Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14201 | Wager Wealth Management And Financial Planning Llc CRD 285107 | Wealth Manager · Small ($100M–$1B) | $153M | 121 | 474 | 3 | 02/24/2026 | ☆ | |
| 14202 | Cypress Advisory Group, Llc CRD 172113 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $153M | 24 | 86 | 7 | 01/22/2026 | ☆ |
| 14203 | Santiago Capital, Llc CRD 154579 | Wealth Manager · Small ($100M–$1B) | $153M | 36 | 33 | 1 | 03/30/2026 | ☆ | |
| 14204 | Blue Point Financial, Inc. CRD 299688 | Scarborough, ME | Insurance-Affiliated · Small ($100M–$1B) | $153M | 187 | 504 | 3 | 03/24/2026 | ☆ |
| 14205 | Empirical Capital Management, Llc CRD 160509 | Hendersonville, TN | Private Fund Manager · Small ($100M–$1B) | $153M | 2 | 2 | 4 | 07/30/2026 | ☆ |
| 14206 | Garner Financial Management, Inc. CRD 131628 | Lafayette, CA | Wealth Manager · Small ($100M–$1B) | $153M | 117 | 299 | 2 | 02/11/2026 | ☆ |
| 14207 | Shapiro Financial Security Group, Inc. CRD 120801 | Hazlet, NJ | Wealth Manager · Small ($100M–$1B) | $153M | 137 | 564 | 5 | 03/24/2026 | ☆ |
| 14208 | Balanz Advisors Llc CRD 322263 | Coral Gables, FL | Investment Adviser · Small ($100M–$1B) | $153M | 66 | 66 | 11 | 04/02/2026 | ☆ |
| 14209 | Cordoba Capital Partners, Llc CRD 329644 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $153M | 15 | 15 | 11 | 03/26/2026 | ☆ |
| 14210 | Virtus Financial Partners, Llc CRD 323365 | Wealth Manager · Small ($100M–$1B) | $153M | 675 | 1,887 | 6 | 07/22/2026 | ☆ | |
| 14211 | Markin Asset Management, Lp CRD 311719 | Wealth Manager · Small ($100M–$1B) | $153M | 413 | 413 | 3 | 03/30/2026 | ☆ | |
| 14212 | Troutman Wealth Management, Llc CRD 301107 | Malvern, PA | Wealth Manager · Small ($100M–$1B) | $153M | 102 | 393 | 2 | 03/30/2026 | ☆ |
| 14213 | Infinium Investment Advisors, Llc CRD 149123 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $152M | 115 | 401 | 2 | 05/07/2026 | ☆ |
| 14214 | Jcm Strategic Wealth Partners Llc CRD 315220 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $152M | 955 | 1,262 | 5 | 01/12/2026 | ☆ |
| 14215 | Stoneridge Investment Partners Llc CRD 109261 | Radnor, PA | Investment Adviser · Small ($100M–$1B) | $152M | 5 | 5 | 10 | 04/16/2026 | ☆ |
| 14216 | West Elk Capital, Llc CRD 292743 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $152M | 1 | 1 | 2 | 03/24/2026 | ☆ |
| 14217 | Heritage Wealth Management Group, Ltd CRD 148459 | Norfolk, VA | Wealth Manager · Small ($100M–$1B) | $152M | 180 | 460 | 5 | 03/10/2026 | ☆ |
| 14218 | Northlanding Financial Partners, Llc CRD 167055 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $152M | 172 | 172 | 2 | 03/18/2026 | ☆ |
| 14219 | Wellspring Advisors, Inc. CRD 147861 | Hillsboro, OR | Wealth Manager · Small ($100M–$1B) | $152M | 271 | 717 | 5 | 03/31/2026 | ☆ |
| 14220 | Tricon Capital Gp Inc CRD 160558 | Toronto | Private Fund Manager · Small ($100M–$1B) | $152M | 9 | 9 | 141 | 03/31/2026 | ☆ |
| 14221 | Dimensions Wealth Management, Llc CRD 298928 | Roseville, CA | Wealth Manager · Small ($100M–$1B) | $152M | 122 | 375 | 2 | 03/13/2026 | ☆ |
| 14222 | Roan Capital Partners, Llc CRD 293119 | Johnson City, TN | Wealth Manager · Small ($100M–$1B) | $152M | 328 | 563 | 5 | 08/07/2026 | ☆ |
| 14223 | Van Der Noord Financial Advisors, Inc. CRD 135556 | Greer, SC | Wealth Manager · Small ($100M–$1B) | $152M | 126 | 372 | 4 | 01/14/2026 | ☆ |
| 14224 | Terra Wealth Management, Llc CRD 320643 | High Point, NC | Wealth Manager · Small ($100M–$1B) | $152M | 572 | 937 | 13 | 03/30/2026 | ☆ |
| 14225 | Chromecore, Llc CRD 311539 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $152M | 124 | 375 | 2 | 05/14/2026 | ☆ |
| 14226 | Infinity Wealth Counsel, Llc CRD 171959 | Loveland, OH | Wealth Manager · Small ($100M–$1B) | $152M | 125 | 422 | 4 | 02/24/2026 | ☆ |
| 14227 | Portfolio Management, Llc CRD 107129 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $152M | 111 | 308 | 3 | 03/25/2026 | ☆ |
| 14228 | N CRD 309794 | Private Fund Manager · Small ($100M–$1B) | $152M | 2 | 2 | 6 | 06/30/2026 | ☆ | |
| 14229 | The Renn Wealth Management Group, Inc. CRD 117500 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $152M | 74 | 229 | 4 | 02/03/2026 | ☆ |
| 14230 | H Squared Management Lp CRD 325633 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $152M | 1 | 1 | 5 | 07/06/2026 | ☆ |
| 14231 | Apple Tree Asset Management, Llc CRD 298437 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $152M | 780 | 1,430 | 7 | 03/26/2026 | ☆ |
| 14232 | Redwood Coast Financial Partners CRD 226560 | Eureka, CA | Wealth Manager · Small ($100M–$1B) | $152M | 995 | 933 | 4 | 01/20/2026 | ☆ |
| 14233 | Providence Wealth Management Llc CRD 144902 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $152M | 206 | 677 | 8 | 04/14/2026 | ☆ |
| 14234 | Delta Wealth Advisors Llc CRD 310504 | Wealth Manager · Small ($100M–$1B) | $152M | 181 | 520 | 5 | 06/10/2026 | ☆ | |
| 14235 | Lcr Wealth Management Llc CRD 313013 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $152M | 78 | 187 | 3 | 06/23/2026 | ☆ |
| 14236 | Sheffield Asset Management, L.L.C. CRD 137065 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $152M | 1 | 1 | 3 | 03/25/2026 | ☆ |
| 14237 | Hershey Financial Advisers, Llc CRD 149907 | Lancaster, PA | Insurance-Affiliated · Small ($100M–$1B) | $152M | 507 | 946 | 6 | 03/31/2026 | ☆ |
| 14238 | Financial Planning Fort Collins, Llc CRD 283890 | Fort Collins, CO | Wealth Manager · Small ($100M–$1B) | $152M | 119 | 471 | 4 | 03/23/2026 | ☆ |
| 14239 | Integrated Wealth Strategies, Llc CRD 155254 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $152M | 252 | 546 | 7 | 03/31/2026 | ☆ |
| 14240 | Classic Financial & Insurance Services, Inc. CRD 120228 | Westlake Village, CA | Insurance-Affiliated · Small ($100M–$1B) | $152M | 215 | 215 | 4 | 07/24/2026 | ☆ |
| 14241 | Marketdesk Indices Llc CRD 323393 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $152M | 2 | 2 | 2 | 03/16/2026 | ☆ | |
| 14242 | Bartley Financial Advisors, Llc CRD 124293 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $152M | 98 | 497 | 5 | 07/10/2026 | ☆ |
| 14243 | Red Crane Wealth Management, Llc CRD 284006 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $152M | 156 | 441 | 3 | 02/19/2026 | ☆ |
| 14244 | Bright Investments, Llc CRD 269955 | Auburn, AL | Investment Adviser · Small ($100M–$1B) | $152M | 44 | 111 | 6 | 03/31/2026 | ☆ |
| 14245 | Cramer & Rauchegger, Inc. CRD 164784 | Maitland, FL | Insurance-Affiliated · Small ($100M–$1B) | $151M | 850 | 1,700 | 4 | 02/03/2026 | ☆ |
| 14246 | Skyliner Wealth, Llc CRD 332426 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $151M | 164 | 557 | 6 | 07/01/2026 | ☆ |
| 14247 | Greenway Financial, Llc CRD 288864 | Farmington Hills, MI | Wealth Manager · Small ($100M–$1B) | $151M | 244 | 476 | 4 | 02/26/2026 | ☆ |
| 14248 | Leo Fund Services, Llc CRD 163259 | Edison, NJ | Private Fund Manager · Small ($100M–$1B) | $151M | 4 | 4 | 6 | 03/19/2026 | ☆ |
| 14249 | Redwood Grove Wealth Management Llc CRD 150667 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $151M | 72 | 265 | 3 | 03/16/2026 | ☆ |
| 14250 | Seaborn Financial, Llc CRD 159073 | Wealth Manager · Small ($100M–$1B) | $151M | 76 | 507 | 4 | 06/26/2026 | ☆ |