Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14301 | Lincoln Capital Advisers Llc CRD 335085 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $150M | 1 | 1 | 7 | 03/27/2026 | ☆ |
| 14302 | Paul D. Sippil & Associates, Llc CRD 154656 | Insurance-Affiliated · Small ($100M–$1B) | $150M | 35 | 35 | 1 | 07/20/2026 | ☆ | |
| 14303 | Retirement Strategy Advisors Llc CRD 341145 | Bend, OR | Multi-Family Office · Small ($100M–$1B) | $150M | 12 | 12 | 1 | 05/01/2026 | ☆ |
| 14304 | Union Capital Company CRD 110301 | Tucson, AZ | Insurance-Affiliated · Small ($100M–$1B) | $150M | 414 | 414 | 13 | 03/30/2026 | ☆ |
| 14305 | Vf Advisors, Llc CRD 334305 | Louisville, KY | Private Fund Manager · Small ($100M–$1B) | $150M | 1 | 1 | 10 | 03/13/2026 | ☆ |
| 14306 | Parrish Capital, Llc CRD 172783 | Kennesaw, GA | Wealth Manager · Small ($100M–$1B) | $150M | 238 | 410 | 3 | 03/28/2026 | ☆ |
| 14307 | A Smarter Way To Invest, Inc. CRD 166170 | Brighton, MI | Investment Adviser · Small ($100M–$1B) | $150M | 837 | 7 | 03/17/2026 | ☆ | |
| 14308 | Alpaca Vc Investment Management Llc CRD 317262 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $150M | 14 | 14 | 11 | 05/01/2026 | ☆ |
| 14309 | Cavalcade Capital Llc CRD 327292 | New York, NY | Wealth Manager · Small ($100M–$1B) | $150M | 41 | 2 | 06/05/2026 | ☆ | |
| 14310 | Financial Management Advisors, Inc. CRD 117442 | Tullahoma, TN | Wealth Manager · Small ($100M–$1B) | $150M | 525 | 525 | 1 | 02/24/2026 | ☆ |
| 14311 | Clearbrook Investment Solutions Llc CRD 155607 | New York, NY | Wealth Manager · Small ($100M–$1B) | $150M | 48 | 77 | 9 | 03/31/2026 | ☆ |
| 14312 | Schneider, Meredith Hall CRD 144166 | Wealth Manager · Small ($100M–$1B) | $150M | 37 | 205 | 1 | 03/20/2026 | ☆ | |
| 14313 | Financial Strategies, Inc. CRD 113097 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $150M | 199 | 560 | 6 | 03/09/2026 | ☆ |
| 14314 | Konektis Capital Management Lp CRD 327997 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $150M | 3 | 3 | 3 | 06/30/2026 | ☆ |
| 14315 | Fiduciary Capital Management Llc CRD 340618 | Cheyenne, WY | Wealth Manager · Small ($100M–$1B) | $150M | 74 | 74 | 12 | 07/09/2026 | ☆ |
| 14316 | Legacy Capital Management, Limited Liability Company CRD 319078 | Granite Bay, CA | Wealth Manager · Small ($100M–$1B) | $150M | 229 | 546 | 2 | 05/13/2026 | ☆ |
| 14317 | White & Company Financial Planning, Inc. CRD 115326 | Sunnyside, WA | Wealth Manager · Small ($100M–$1B) | $150M | 307 | 669 | 4 | 03/25/2026 | ☆ |
| 14318 | Sonas Financial Group, Inc. CRD 122547 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $150M | 105 | 339 | 3 | 03/27/2026 | ☆ |
| 14319 | Keen Capital, Llc CRD 283597 | Wealth Manager · Small ($100M–$1B) | $150M | 62 | 295 | 2 | 03/27/2026 | ☆ | |
| 14320 | Portfolio Design Services, Llc CRD 131506 | River Falls, WI | Wealth Manager · Small ($100M–$1B) | $150M | 256 | 256 | 4 | 03/02/2026 | ☆ |
| 14321 | Allstreet Financial, Llc CRD 281661 | Erie, PA | Wealth Manager · Small ($100M–$1B) | $150M | 90 | 212 | 3 | 04/30/2026 | ☆ |
| 14322 | Polaris Financial Planning, Llc. CRD 123035 | Wealth Manager · Small ($100M–$1B) | $150M | 129 | 129 | 1 | 01/06/2026 | ☆ | |
| 14323 | Second Summit Wealth Management, Llc CRD 317984 | Wealth Manager · Small ($100M–$1B) | $150M | 38 | 165 | 1 | 03/25/2026 | ☆ | |
| 14324 | Cmg Financial Consulting, Llc CRD 288359 | Wealth Manager · Small ($100M–$1B) | $150M | 118 | 453 | 4 | 01/20/2026 | ☆ | |
| 14325 | N CRD 154003 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $150M | 2 | 2 | 3 | 03/31/2025 | ☆ | |
| 14326 | Clarity Financial Advisors Llc CRD 323321 | St. Petersburg, FL | Insurance-Affiliated · Small ($100M–$1B) | $150M | 992 | 2,210 | 9 | 06/26/2026 | ☆ |
| 14327 | Oakmont Advisory Group, Llc CRD 158890 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $150M | 476 | 1,146 | 7 | 05/26/2026 | ☆ |
| 14328 | Purewater Capital, Llc CRD 166154 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $149M | 237 | 512 | 5 | 04/29/2026 | ☆ |
| 14329 | Monson Wealth Management, Inc. CRD 169857 | Kennewick, WA | Wealth Manager · Small ($100M–$1B) | $149M | 364 | 822 | 3 | 03/31/2026 | ☆ |
| 14330 | Fund Advisors Of America Inc CRD 112567 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $149M | 585 | 585 | 3 | 02/26/2026 | ☆ |
| 14331 | N CRD 167729 | Institutional / Pension Advisor · Small ($100M–$1B) | $149M | 14 | 17 | 1 | 01/21/2025 | ☆ | |
| 14332 | Guardant Partners Llc CRD 339708 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $149M | 35 | 130 | 4 | 05/05/2026 | ☆ |
| 14333 | Cardenas Asset Management, Llc CRD 114943 | Wealth Manager · Small ($100M–$1B) | $149M | 185 | 385 | 1 | 03/04/2026 | ☆ | |
| 14334 | Bellingham Capital Management, Inc. CRD 151684 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $149M | 252 | 594 | 5 | 06/18/2026 | ☆ |
| 14335 | Chamonix Partners Capital Management Llc CRD 318867 | New York, NY | Investment Adviser · Small ($100M–$1B) | $149M | 1 | 1 | 3 | 03/27/2026 | ☆ |
| 14336 | Sidoxia Capital Management, Llc CRD 145969 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $149M | 108 | 269 | 2 | 06/09/2026 | ☆ |
| 14337 | Harborfront Financial Llc CRD 331763 | Ludington, MI | Wealth Manager · Small ($100M–$1B) | $149M | 604 | 781 | 6 | 03/23/2026 | ☆ |
| 14338 | Peak American Investment Advisors, Inc. CRD 145056 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $149M | 458 | 650 | 10 | 06/23/2026 | ☆ |
| 14339 | Brookline Wealth, Llc CRD 322787 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $149M | 32 | 178 | 6 | 03/27/2026 | ☆ |
| 14340 | Vis Advisors, Lp CRD 240786 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $149M | 4 | 4 | 3 | 03/02/2026 | ☆ |
| 14341 | Preston F. Sanders, Chfc, Llc CRD 125741 | Watkinsville, GA | Wealth Manager · Small ($100M–$1B) | $149M | 410 | 699 | 3 | 03/23/2026 | ☆ |
| 14342 | Harvest Financial Partners, Llc CRD 146162 | Paoli, PA | Wealth Manager · Small ($100M–$1B) | $149M | 147 | 383 | 2 | 03/13/2026 | ☆ |
| 14343 | Compass Financial Group, Inc. CRD 130867 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $149M | 158 | 158 | 4 | 02/09/2026 | ☆ |
| 14344 | Column Park Asset Management, Lp CRD 169730 | Cocoa Beach, FL | Private Fund Manager · Small ($100M–$1B) | $149M | 6 | 6 | 4 | 03/31/2026 | ☆ |
| 14345 | Sandena, Inc. CRD 322947 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $149M | 287 | 675 | 7 | 03/03/2026 | ☆ |
| 14346 | Wagner Wealth Management, Corp. CRD 324196 | Conyngham, PA | Wealth Manager · Small ($100M–$1B) | $149M | 261 | 850 | 5 | 03/23/2026 | ☆ |
| 14347 | Peerless Wealth Llc CRD 305807 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $149M | 220 | 421 | 3 | 07/24/2026 | ☆ |
| 14348 | Quantum Financial Partners Llc CRD 138112 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $149M | 395 | 534 | 9 | 06/17/2026 | ☆ |
| 14349 | Beacon Hill Wealth Management Ltd CRD 325860 | Victoria, Bc | Wealth Manager · Small ($100M–$1B) | $149M | 180 | 258 | 6 | 03/17/2026 | ☆ |
| 14350 | Curtis Wealth Management Llc CRD 312245 | Henderson, NV | Wealth Manager · Small ($100M–$1B) | $149M | 105 | 303 | 2 | 03/23/2026 | ☆ |