Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14251 | Convexitas, Llc CRD 315145 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $151M | 11 | 11 | 4 | 03/31/2026 | ☆ |
| 14252 | Twin City Private Wealth, Llc CRD 315836 | Winston Salem, NC | Wealth Manager · Small ($100M–$1B) | $151M | 291 | 538 | 10 | 03/24/2026 | ☆ |
| 14253 | Unified Wealth Management Llc CRD 284553 | Oldsmar, FL | Wealth Manager · Small ($100M–$1B) | $151M | 327 | 972 | 2 | 08/05/2026 | ☆ |
| 14254 | Sunrise Financial Services Llc CRD 325955 | Burien, WA | Insurance-Affiliated · Small ($100M–$1B) | $151M | 271 | 682 | 5 | 04/15/2026 | ☆ |
| 14255 | Cote Financial Management, Llc CRD 153088 | Wealth Manager · Small ($100M–$1B) | $151M | 134 | 378 | 3 | 03/25/2026 | ☆ | |
| 14256 | Outbound Financial, Inc. CRD 287697 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $151M | 150 | 423 | 1 | 03/06/2026 | ☆ |
| 14257 | Asset Management Group Investment Corp. CRD 168369 | Greenwood Village, CO | Private Fund Manager · Small ($100M–$1B) | $151M | 18 | 18 | 2 | 12/24/2025 | ☆ |
| 14258 | Drystone Llc CRD 146951 | Wealth Manager · Small ($100M–$1B) | $151M | 27 | 34 | 1 | 04/29/2026 | ☆ | |
| 14259 | Horizons Sustainable Financial Services, Inc. CRD 164970 | Santa Fe, NM | Wealth Manager · Small ($100M–$1B) | $151M | 310 | 314 | 7 | 01/14/2026 | ☆ |
| 14260 | Omicron Advisors, Llc CRD 165250 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $151M | 82 | 199 | 2 | 03/25/2026 | ☆ |
| 14261 | Xps Capital Llc CRD 311665 | Arlington, VA | Wealth Manager · Small ($100M–$1B) | $151M | 164 | 252 | 6 | 07/23/2026 | ☆ |
| 14262 | Sound Portfolio Advisors, Llc CRD 125511 | Mystic, CT | Wealth Manager · Small ($100M–$1B) | $151M | 139 | 353 | 3 | 02/17/2026 | ☆ |
| 14263 | St. Nicholas Private Asset Management, Inc. CRD 132500 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $151M | 92 | 156 | 3 | 06/25/2026 | ☆ |
| 14264 | Thrasher & Chambers Wealth Management, Llc CRD 293532 | Bentonville, AR | Wealth Manager · Small ($100M–$1B) | $151M | 400 | 400 | 5 | 07/07/2026 | ☆ |
| 14265 | Zenith Solutions, Inc. CRD 304732 | Philadelphia, PA | Wealth Manager · Small ($100M–$1B) | $151M | 325 | 789 | 11 | 05/27/2026 | ☆ |
| 14266 | Rexford Capital Inc. CRD 128227 | Wealth Manager · Small ($100M–$1B) | $151M | 63 | 238 | 3 | 06/01/2026 | ☆ | |
| 14267 | Cascade Financial Strategies, Llc CRD 166610 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $151M | 309 | 605 | 5 | 03/20/2026 | ☆ |
| 14268 | Karani Asset Management Llc CRD 297922 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $151M | 43 | 43 | 4 | 03/26/2026 | ☆ |
| 14269 | Opus Financial Solutions Llc CRD 282311 | Downers Grove, IL | Wealth Manager · Small ($100M–$1B) | $151M | 137 | 504 | 4 | 06/08/2026 | ☆ |
| 14270 | Carmandalian Financial Group, Llc CRD 292458 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $151M | 86 | 363 | 2 | 04/01/2026 | ☆ |
| 14271 | Trademark Capital Management Inc. CRD 214512 | Watkinsville, GA | Wealth Manager · Small ($100M–$1B) | $151M | 339 | 521 | 7 | 07/24/2026 | ☆ |
| 14272 | Kuhn Wealth Management Inc. CRD 168727 | Schaumburg, IL | Wealth Manager · Small ($100M–$1B) | $151M | 276 | 991 | 3 | 08/10/2026 | ☆ |
| 14273 | Prosper Private Wealth, Llc CRD 333708 | Mesa, AZ | Wealth Manager · Small ($100M–$1B) | $151M | 51 | 264 | 3 | 05/12/2026 | ☆ |
| 14274 | Bridgelight Financial Advisors, Inc CRD 139518 | Shelton, CT | Insurance-Affiliated · Small ($100M–$1B) | $151M | 246 | 718 | 3 | 03/03/2026 | ☆ |
| 14275 | Axos Invest, Inc CRD 150953 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $151M | 6,792 | 6,794 | 13 | 03/27/2026 | ☆ |
| 14276 | Veteri Place Corporation CRD 160664 | Parsippany, NJ | Private Fund Manager · Small ($100M–$1B) | $151M | 6 | 6 | 2 | 03/30/2026 | ☆ |
| 14277 | Provision Asset, Llc CRD 282183 | Wealth Manager · Small ($100M–$1B) | $151M | 463 | 1,013 | 6 | 05/07/2026 | ☆ | |
| 14278 | Veritas Wealth Partners, Llc CRD 312247 | Wealth Manager · Small ($100M–$1B) | $151M | 41 | 123 | 2 | 03/31/2026 | ☆ | |
| 14279 | Unified Investment Management, Llc CRD 326056 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $151M | 89 | 263 | 2 | 01/28/2026 | ☆ |
| 14280 | Aureum Wealth Management, Llc CRD 272027 | North Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $151M | 91 | 248 | 4 | 04/17/2026 | ☆ |
| 14281 | Marathon Wealth Management, Inc. CRD 289119 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $151M | 65 | 200 | 2 | 05/05/2026 | ☆ |
| 14282 | Mh & Associates Securities Management Corp CRD 110516 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $151M | 76 | 152 | 4 | 11/14/2025 | ☆ |
| 14283 | Schultz Financial Management Corporation CRD 132063 | Orange, CA | Wealth Manager · Small ($100M–$1B) | $150M | 89 | 89 | 1 | 06/10/2026 | ☆ |
| 14284 | Poulos Advisors, Inc. CRD 141905 | South Burlington, VT | Wealth Manager · Small ($100M–$1B) | $150M | 121 | 319 | 3 | 02/05/2026 | ☆ |
| 14285 | North Woods Asset Management Llc CRD 226575 | Buffalo, NY | Wealth Manager · Small ($100M–$1B) | $150M | 194 | 679 | 2 | 03/14/2026 | ☆ |
| 14286 | 1015 Capital Partners, Llc CRD 328453 | Wealth Manager · Small ($100M–$1B) | $150M | 18 | 57 | 2 | 03/24/2026 | ☆ | |
| 14287 | Invidia Capital Management Lp CRD 331334 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $150M | 2 | 2 | 13 | 04/21/2026 | ☆ |
| 14288 | Optima Capital Management Llc CRD 306036 | Tempe, AZ | Wealth Manager · Small ($100M–$1B) | $150M | 215 | 427 | 4 | 04/22/2026 | ☆ |
| 14289 | Titletown Wealth Management, Llc CRD 307752 | Green Bay, WI | Wealth Manager · Small ($100M–$1B) | $150M | 459 | 731 | 2 | 02/09/2026 | ☆ |
| 14290 | Auerbach Investment Services, Llc CRD 290041 | Narberth, PA | Insurance-Affiliated · Small ($100M–$1B) | $150M | 60 | 112 | 2 | 05/15/2026 | ☆ |
| 14291 | Atlantis Wealth Advisors Llc CRD 169956 | Maumee, OH | Insurance-Affiliated · Small ($100M–$1B) | $150M | 338 | 775 | 4 | 03/24/2026 | ☆ |
| 14292 | Icom Advisors, Llc CRD 156386 | Wealth Manager · Small ($100M–$1B) | $150M | 423 | 269 | 4 | 03/31/2026 | ☆ | |
| 14293 | Miura Global Management, Llc CRD 161017 | Private Fund Manager · Small ($100M–$1B) | $150M | 1 | 1 | 6 | 06/08/2026 | ☆ | |
| 14294 | Mz Capital Management, Llc CRD 134726 | Wealth Manager · Small ($100M–$1B) | $150M | 71 | 71 | 2 | 03/17/2026 | ☆ | |
| 14295 | 191 Godwin Associates, Inc D/B/A Godwin Capital Management CRD 124288 | Wyckoff, NJ | Wealth Manager · Small ($100M–$1B) | $150M | 319 | 314 | 2 | 02/10/2026 | ☆ |
| 14296 | Secondmarket Financial, Llc CRD 333332 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $150M | 25 | 25 | 19 | 07/09/2026 | ☆ |
| 14297 | Intentional Retirement, Llc CRD 310655 | Omaha, NE | Insurance-Affiliated · Small ($100M–$1B) | $150M | 293 | 465 | 2 | 03/19/2026 | ☆ |
| 14298 | 37 Spruce Investment Partners, Llc CRD 340176 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $150M | 3 | 3 | 7 | 07/28/2026 | ☆ |
| 14299 | Felis Advantage, Lp CRD 335282 | Boston, MA | Endowment & Foundation Advisor · Small ($100M–$1B) | $150M | 3 | 4 | 5 | 02/25/2026 | ☆ |
| 14300 | Green Capital Private Wealth Llc CRD 323357 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $150M | 1 | 1 | 3 | 07/02/2026 | ☆ |