Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13501 | Corbett Road Capital Management, Llc CRD 305063 | Mclean, VA | Investment Adviser · Small ($100M–$1B) | $176M | 3 | 391 | 5 | 06/05/2026 | ☆ |
| 13502 | Avant Capital, Llc CRD 167961 | Lafayette, LA | Insurance-Affiliated · Small ($100M–$1B) | $176M | 339 | 855 | 5 | 04/07/2026 | ☆ |
| 13503 | Summerhaven Investment Management, Llc CRD 289269 | Stamford, CT | Investment Adviser · Small ($100M–$1B) | $176M | 1 | 2 | 8 | 03/27/2026 | ☆ |
| 13504 | Kelsey Financial, Llc CRD 314950 | Moorpark, CA | Insurance-Affiliated · Small ($100M–$1B) | $176M | 275 | 269 | 8 | 03/23/2026 | ☆ |
| 13505 | Mclaughlin Asset Management, Inc. CRD 125735 | Danville, IL | Wealth Manager · Small ($100M–$1B) | $176M | 111 | 319 | 4 | 03/31/2026 | ☆ |
| 13506 | N CRD 136054 | Wealth Manager · Small ($100M–$1B) | $176M | 53 | 208 | 2 | 12/11/2025 | ☆ | |
| 13507 | Nine Left Capital Lp CRD 332838 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $176M | 3 | 3 | 5 | 03/24/2026 | ☆ |
| 13508 | Jim Mackay Financial Planning, Llc CRD 169583 | Springfield, MO | Wealth Manager · Small ($100M–$1B) | $176M | 71 | 384 | 2 | 03/27/2026 | ☆ |
| 13509 | Sfi Advisors, Llc CRD 287929 | Montclair, NJ | Wealth Manager · Small ($100M–$1B) | $176M | 304 | 336 | 12 | 03/30/2026 | ☆ |
| 13510 | The Money Men, Inc. CRD 285103 | Amherst, NY | Insurance-Affiliated · Small ($100M–$1B) | $176M | 350 | 729 | 2 | 03/10/2026 | ☆ |
| 13511 | Philadelphia Investment Partners, Llc CRD 122733 | Voorhees, NJ | Insurance-Affiliated · Small ($100M–$1B) | $176M | 145 | 343 | 2 | 03/25/2026 | ☆ |
| 13512 | Mallini Complete Financial Planning Llc CRD 175341 | Gainesville, FL | Wealth Manager · Small ($100M–$1B) | $176M | 187 | 587 | 4 | 03/03/2026 | ☆ |
| 13513 | Comprehensive Financial Planning Inc CRD 109822 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $176M | 100 | 328 | 2 | 03/11/2026 | ☆ |
| 13514 | Fellowship Investment Advisors, Llc CRD 154103 | Maitland, FL | Wealth Manager · Small ($100M–$1B) | $176M | 492 | 1,025 | 7 | 03/10/2026 | ☆ |
| 13515 | Planvest Financial, Inc. CRD 290306 | Gaithersburg, MD | Wealth Manager · Small ($100M–$1B) | $176M | 309 | 553 | 8 | 09/23/2026 | ☆ |
| 13516 | Intentional, Llc CRD 318570 | Fort Mill, SC | Insurance-Affiliated · Small ($100M–$1B) | $176M | 400 | 395 | 3 | 06/04/2026 | ☆ |
| 13517 | Routeburn Capital Lp CRD 338912 | Private Fund Manager · Small ($100M–$1B) | $176M | 2 | 2 | 2 | 03/06/2026 | ☆ | |
| 13518 | Toptier Wealth Management CRD 292959 | Wealth Manager · Small ($100M–$1B) | $176M | 105 | 406 | 2 | 02/11/2026 | ☆ | |
| 13519 | Preserver Partners Llc CRD 152356 | Memphis, TN | Private Fund Manager · Small ($100M–$1B) | $176M | 1 | 2 | 5 | 03/25/2026 | ☆ |
| 13520 | Catchlight Capital Management Llc CRD 319003 | Private Fund Manager · Small ($100M–$1B) | $176M | 5 | 5 | 8 | 03/30/2026 | ☆ | |
| 13521 | Profusion Financial, Inc. CRD 167003 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $176M | 78 | 390 | 3 | 03/23/2026 | ☆ |
| 13522 | Macke Financial Advisory Group, Inc. CRD 111318 | Fort Myers, FL | Wealth Manager · Small ($100M–$1B) | $176M | 130 | 479 | 5 | 03/12/2026 | ☆ |
| 13523 | La Crosse Financial Planning Inc. CRD 313361 | Onalaska, WI | Wealth Manager · Small ($100M–$1B) | $176M | 333 | 1,147 | 5 | 04/01/2026 | ☆ |
| 13524 | Downing Street Wealth Management Llc CRD 152983 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $176M | 150 | 594 | 2 | 03/31/2026 | ☆ |
| 13525 | Light Financial Services, Inc. CRD 131678 | Fargo, ND | Wealth Manager · Small ($100M–$1B) | $176M | 622 | 1,810 | 2 | 03/25/2026 | ☆ |
| 13526 | Hill Country Retirement Solutions Llc CRD 307376 | Boerne, TX | Insurance-Affiliated · Small ($100M–$1B) | $176M | 413 | 879 | 6 | 02/03/2026 | ☆ |
| 13527 | Tlw Wealth Management, Llc CRD 284598 | Wealth Manager · Small ($100M–$1B) | $175M | 118 | 197 | 5 | 07/21/2026 | ☆ | |
| 13528 | Three Bridges Capital, Lp CRD 160021 | Monmouth Beach, NJ | Private Fund Manager · Small ($100M–$1B) | $175M | 3 | 3 | 5 | 08/06/2026 | ☆ |
| 13529 | Feenix Venture Partners, Llc CRD 304152 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $175M | 6 | 6 | 10 | 06/16/2026 | ☆ |
| 13530 | Penbrook Management Llc CRD 127269 | New York, NY | Wealth Manager · Small ($100M–$1B) | $175M | 81 | 168 | 4 | 05/28/2026 | ☆ |
| 13531 | Alan B. Lancz & Associates, Inc. CRD 105363 | Toledo, OH | Wealth Manager · Small ($100M–$1B) | $175M | 101 | 110 | 4 | 03/24/2026 | ☆ |
| 13532 | Appalachian Capital Management Ltd CRD 120038 | St. Clairsville, OH | Wealth Manager · Small ($100M–$1B) | $175M | 358 | 761 | 4 | 03/16/2026 | ☆ |
| 13533 | Cta Wealth Advisors, Inc. CRD 113007 | Burbank, CA | Wealth Manager · Small ($100M–$1B) | $175M | 104 | 184 | 4 | 03/09/2026 | ☆ |
| 13534 | Gould Capital, Llc CRD 300609 | Tacoma, WA | Wealth Manager · Small ($100M–$1B) | $175M | 156 | 383 | 3 | 03/26/2026 | ☆ |
| 13535 | Greenleaf Financial Group, Llc CRD 137933 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $175M | 123 | 495 | 2 | 04/01/2026 | ☆ |
| 13536 | Wpa Family Office, Llc CRD 315566 | Dallas, TX | Multi-Family Office · Small ($100M–$1B) | $175M | 21 | 35 | 5 | 09/18/2026 | ☆ |
| 13537 | N CRD 127372 | Wealth Manager · Small ($100M–$1B) | $175M | 320 | 320 | 5 | 02/07/2025 | ☆ | |
| 13538 | Prestige Wealth Services Group, Inc. CRD 166641 | Flemington, NJ | Investment Adviser · Small ($100M–$1B) | $175M | 295 | 4 | 03/09/2026 | ☆ | |
| 13539 | Wayve Capital Management, Llc CRD 332024 | Private Fund Manager · Small ($100M–$1B) | $175M | 12 | 12 | 4 | 03/27/2026 | ☆ | |
| 13540 | Cicc Alpha Investment Management (Usa), Llc CRD 289848 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $175M | 1 | 1 | 1 | 07/21/2026 | ☆ |
| 13541 | Zock Robert A & Co Inc CRD 110480 | Sutton, NH | Wealth Manager · Small ($100M–$1B) | $175M | 96 | 100 | 1 | 03/31/2026 | ☆ |
| 13542 | Jfa Advisors, Llc CRD 144039 | Greenville, SC | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $175M | 365 | 367 | 2 | 05/14/2026 | ☆ |
| 13543 | Power Asset Management Llc CRD 128580 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $175M | 35 | 80 | 1 | 03/24/2026 | ☆ |
| 13544 | Reinova Capital Advisors Llc CRD 340095 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $175M | 1 | 1 | 4 | 06/24/2026 | ☆ |
| 13545 | Sippican Capital Advisors Llc CRD 155188 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $175M | 150 | 150 | 5 | 03/27/2026 | ☆ |
| 13546 | Flow Focus Llc CRD 306849 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $175M | 71 | 71 | 4 | 03/25/2026 | ☆ |
| 13547 | Yoffe Investment Management, Llc CRD 173454 | Lemoyne, PA | Multi-Family Office · Small ($100M–$1B) | $175M | 13 | 46 | 1 | 02/05/2026 | ☆ |
| 13548 | Tnt Asset Management, Llc CRD 153309 | Round Rock, TX | Wealth Manager · Small ($100M–$1B) | $175M | 203 | 506 | 6 | 03/26/2026 | ☆ |
| 13549 | Income & Asset Advisory, Inc. CRD 124955 | Armonk, NY | Wealth Manager · Small ($100M–$1B) | $175M | 287 | 541 | 5 | 08/19/2026 | ☆ |
| 13550 | Newport Global Advisors L.P. CRD 139368 | The Woodlands, TX | Private Fund Manager · Small ($100M–$1B) | $175M | 6 | 6 | 5 | 07/09/2026 | ☆ |