Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14451 | Ki Capital Wealth Management Us Llc CRD 317738 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $146M | 101 | 101 | 5 | 07/14/2026 | ☆ |
| 14452 | Scalebuilder, Llc CRD 313276 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $146M | 3 | 3 | 4 | 03/30/2026 | ☆ |
| 14453 | Bluewater Wealth Advisors, Llc CRD 330078 | Vestavia Hills, AL | Wealth Manager · Small ($100M–$1B) | $146M | 27 | 90 | 3 | 03/23/2026 | ☆ |
| 14454 | N CRD 126238 | Wealth Manager · Small ($100M–$1B) | $146M | 39 | 162 | 1 | 01/08/2025 | ☆ | |
| 14455 | Blueprint Wealth Management, Llc CRD 169997 | The Villages, FL | Wealth Manager · Small ($100M–$1B) | $146M | 1,282 | 2,877 | 19 | 07/24/2026 | ☆ |
| 14456 | Summit Hill Wealth Management, Llc CRD 296740 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $146M | 62 | 204 | 4 | 02/04/2026 | ☆ |
| 14457 | Cornerstone Wealth Advisors, Inc. CRD 309544 | Carlsbad, CA | Insurance-Affiliated · Small ($100M–$1B) | $146M | 157 | 425 | 4 | 02/13/2026 | ☆ |
| 14458 | N CRD 283176 | Private Fund Manager · Small ($100M–$1B) | $146M | 1 | 1 | 1 | 03/31/2026 | ☆ | |
| 14459 | Somerset Group Llc CRD 160282 | Wayzata, MN | Wealth Manager · Small ($100M–$1B) | $146M | 58 | 161 | 3 | 03/19/2026 | ☆ |
| 14460 | The Sher Wealth Management Group, Inc. CRD 172369 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $146M | 56 | 146 | 2 | 01/15/2026 | ☆ |
| 14461 | Owlhouse Capital Lp CRD 328210 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $146M | 2 | 2 | 2 | 03/31/2026 | ☆ |
| 14462 | October Effect Ltd. CRD 281369 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $146M | 597 | 597 | 4 | 06/25/2026 | ☆ |
| 14463 | N CRD 306298 | Wealth Manager · Small ($100M–$1B) | $146M | 318 | 576 | 10 | 03/14/2025 | ☆ | |
| 14464 | Ascendor Wealth, Llc CRD 148969 | Wilmington, NC | Insurance-Affiliated · Small ($100M–$1B) | $146M | 140 | 402 | 6 | 07/03/2026 | ☆ |
| 14465 | Chapman & Chapman Advisors Llc CRD 122655 | Chagrin Falls, OH | Wealth Manager · Small ($100M–$1B) | $146M | 270 | 473 | 3 | 03/13/2026 | ☆ |
| 14466 | Humble Capital Management Llc CRD 158115 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $146M | 46 | 81 | 2 | 02/26/2026 | ☆ |
| 14467 | The Musuneggi Financial Group, Llc CRD 334574 | Canonsburg, PA | Wealth Manager · Small ($100M–$1B) | $146M | 795 | 795 | 4 | 08/12/2026 | ☆ |
| 14468 | Spyrnal Wealth Management, Llc CRD 299957 | Bokeelia, FL | Wealth Manager · Small ($100M–$1B) | $146M | 387 | 390 | 4 | 03/20/2026 | ☆ |
| 14469 | N CRD 131216 | Wealth Manager · Small ($100M–$1B) | $145M | 79 | 189 | 2 | 03/06/2026 | ☆ | |
| 14470 | The Practical Planner, Llc CRD 130601 | Groton, MA | Wealth Manager · Small ($100M–$1B) | $145M | 66 | 66 | 2 | 02/26/2026 | ☆ |
| 14471 | Gullane Capital, Llc CRD 313464 | Jacksonville, FL | Private Fund Manager · Small ($100M–$1B) | $145M | 13 | 13 | 2 | 05/05/2026 | ☆ |
| 14472 | Capital Management Services, Inc. CRD 118260 | Manchester, MO | Wealth Manager · Small ($100M–$1B) | $145M | 242 | 242 | 6 | 03/19/2026 | ☆ |
| 14473 | Blue Wealth Inc. CRD 330324 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $145M | 324 | 908 | 11 | 02/26/2026 | ☆ |
| 14474 | Stapp Wealth Management, Pllc CRD 116553 | Olympia, WA | Wealth Manager · Small ($100M–$1B) | $145M | 215 | 215 | 3 | 06/04/2026 | ☆ |
| 14475 | Daniel Krug & Associates, Inc. CRD 298532 | Clarkston, MI | Insurance-Affiliated · Small ($100M–$1B) | $145M | 192 | 1,128 | 7 | 03/25/2026 | ☆ |
| 14476 | Gci Financial Group, Inc. CRD 124193 | Mendham, NJ | Wealth Manager · Small ($100M–$1B) | $145M | 140 | 463 | 3 | 06/16/2026 | ☆ |
| 14477 | Igw Advisory Investment Management Llc CRD 333479 | Wealth Manager · Small ($100M–$1B) | $145M | 32 | 32 | 5 | 04/14/2026 | ☆ | |
| 14478 | Bfi Wealth Solutions, Llc CRD 319185 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $145M | 230 | 550 | 1 | 03/25/2026 | ☆ |
| 14479 | Concord Atlantic, Inc. CRD 121820 | Wealth Manager · Small ($100M–$1B) | $145M | 50 | 50 | 1 | 03/16/2026 | ☆ | |
| 14480 | South Cove Financial, Llc CRD 284554 | Wealth Manager · Small ($100M–$1B) | $145M | 237 | 378 | 3 | 12/03/2025 | ☆ | |
| 14481 | N CRD 118200 | Wealth Manager · Small ($100M–$1B) | $145M | 72 | 196 | 2 | 03/20/2026 | ☆ | |
| 14482 | Winnacle Wealth, Llc CRD 317181 | Waco, TX | Wealth Manager · Small ($100M–$1B) | $145M | 385 | 1,264 | 6 | 05/27/2026 | ☆ |
| 14483 | Sierra Financial Advisory Incorporated CRD 130934 | Insurance-Affiliated · Small ($100M–$1B) | $145M | 173 | 457 | 2 | 03/03/2026 | ☆ | |
| 14484 | Twin Cities Retirement Group, Llc CRD 154974 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $145M | 84 | 234 | 3 | 04/20/2026 | ☆ |
| 14485 | Rho Acceleration, Llc CRD 313160 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $145M | 6 | 6 | 3 | 04/17/2026 | ☆ |
| 14486 | Davis, Davis And Conover Wealth Management, Llc CRD 286575 | Nashville, TN | Insurance-Affiliated · Small ($100M–$1B) | $145M | 186 | 596 | 3 | 03/20/2026 | ☆ |
| 14487 | Collaborative Fund Advisors, Llc CRD 327121 | Reno, NV | Mutual Fund / Asset Manager · Small ($100M–$1B) | $145M | 3 | 3 | 11 | 02/13/2026 | ☆ |
| 14488 | Vision Capital Management Corporation CRD 118363 | Wealth Manager · Small ($100M–$1B) | $145M | 59 | 160 | 5 | 03/31/2026 | ☆ | |
| 14489 | Betro Mileszko & Company, Llc CRD 145184 | Foxboro, MA | Wealth Manager · Small ($100M–$1B) | $145M | 118 | 319 | 2 | 03/26/2026 | ☆ |
| 14490 | Wulff, Hansen & Co. CRD 908 | San Rafael, CA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $145M | 141 | 143 | 9 | 07/10/2026 | ☆ |
| 14491 | Bluestone Investment Manager, Llc CRD 296820 | Mclean, VA | Private Fund Manager · Small ($100M–$1B) | $145M | 3 | 3 | 11 | 03/19/2026 | ☆ |
| 14492 | Monetta Financial Services Inc CRD 105367 | Wheaton, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $145M | 2 | 2 | 3 | 03/31/2026 | ☆ |
| 14493 | Landon Capital Partners, Llc CRD 292398 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $145M | 14 | 14 | 5 | 03/31/2026 | ☆ |
| 14494 | Trailwise Financial Partners, Llc CRD 323530 | Golden, CO | Wealth Manager · Small ($100M–$1B) | $145M | 203 | 666 | 4 | 04/01/2026 | ☆ |
| 14495 | Bts Asset Management Inc CRD 105215 | Lincoln, MA | Wealth Manager · Small ($100M–$1B) | $145M | 448 | 448 | 13 | 03/31/2026 | ☆ |
| 14496 | Csl Capital Management, L.P. CRD 158340 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $145M | 7 | 7 | 8 | 03/27/2026 | ☆ |
| 14497 | Wagner Financial, Llc CRD 318448 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $145M | 203 | 397 | 5 | 03/10/2026 | ☆ |
| 14498 | Knox Avenue Financial Corp. CRD 289094 | St. Paul, MN | Insurance-Affiliated · Small ($100M–$1B) | $145M | 227 | 758 | 1 | 07/28/2026 | ☆ |
| 14499 | Ean Equity Financial Services Llc CRD 117064 | Wealth Manager · Small ($100M–$1B) | $145M | 64 | 154 | 1 | 03/25/2026 | ☆ | |
| 14500 | Egsi Investment Management, Inc. CRD 171488 | Dublin, OH | Insurance-Affiliated · Small ($100M–$1B) | $145M | 278 | 798 | 4 | 07/30/2026 | ☆ |