Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14351 | Sonnet, Llc CRD 282882 | Spring, TX | Wealth Manager · Small ($100M–$1B) | $148M | 269 | 484 | 4 | 03/25/2026 | ☆ |
| 14352 | Accumulator Operations Llc CRD 341270 | Coral Gables, FL | Private Fund Manager · Small ($100M–$1B) | $148M | 12 | 12 | 29 | 04/01/2026 | ☆ |
| 14353 | Arborfi Advisors, Llc CRD 305009 | Ann Arbor, MI | Wealth Manager · Small ($100M–$1B) | $148M | 101 | 362 | 2 | 02/16/2026 | ☆ |
| 14354 | Prestige Wealth Management, Inc. CRD 336264 | Southlake, TX | Wealth Manager · Small ($100M–$1B) | $148M | 297 | 881 | 9 | 06/23/2026 | ☆ |
| 14355 | Dellora Investments Lp CRD 310885 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $148M | 5 | 6 | 4 | 03/26/2026 | ☆ |
| 14356 | Townsend Financial Planning, Llc CRD 141571 | Mt. Sterling, KY | Wealth Manager · Small ($100M–$1B) | $148M | 160 | 579 | 6 | 05/12/2026 | ☆ |
| 14357 | Tsai Capital Corporation CRD 137578 | Wealth Manager · Small ($100M–$1B) | $148M | 52 | 57 | 3 | 05/26/2026 | ☆ | |
| 14358 | Tax Efficient Asset Management Solution, Inc. CRD 146778 | Costa Mesa, CA | Wealth Manager · Small ($100M–$1B) | $148M | 87 | 203 | 5 | 03/31/2026 | ☆ |
| 14359 | Skyline Financial Northwest Llc CRD 146844 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $148M | 133 | 610 | 3 | 03/29/2026 | ☆ |
| 14360 | H. S. Dreher Capital Management, Llc CRD 104537 | Southern Pines, NC | Wealth Manager · Small ($100M–$1B) | $148M | 184 | 496 | 2 | 02/13/2026 | ☆ |
| 14361 | Quorus Inc. CRD 323161 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $148M | 174 | 240 | 7 | 06/09/2026 | ☆ |
| 14362 | Hundredfold Advisors, Llc CRD 131854 | Virginia Beach, VA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $148M | 1 | 1 | 2 | 03/19/2026 | ☆ |
| 14363 | Stavis Wealth Transfer Solutions, Llc CRD 328185 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $148M | 21 | 39 | 6 | 03/23/2026 | ☆ |
| 14364 | Mueller Wealth, Llc CRD 306943 | Mishicot, WI | Insurance-Affiliated · Small ($100M–$1B) | $148M | 395 | 936 | 5 | 02/06/2026 | ☆ |
| 14365 | Nich Capital Partners, Inc. CRD 159260 | Wealth Manager · Small ($100M–$1B) | $148M | 69 | 109 | 2 | 06/04/2026 | ☆ | |
| 14366 | Broadwing Capital Advisors, Inc. CRD 127513 | Larkspur, CA | Wealth Manager · Small ($100M–$1B) | $148M | 63 | 66 | 2 | 02/03/2026 | ☆ |
| 14367 | Axia Wealth Management Inc CRD 155890 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $148M | 163 | 484 | 3 | 07/14/2026 | ☆ |
| 14368 | Mission Hill Advisors, Llc CRD 171866 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $148M | 24 | 119 | 1 | 02/27/2026 | ☆ |
| 14369 | Total Wealth Solutions, Inc. CRD 327794 | Los Altos, CA | Wealth Manager · Small ($100M–$1B) | $148M | 82 | 155 | 2 | 05/05/2026 | ☆ |
| 14370 | Barrett Wealth Connection Llc CRD 161020 | Spring Grove, IL | Wealth Manager · Small ($100M–$1B) | $148M | 177 | 419 | 2 | 02/06/2026 | ☆ |
| 14371 | Paller Financial Services, Inc. CRD 161531 | Centennial, CO | Wealth Manager · Small ($100M–$1B) | $148M | 161 | 453 | 6 | 02/03/2026 | ☆ |
| 14372 | Geovest Advisors Inc CRD 105906 | Fairport, NY | Wealth Manager · Small ($100M–$1B) | $148M | 150 | 244 | 6 | 02/27/2026 | ☆ |
| 14373 | Perkins Capital Management Inc CRD 105028 | Wayzata, MN | Wealth Manager · Small ($100M–$1B) | $148M | 133 | 138 | 9 | 07/24/2026 | ☆ |
| 14374 | Bulwark Capital Corporation CRD 139266 | Wealth Manager · Small ($100M–$1B) | $148M | 71 | 201 | 2 | 02/09/2026 | ☆ | |
| 14375 | Fairfax Global Investment Management Llc CRD 314171 | Investment Adviser · Small ($100M–$1B) | $148M | 277 | 277 | 7 | 07/31/2026 | ☆ | |
| 14376 | Catchment Capital, L.P. CRD 335631 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $148M | 3 | 3 | 8 | 01/15/2026 | ☆ |
| 14377 | Tuve Investment Management, Inc. CRD 226702 | Waterloo, IA | Wealth Manager · Small ($100M–$1B) | $148M | 523 | 1,372 | 6 | 04/20/2026 | ☆ |
| 14378 | Flyover Capital Partners, Llc CRD 173709 | Kansas City, MO | Private Fund Manager · Small ($100M–$1B) | $148M | 7 | 7 | 8 | 06/10/2026 | ☆ |
| 14379 | Financial Avenues Llc CRD 153458 | Wealth Manager · Small ($100M–$1B) | $148M | 97 | 409 | 4 | 03/31/2026 | ☆ | |
| 14380 | Awh Capital, L.P. CRD 146740 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $148M | 1 | 1 | 3 | 03/31/2026 | ☆ |
| 14381 | Plan2 Thrive Financial, Llc CRD 317005 | Eldridge, IA | Wealth Manager · Small ($100M–$1B) | $148M | 245 | 766 | 4 | 02/17/2026 | ☆ |
| 14382 | Stembrook Asset Management, Llc CRD 144116 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $148M | 37 | 153 | 2 | 03/31/2026 | ☆ |
| 14383 | Renaissance Holdings, Llc CRD 175254 | Ridgeland, MS | Wealth Manager · Small ($100M–$1B) | $147M | 343 | 343 | 3 | 07/30/2026 | ☆ |
| 14384 | Chung Wu Investment Group, Llc CRD 170362 | Sugar Land, TX | Wealth Manager · Small ($100M–$1B) | $147M | 127 | 215 | 2 | 04/10/2026 | ☆ |
| 14385 | Peachcap Tax & Advisory, Llc CRD 158729 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $147M | 248 | 598 | 4 | 02/17/2026 | ☆ |
| 14386 | Edmp, Inc. CRD 110248 | Lutz, FL | Wealth Manager · Small ($100M–$1B) | $147M | 115 | 183 | 3 | 03/05/2026 | ☆ |
| 14387 | Blue Bear Financial, Llc CRD 331226 | Wealth Manager · Small ($100M–$1B) | $147M | 163 | 554 | 6 | 06/10/2026 | ☆ | |
| 14388 | Fit Asset Management, Llc CRD 281494 | Centennial, CO | Wealth Manager · Small ($100M–$1B) | $147M | 214 | 635 | 3 | 03/23/2026 | ☆ |
| 14389 | Outlook Capital Management, Llc CRD 132339 | Arlington Heights, IL | Wealth Manager · Small ($100M–$1B) | $147M | 90 | 169 | 2 | 03/16/2026 | ☆ |
| 14390 | Chelsea Advisory Services, Inc CRD 150791 | Staten Island, NY | Wealth Manager · Small ($100M–$1B) | $147M | 552 | 547 | 30 | 07/16/2026 | ☆ |
| 14391 | Rabe Investment Consulting Group CRD 316029 | Richfield, OH | Wealth Manager · Small ($100M–$1B) | $147M | 142 | 376 | 3 | 06/03/2026 | ☆ |
| 14392 | Horizon Wealth Investment Solutions Llc CRD 333752 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $147M | 163 | 485 | 7 | 07/27/2026 | ☆ |
| 14393 | Cross Border Financial Planning Usa Llc CRD 317154 | Philadelphia, PA | Wealth Manager · Small ($100M–$1B) | $147M | 166 | 407 | 3 | 03/13/2026 | ☆ |
| 14394 | Burgess Investment Group, Llc CRD 318698 | Greenville, SC | Insurance-Affiliated · Small ($100M–$1B) | $147M | 864 | 864 | 25 | 07/28/2026 | ☆ |
| 14395 | Wealthpoint Financial Llc CRD 332312 | Cramerton, NC | Wealth Manager · Small ($100M–$1B) | $147M | 380 | 979 | 7 | 03/31/2026 | ☆ |
| 14396 | Spark Financial Advisors, Llc CRD 296914 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $147M | 164 | 624 | 7 | 03/17/2026 | ☆ |
| 14397 | Cross Shore Capital Management, Llc CRD 136650 | Great Neck, NY | Private Fund Manager · Small ($100M–$1B) | $147M | 6 | 6 | 5 | 03/23/2026 | ☆ |
| 14398 | Elite Life Management Llc CRD 310917 | Erie, PA | Wealth Manager · Small ($100M–$1B) | $147M | 91 | 279 | 4 | 11/12/2025 | ☆ |
| 14399 | Entelevest, Llc CRD 318115 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $147M | 162 | 280 | 3 | 03/06/2026 | ☆ |
| 14400 | Global Wealth Strategies Llc CRD 127059 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $147M | 35 | 35 | 1 | 04/06/2026 | ☆ |