☆ |
| 12298 | Acacia Partners, Llc CRD 281887 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $221M | 5 | 5 | 5 | 03/13/2026 | ☆ |
| 12299 | Cedar Springs Advisors, Llc CRD 290855 | Private Fund Manager · Small ($100M–$1B) | $221M | 6 | 6 | 5 | 05/15/2026 | ☆ | |
| 12300 | Ballast Asset Management, Lp CRD 311116 | Dallas, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $221M | 1 | 2 | 5 | 07/09/2026 | ☆ |