Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14401 | Sandena, Inc. CRD 322947 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $149M | 287 | 675 | 7 | 03/03/2026 | ☆ |
| 14402 | Wagner Wealth Management, Corp. CRD 324196 | Conyngham, PA | Wealth Manager · Small ($100M–$1B) | $149M | 261 | 850 | 5 | 03/23/2026 | ☆ |
| 14403 | Peerless Wealth Llc CRD 305807 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $149M | 220 | 421 | 4 | 08/20/2026 | ☆ |
| 14404 | Quantum Financial Partners Llc CRD 138112 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $149M | 395 | 534 | 9 | 09/04/2026 | ☆ |
| 14405 | Beacon Hill Wealth Management Ltd CRD 325860 | Victoria, Bc | Wealth Manager · Small ($100M–$1B) | $149M | 180 | 258 | 6 | 09/17/2026 | ☆ |
| 14406 | Curtis Wealth Management Llc CRD 312245 | Henderson, NV | Wealth Manager · Small ($100M–$1B) | $149M | 105 | 303 | 2 | 03/23/2026 | ☆ |
| 14407 | Sonnet, Llc CRD 282882 | Spring, TX | Wealth Manager · Small ($100M–$1B) | $148M | 269 | 484 | 4 | 03/25/2026 | ☆ |
| 14408 | Accumulator Operations Llc CRD 341270 | Coral Gables, FL | Private Fund Manager · Small ($100M–$1B) | $148M | 12 | 12 | 29 | 04/01/2026 | ☆ |
| 14409 | Arborfi Advisors, Llc CRD 305009 | Ann Arbor, MI | Wealth Manager · Small ($100M–$1B) | $148M | 101 | 362 | 2 | 02/16/2026 | ☆ |
| 14410 | Prestige Wealth Management, Inc. CRD 336264 | Southlake, TX | Wealth Manager · Small ($100M–$1B) | $148M | 297 | 881 | 9 | 06/23/2026 | ☆ |
| 14411 | Dellora Investments Lp CRD 310885 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $148M | 5 | 6 | 4 | 09/15/2026 | ☆ |
| 14412 | Townsend Financial Planning, Llc CRD 141571 | Mt. Sterling, KY | Wealth Manager · Small ($100M–$1B) | $148M | 160 | 579 | 6 | 05/12/2026 | ☆ |
| 14413 | Tsai Capital Corporation CRD 137578 | Wealth Manager · Small ($100M–$1B) | $148M | 52 | 57 | 3 | 05/26/2026 | ☆ | |
| 14414 | Tax Efficient Asset Management Solution, Inc. CRD 146778 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $148M | 87 | 203 | 5 | 09/18/2026 | ☆ |
| 14415 | Skyline Financial Northwest Llc CRD 146844 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $148M | 133 | 610 | 3 | 03/29/2026 | ☆ |
| 14416 | H. S. Dreher Capital Management, Llc CRD 104537 | Southern Pines, NC | Wealth Manager · Small ($100M–$1B) | $148M | 184 | 496 | 2 | 02/13/2026 | ☆ |
| 14417 | Quorus Inc. CRD 323161 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $148M | 174 | 240 | 7 | 06/09/2026 | ☆ |
| 14418 | Hundredfold Advisors, Llc CRD 131854 | Virginia Beach, VA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $148M | 1 | 1 | 2 | 03/19/2026 | ☆ |
| 14419 | Stavis Wealth Transfer Solutions, Llc CRD 328185 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $148M | 21 | 39 | 6 | 03/23/2026 | ☆ |
| 14420 | Mueller Wealth, Llc CRD 306943 | Mishicot, WI | Insurance-Affiliated · Small ($100M–$1B) | $148M | 395 | 936 | 5 | 08/28/2026 | ☆ |
| 14421 | Nich Capital Partners, Inc. CRD 159260 | Wealth Manager · Small ($100M–$1B) | $148M | 69 | 109 | 2 | 06/04/2026 | ☆ | |
| 14422 | Broadwing Capital Advisors, Inc. CRD 127513 | Larkspur, CA | Wealth Manager · Small ($100M–$1B) | $148M | 63 | 66 | 2 | 02/03/2026 | ☆ |
| 14423 | Axia Wealth Management Inc CRD 155890 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $148M | 163 | 484 | 3 | 07/14/2026 | ☆ |
| 14424 | Mission Hill Advisors, Llc CRD 171866 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $148M | 24 | 119 | 1 | 02/27/2026 | ☆ |
| 14425 | Total Wealth Solutions, Inc. CRD 327794 | Los Altos, CA | Wealth Manager · Small ($100M–$1B) | $148M | 82 | 155 | 2 | 05/05/2026 | ☆ |
| 14426 | Barrett Wealth Connection Llc CRD 161020 | Spring Grove, IL | Wealth Manager · Small ($100M–$1B) | $148M | 177 | 419 | 2 | 02/06/2026 | ☆ |
| 14427 | Paller Financial Services, Inc. CRD 161531 | Centennial, CO | Wealth Manager · Small ($100M–$1B) | $148M | 161 | 453 | 6 | 02/03/2026 | ☆ |
| 14428 | Geovest Advisors Inc CRD 105906 | Fairport, NY | Wealth Manager · Small ($100M–$1B) | $148M | 150 | 244 | 6 | 02/27/2026 | ☆ |
| 14429 | Perkins Capital Management Inc CRD 105028 | Wayzata, MN | Wealth Manager · Small ($100M–$1B) | $148M | 133 | 138 | 9 | 07/24/2026 | ☆ |
| 14430 | Bulwark Capital Corporation CRD 139266 | Wealth Manager · Small ($100M–$1B) | $148M | 71 | 201 | 2 | 02/09/2026 | ☆ | |
| 14431 | Fairfax Global Investment Management Llc CRD 314171 | Investment Adviser · Small ($100M–$1B) | $148M | 277 | 277 | 7 | 08/25/2026 | ☆ | |
| 14432 | Catchment Capital, L.P. CRD 335631 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $148M | 3 | 3 | 8 | 08/25/2026 | ☆ |
| 14433 | Tuve Investment Management, Inc. CRD 226702 | Waterloo, IA | Wealth Manager · Small ($100M–$1B) | $148M | 523 | 1,372 | 6 | 04/20/2026 | ☆ |
| 14434 | Flyover Capital Partners, Llc CRD 173709 | Kansas City, MO | Private Fund Manager · Small ($100M–$1B) | $148M | 7 | 7 | 8 | 09/03/2026 | ☆ |
| 14435 | Financial Avenues Llc CRD 153458 | Wealth Manager · Small ($100M–$1B) | $148M | 97 | 409 | 4 | 03/31/2026 | ☆ | |
| 14436 | Awh Capital, L.P. CRD 146740 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $148M | 1 | 1 | 3 | 03/31/2026 | ☆ |
| 14437 | Plan2 Thrive Financial, Llc CRD 317005 | Eldridge, IA | Wealth Manager · Small ($100M–$1B) | $148M | 245 | 766 | 4 | 02/17/2026 | ☆ |
| 14438 | Stembrook Asset Management, Llc CRD 144116 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $148M | 37 | 153 | 2 | 03/31/2026 | ☆ |
| 14439 | Renaissance Holdings, Llc CRD 175254 | Ridgeland, MS | Wealth Manager · Small ($100M–$1B) | $147M | 343 | 343 | 3 | 07/30/2026 | ☆ |
| 14440 | Chung Wu Investment Group, Llc CRD 170362 | Sugar Land, TX | Wealth Manager · Small ($100M–$1B) | $147M | 127 | 215 | 2 | 04/10/2026 | ☆ |
| 14441 | Peachcap Tax & Advisory, Llc CRD 158729 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $147M | 248 | 598 | 4 | 02/17/2026 | ☆ |
| 14442 | Edmp, Inc. CRD 110248 | Lutz, FL | Wealth Manager · Small ($100M–$1B) | $147M | 115 | 183 | 3 | 03/05/2026 | ☆ |
| 14443 | Blue Bear Financial, Llc CRD 331226 | Wealth Manager · Small ($100M–$1B) | $147M | 163 | 554 | 6 | 09/23/2026 | ☆ | |
| 14444 | Fit Asset Management, Llc CRD 281494 | Centennial, CO | Wealth Manager · Small ($100M–$1B) | $147M | 214 | 635 | 3 | 03/23/2026 | ☆ |
| 14445 | Outlook Capital Management, Llc CRD 132339 | Arlington Heights, IL | Wealth Manager · Small ($100M–$1B) | $147M | 90 | 169 | 2 | 03/16/2026 | ☆ |
| 14446 | Chelsea Advisory Services, Inc CRD 150791 | Staten Island, NY | Wealth Manager · Small ($100M–$1B) | $147M | 552 | 547 | 30 | 08/18/2026 | ☆ |
| 14447 | Rabe Investment Consulting Group CRD 316029 | Richfield, OH | Wealth Manager · Small ($100M–$1B) | $147M | 142 | 376 | 3 | 09/24/2026 | ☆ |
| 14448 | Horizon Wealth Investment Solutions Llc CRD 333752 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $147M | 163 | 485 | 7 | 07/27/2026 | ☆ |
| 14449 | Cross Border Financial Planning Usa Llc CRD 317154 | Philadelphia, PA | Wealth Manager · Small ($100M–$1B) | $147M | 166 | 407 | 3 | 09/14/2026 | ☆ |
| 14450 | Burgess Investment Group, Llc CRD 318698 | Greenville, SC | Insurance-Affiliated · Small ($100M–$1B) | $147M | 864 | 864 | 26 | 09/14/2026 | ☆ |