Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14251 | Sustainable Investment Solutions, Llc CRD 111456 | Dedham, MA | Wealth Manager · Small ($100M–$1B) | $153M | 174 | 174 | 1 | 03/03/2026 | ☆ |
| 14252 | Maven Capital Partners, Llc CRD 300626 | Atlanta, GA | Multi-Family Office · Small ($100M–$1B) | $153M | 12 | 24 | 5 | 07/14/2026 | ☆ |
| 14253 | Livian & Co., Llc CRD 153771 | New York, NY | Wealth Manager · Small ($100M–$1B) | $153M | 70 | 131 | 5 | 04/30/2026 | ☆ |
| 14254 | Vincent Wealth Advisors Llc CRD 332759 | Norwell, MA | Wealth Manager · Small ($100M–$1B) | $153M | 83 | 319 | 2 | 03/09/2026 | ☆ |
| 14255 | Stw Associates CRD 106196 | Multi-Family Office · Small ($100M–$1B) | $153M | 15 | 15 | 1 | 03/27/2026 | ☆ | |
| 14256 | Cypress Asset Management, Inc. CRD 145415 | Wealth Manager · Small ($100M–$1B) | $153M | 72 | 255 | 4 | 02/26/2026 | ☆ | |
| 14257 | Wager Wealth Management And Financial Planning Llc CRD 285107 | Wealth Manager · Small ($100M–$1B) | $153M | 121 | 474 | 3 | 02/24/2026 | ☆ | |
| 14258 | Cypress Advisory Group, Llc CRD 172113 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $153M | 24 | 86 | 7 | 01/22/2026 | ☆ |
| 14259 | Bollin Wealth Management, Llc CRD 150396 | Perrysburg, OH | Wealth Manager · Small ($100M–$1B) | $153M | 234 | 553 | 4 | 09/21/2026 | ☆ |
| 14260 | Santiago Capital, Llc CRD 154579 | Wealth Manager · Small ($100M–$1B) | $153M | 36 | 33 | 1 | 03/30/2026 | ☆ | |
| 14261 | Blue Point Financial, Inc. CRD 299688 | Scarborough, ME | Insurance-Affiliated · Small ($100M–$1B) | $153M | 187 | 504 | 3 | 03/24/2026 | ☆ |
| 14262 | Empirical Capital Management, Llc CRD 160509 | Hendersonville, TN | Private Fund Manager · Small ($100M–$1B) | $153M | 2 | 2 | 4 | 09/17/2026 | ☆ |
| 14263 | Garner Financial Management, Inc. CRD 131628 | Lafayette, CA | Wealth Manager · Small ($100M–$1B) | $153M | 117 | 299 | 2 | 02/11/2026 | ☆ |
| 14264 | Shapiro Financial Security Group, Inc. CRD 120801 | Hazlet, NJ | Wealth Manager · Small ($100M–$1B) | $153M | 137 | 564 | 5 | 03/24/2026 | ☆ |
| 14265 | Balanz Advisors Llc CRD 322263 | Coral Gables, FL | Investment Adviser · Small ($100M–$1B) | $153M | 66 | 66 | 11 | 04/02/2026 | ☆ |
| 14266 | Cordoba Capital Partners, Llc CRD 329644 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $153M | 15 | 15 | 11 | 03/26/2026 | ☆ |
| 14267 | Virtus Financial Partners, Llc CRD 323365 | Wealth Manager · Small ($100M–$1B) | $153M | 675 | 1,887 | 6 | 09/23/2026 | ☆ | |
| 14268 | Markin Asset Management, Lp CRD 311719 | Wealth Manager · Small ($100M–$1B) | $153M | 413 | 413 | 3 | 09/02/2026 | ☆ | |
| 14269 | Troutman Wealth Management, Llc CRD 301107 | Malvern, PA | Wealth Manager · Small ($100M–$1B) | $153M | 102 | 393 | 2 | 03/30/2026 | ☆ |
| 14270 | Jcm Strategic Wealth Partners Llc CRD 315220 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $152M | 955 | 1,262 | 5 | 01/12/2026 | ☆ |
| 14271 | J K R & Company, Inc. CRD 8040 | Van Nuys, CA | Insurance-Affiliated · Small ($100M–$1B) | $152M | 169 | 229 | 7 | 09/28/2026 | ☆ |
| 14272 | Stoneridge Investment Partners Llc CRD 109261 | Radnor, PA | Investment Adviser · Small ($100M–$1B) | $152M | 5 | 5 | 10 | 04/16/2026 | ☆ |
| 14273 | West Elk Capital, Llc CRD 292743 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $152M | 1 | 1 | 2 | 03/24/2026 | ☆ |
| 14274 | Heritage Wealth Management Group, Ltd CRD 148459 | Norfolk, VA | Wealth Manager · Small ($100M–$1B) | $152M | 180 | 460 | 5 | 03/10/2026 | ☆ |
| 14275 | Northlanding Financial Partners, Llc CRD 167055 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $152M | 172 | 172 | 2 | 03/18/2026 | ☆ |
| 14276 | Wellspring Advisors, Inc. CRD 147861 | Hillsboro, OR | Wealth Manager · Small ($100M–$1B) | $152M | 271 | 717 | 5 | 03/31/2026 | ☆ |
| 14277 | Tricon Capital Gp Inc CRD 160558 | Toronto | Private Fund Manager · Small ($100M–$1B) | $152M | 9 | 9 | 141 | 03/31/2026 | ☆ |
| 14278 | Dimensions Wealth Management, Llc CRD 298928 | Roseville, CA | Wealth Manager · Small ($100M–$1B) | $152M | 122 | 375 | 2 | 03/13/2026 | ☆ |
| 14279 | Roan Capital Partners, Llc CRD 293119 | Johnson City, TN | Wealth Manager · Small ($100M–$1B) | $152M | 328 | 563 | 5 | 08/07/2026 | ☆ |
| 14280 | Van Der Noord Financial Advisors, Inc. CRD 135556 | Greer, SC | Wealth Manager · Small ($100M–$1B) | $152M | 126 | 372 | 4 | 01/14/2026 | ☆ |
| 14281 | Terra Wealth Management, Llc CRD 320643 | High Point, NC | Wealth Manager · Small ($100M–$1B) | $152M | 572 | 937 | 13 | 03/30/2026 | ☆ |
| 14282 | Chromecore, Llc CRD 311539 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $152M | 124 | 375 | 2 | 05/14/2026 | ☆ |
| 14283 | Infinity Wealth Counsel, Llc CRD 171959 | Loveland, OH | Wealth Manager · Small ($100M–$1B) | $152M | 125 | 422 | 4 | 02/24/2026 | ☆ |
| 14284 | Portfolio Management, Llc CRD 107129 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $152M | 111 | 308 | 3 | 03/25/2026 | ☆ |
| 14285 | N CRD 309794 | Private Fund Manager · Small ($100M–$1B) | $152M | 2 | 2 | 6 | 06/30/2026 | ☆ | |
| 14286 | The Renn Wealth Management Group, Inc. CRD 117500 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $152M | 74 | 229 | 4 | 09/15/2026 | ☆ |
| 14287 | H Squared Management Lp CRD 325633 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $152M | 1 | 1 | 5 | 07/06/2026 | ☆ |
| 14288 | Apple Tree Asset Management, Llc CRD 298437 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $152M | 780 | 1,430 | 7 | 03/26/2026 | ☆ |
| 14289 | Redwood Coast Financial Partners CRD 226560 | Eureka, CA | Wealth Manager · Small ($100M–$1B) | $152M | 995 | 933 | 4 | 01/20/2026 | ☆ |
| 14290 | Providence Wealth Management Llc CRD 144902 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $152M | 206 | 677 | 8 | 04/14/2026 | ☆ |
| 14291 | Delta Wealth Advisors Llc CRD 310504 | Wealth Manager · Small ($100M–$1B) | $152M | 181 | 520 | 5 | 06/10/2026 | ☆ | |
| 14292 | Lcr Wealth Management Llc CRD 313013 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $152M | 78 | 187 | 3 | 06/23/2026 | ☆ |
| 14293 | Sheffield Asset Management, L.L.C. CRD 137065 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $152M | 1 | 1 | 3 | 03/25/2026 | ☆ |
| 14294 | Hershey Financial Advisers, Llc CRD 149907 | Lancaster, PA | Insurance-Affiliated · Small ($100M–$1B) | $152M | 507 | 946 | 6 | 03/31/2026 | ☆ |
| 14295 | Financial Planning Fort Collins, Llc CRD 283890 | Fort Collins, CO | Wealth Manager · Small ($100M–$1B) | $152M | 119 | 471 | 4 | 03/23/2026 | ☆ |
| 14296 | Integrated Wealth Strategies, Llc CRD 155254 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $152M | 252 | 546 | 7 | 03/31/2026 | ☆ |
| 14297 | Classic Financial & Insurance Services, Inc. CRD 120228 | Westlake Village, CA | Insurance-Affiliated · Small ($100M–$1B) | $152M | 215 | 215 | 4 | 07/24/2026 | ☆ |
| 14298 | Marketdesk Indices Llc CRD 323393 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $152M | 2 | 2 | 2 | 03/16/2026 | ☆ | |
| 14299 | Bartley Financial Advisors, Llc CRD 124293 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $152M | 98 | 497 | 5 | 07/10/2026 | ☆ |
| 14300 | Red Crane Wealth Management, Llc CRD 284006 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $152M | 156 | 441 | 3 | 02/19/2026 | ☆ |