Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14451 | Wealthpoint Financial Llc CRD 332312 | Cramerton, NC | Wealth Manager · Small ($100M–$1B) | $147M | 380 | 979 | 7 | 03/31/2026 | ☆ |
| 14452 | Spark Financial Advisors, Llc CRD 296914 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $147M | 164 | 624 | 7 | 03/17/2026 | ☆ |
| 14453 | Cross Shore Capital Management, Llc CRD 136650 | Great Neck, NY | Private Fund Manager · Small ($100M–$1B) | $147M | 6 | 6 | 5 | 03/23/2026 | ☆ |
| 14454 | Elite Life Management Llc CRD 310917 | Erie, PA | Wealth Manager · Small ($100M–$1B) | $147M | 91 | 279 | 4 | 11/12/2025 | ☆ |
| 14455 | Entelevest, Llc CRD 318115 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $147M | 162 | 280 | 3 | 03/06/2026 | ☆ |
| 14456 | Global Wealth Strategies Llc CRD 127059 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $147M | 35 | 35 | 1 | 04/06/2026 | ☆ |
| 14457 | N CRD 342436 | Investment Adviser · Small ($100M–$1B) | $147M | 5 | 5 | 1 | 06/02/2026 | ☆ | |
| 14458 | The Wealth Advisory Team, Llc CRD 124957 | Bellevue, KY | Wealth Manager · Small ($100M–$1B) | $147M | 170 | 533 | 6 | 02/02/2026 | ☆ |
| 14459 | Heritage Capital, Llc CRD 127650 | Woodbridge, CT | Wealth Manager · Small ($100M–$1B) | $147M | 146 | 137 | 3 | 03/06/2026 | ☆ |
| 14460 | Koon Financial Planning & Consulting, Llc CRD 126051 | Greenwood, IN | Wealth Manager · Small ($100M–$1B) | $147M | 163 | 163 | 2 | 03/10/2026 | ☆ |
| 14461 | Proficient Wealth Counselors, Llc CRD 152640 | Norwood, MA | Wealth Manager · Small ($100M–$1B) | $147M | 189 | 614 | 1 | 03/23/2026 | ☆ |
| 14462 | Bwa, Llc CRD 154878 | San Mateo, CA | Wealth Manager · Small ($100M–$1B) | $147M | 60 | 230 | 1 | 01/28/2026 | ☆ |
| 14463 | Clf Asset Management, Inc. CRD 284060 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $147M | 386 | 1,160 | 5 | 03/02/2026 | ☆ |
| 14464 | Hobbs Wealth Management, Llc CRD 325374 | Zionsville, IN | Wealth Manager · Small ($100M–$1B) | $147M | 194 | 631 | 6 | 03/04/2026 | ☆ |
| 14465 | Artience Capital Management, Llc CRD 150762 | Wealth Manager · Small ($100M–$1B) | $147M | 34 | 118 | 1 | 03/26/2026 | ☆ | |
| 14466 | Money Managers, Inc. CRD 104529 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $147M | 365 | 602 | 5 | 04/06/2026 | ☆ |
| 14467 | Larsen, Glen Allen CRD 118496 | Salt Lake City, UT | Insurance-Affiliated · Small ($100M–$1B) | $147M | 79 | 193 | 1 | 03/30/2026 | ☆ |
| 14468 | Wealthgen Advisors, Llc CRD 306196 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $147M | 106 | 621 | 2 | 08/30/2026 | ☆ |
| 14469 | Stone Steps Financial, Llc CRD 175289 | Encinitas, CA | Wealth Manager · Small ($100M–$1B) | $147M | 138 | 613 | 6 | 03/24/2026 | ☆ |
| 14470 | N CRD 286125 | Wealth Manager · Small ($100M–$1B) | $147M | 21 | 21 | 1 | 02/23/2025 | ☆ | |
| 14471 | Lucien Stirling & Gray Advisory Group Inc CRD 112641 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $147M | 147 | 574 | 5 | 03/11/2026 | ☆ |
| 14472 | Fp Strategies Llc CRD 337701 | San Juan, PR | Mutual Fund / Asset Manager · Small ($100M–$1B) | $147M | 1 | 1 | 8 | 06/15/2026 | ☆ |
| 14473 | Moelis Capital Partners Llc CRD 154219 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $147M | 7 | 7 | 1 | 06/11/2026 | ☆ |
| 14474 | Pinnacle Strategic Wealth Management, Llc. CRD 155652 | King Of Prussia, PA | Insurance-Affiliated · Small ($100M–$1B) | $146M | 501 | 501 | 2 | 01/05/2026 | ☆ |
| 14475 | Mfg Investments, Llc CRD 125122 | Medford, NJ | Wealth Manager · Small ($100M–$1B) | $146M | 344 | 515 | 5 | 04/21/2026 | ☆ |
| 14476 | Paramount Associates Wealth Management, Llc CRD 288537 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $146M | 193 | 518 | 3 | 03/31/2026 | ☆ |
| 14477 | Ulta Wealth Management, Llc CRD 310879 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $146M | 27 | 31 | 1 | 02/09/2026 | ☆ |
| 14478 | J. Mark Nickell & Co. CRD 111635 | Brentwood, TN | Wealth Manager · Small ($100M–$1B) | $146M | 49 | 174 | 3 | 03/18/2026 | ☆ |
| 14479 | The Wealth Advantage Group, Inc. CRD 122231 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $146M | 135 | 516 | 3 | 03/05/2026 | ☆ |
| 14480 | Fort Advisors Inc CRD 299243 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $146M | 414 | 713 | 3 | 03/28/2026 | ☆ |
| 14481 | Bird Rock Asset Management, Lp. CRD 138872 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $146M | 211 | 425 | 6 | 03/26/2026 | ☆ |
| 14482 | Essex Ridge Capital Group, Llc CRD 145795 | St. Louis, MO | Multi-Family Office · Small ($100M–$1B) | $146M | 7 | 51 | 2 | 02/11/2026 | ☆ |
| 14483 | Wellington Altus Usa Inc. CRD 297314 | Winnipeg, Manitoba | Wealth Manager · Small ($100M–$1B) | $146M | 233 | 265 | 59 | 06/29/2026 | ☆ |
| 14484 | Cura & Senectus Investment Ag CRD 294103 | Vaduz, Vaduz | Private Fund Manager · Small ($100M–$1B) | $146M | 15 | 20 | 8 | 02/18/2026 | ☆ |
| 14485 | West Tower Group, Llc CRD 323520 | Richmond, VA | Private Fund Manager · Small ($100M–$1B) | $146M | 4 | 4 | 8 | 09/23/2026 | ☆ |
| 14486 | Guncheon Financial Llc CRD 277091 | Dubuque, IA | Wealth Manager · Small ($100M–$1B) | $146M | 1,258 | 1,878 | 4 | 07/14/2026 | ☆ |
| 14487 | Kruse Asset Management, Llc CRD 143204 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $146M | 189 | 519 | 2 | 03/26/2026 | ☆ |
| 14488 | Westbound Equity Management, Llc CRD 306955 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $146M | 5 | 5 | 5 | 01/23/2026 | ☆ |
| 14489 | Fmb Retirement Services CRD 164571 | Westlake Village, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $146M | 45 | 85 | 12 | 03/05/2026 | ☆ |
| 14490 | Jefferson Bridge Capital, Llc CRD 325636 | Nashville, TN | Endowment & Foundation Advisor · Small ($100M–$1B) | $146M | 27 | 42 | 3 | 01/28/2026 | ☆ |
| 14491 | N CRD 104890 | Wealth Manager · Small ($100M–$1B) | $146M | 229 | 329 | 2 | 06/09/2025 | ☆ | |
| 14492 | Manna Wealth Management Inc. CRD 332313 | Miami Beach, FL | Wealth Manager · Small ($100M–$1B) | $146M | 614 | 615 | 2 | 03/25/2026 | ☆ |
| 14493 | Peterson Investment Management Inc CRD 105634 | Wealth Manager · Small ($100M–$1B) | $146M | 70 | 162 | 2 | 09/03/2026 | ☆ | |
| 14494 | N CRD 134667 | Wealth Manager · Small ($100M–$1B) | $146M | 146 | 466 | 1 | 01/16/2025 | ☆ | |
| 14495 | Ankerstar Wealth, Llc CRD 170819 | Leander, TX | Wealth Manager · Small ($100M–$1B) | $146M | 310 | 881 | 8 | 08/31/2026 | ☆ |
| 14496 | Core Alpha, Inc. CRD 119635 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $146M | 321 | 858 | 3 | 03/24/2026 | ☆ |
| 14497 | Campbell Asset Management, Llc CRD 125052 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $146M | 171 | 416 | 4 | 08/04/2026 | ☆ |
| 14498 | Millennial Wealth Advisors, Llc CRD 174201 | Investment Adviser · Small ($100M–$1B) | $146M | 45 | 49 | 2 | 04/16/2026 | ☆ | |
| 14499 | Mfg Wealth Management, Inc. CRD 125963 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $146M | 327 | 909 | 4 | 08/21/2026 | ☆ |
| 14500 | Ardenwood Advisors, Llc CRD 337412 | Wealth Manager · Small ($100M–$1B) | $146M | 12 | 30 | 3 | 07/10/2026 | ☆ |