Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14501 | N CRD 163264 | Private Fund Manager · Small ($100M–$1B) | $145M | 1 | 1 | 6 | 03/31/2025 | ☆ | |
| 14502 | Davis Financial Management, Inc. CRD 143410 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $145M | 78 | 234 | 1 | 03/26/2026 | ☆ |
| 14503 | Sterling Financial Advisors, Llc CRD 107783 | Wealth Manager · Small ($100M–$1B) | $145M | 143 | 321 | 4 | 03/28/2026 | ☆ | |
| 14504 | Scenic Management Llc CRD 315808 | San Francisco, CA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $145M | 6 | 6 | 4 | 07/30/2026 | ☆ |
| 14505 | Columbus Street Wealth Management, Llc CRD 301788 | Wealth Manager · Small ($100M–$1B) | $145M | 82 | 391 | 1 | 07/27/2026 | ☆ | |
| 14506 | A.G.P. Asset Management Llc CRD 339720 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $144M | 2 | 2 | 2 | 02/19/2026 | ☆ |
| 14507 | N CRD 315803 | Private Fund Manager · Small ($100M–$1B) | $144M | 4 | 4 | 5 | 03/12/2025 | ☆ | |
| 14508 | Renaissance Capital Llc CRD 109945 | Stamford, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $144M | 84 | 2 | 17 | 03/19/2026 | ☆ |
| 14509 | Glover Park Wealth Management, Llc CRD 309793 | Arlington, VA | Insurance-Affiliated · Small ($100M–$1B) | $144M | 190 | 335 | 2 | 06/09/2026 | ☆ |
| 14510 | Blue Anchor Wealth Advisors, Llc CRD 307522 | Ketchikan, AK | Wealth Manager · Small ($100M–$1B) | $144M | 300 | 302 | 6 | 07/08/2026 | ☆ |
| 14511 | Asset Management Consulting Services, Inc. CRD 128793 | Livingston, NJ | Private Fund Manager · Small ($100M–$1B) | $144M | 11 | 36 | 2 | 03/27/2026 | ☆ |
| 14512 | Totem Point Management, Llc CRD 169824 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $144M | 6 | 6 | 4 | 04/29/2026 | ☆ |
| 14513 | Burgess Investment Management And Research Inc. CRD 297648 | Toronto, Ontario | Wealth Manager · Small ($100M–$1B) | $144M | 98 | 411 | 3 | 03/30/2026 | ☆ |
| 14514 | Bona Fide Wealth, Llc CRD 330982 | Wealth Manager · Small ($100M–$1B) | $144M | 55 | 207 | 2 | 03/27/2026 | ☆ | |
| 14515 | Aviator Financial Consulting Llc CRD 307799 | Montgomery, TX | Wealth Manager · Small ($100M–$1B) | $144M | 160 | 160 | 4 | 03/10/2026 | ☆ |
| 14516 | Shelter Wealth Strategies, Llc CRD 170655 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $144M | 38 | 38 | 9 | 06/10/2026 | ☆ |
| 14517 | Summa Global Advisors, Llc CRD 148713 | Clackamas, OR | Wealth Manager · Small ($100M–$1B) | $144M | 125 | 352 | 2 | 06/17/2026 | ☆ |
| 14518 | Van Diest Capital, Llc CRD 334743 | Polk City, IA | Wealth Manager · Small ($100M–$1B) | $144M | 467 | 985 | 8 | 08/03/2026 | ☆ |
| 14519 | Private Lane Capital, Llc CRD 124999 | Multi-Family Office · Small ($100M–$1B) | $144M | 11 | 12 | 1 | 06/01/2026 | ☆ | |
| 14520 | James I. Black & Company CRD 1249 | Lakeland, FL | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $144M | 130 | 130 | 10 | 02/06/2026 | ☆ |
| 14521 | Tactivest, Llc CRD 173309 | Wealth Manager · Small ($100M–$1B) | $144M | 212 | 630 | 2 | 03/10/2026 | ☆ | |
| 14522 | Pmg Family Office, Llc CRD 312154 | Plano, TX | Multi-Family Office · Small ($100M–$1B) | $144M | 77 | 296 | 2 | 06/05/2026 | ☆ |
| 14523 | Centerview Wealth Advisors, Llc CRD 173260 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $144M | 165 | 165 | 5 | 03/23/2026 | ☆ |
| 14524 | Haven Capital Group, Inc. CRD 149641 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $144M | 118 | 125 | 1 | 03/31/2026 | ☆ |
| 14525 | Rushmont Capital Management, Lp CRD 333041 | New York, NY | Investment Adviser · Small ($100M–$1B) | $144M | 2 | 2 | 6 | 04/14/2026 | ☆ |
| 14526 | Kestrel Wealth Management, Llc CRD 153503 | South Bend, IN | Wealth Manager · Small ($100M–$1B) | $144M | 85 | 214 | 2 | 01/06/2026 | ☆ |
| 14527 | Villanova Investment Management Company, Llc CRD 287809 | Wayne, PA | Investment Adviser · Small ($100M–$1B) | $144M | 1 | 6 | 4 | 03/18/2026 | ☆ |
| 14528 | Bgv Financial Advisors Usa, Llc CRD 324511 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $144M | 77 | 103 | 2 | 03/30/2026 | ☆ |
| 14529 | Core Wealth Advisors, Llc CRD 157436 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $144M | 149 | 149 | 3 | 04/22/2026 | ☆ |
| 14530 | Aqua Capital Advisors Llc CRD 151887 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $144M | 44 | 167 | 4 | 04/20/2026 | ☆ |
| 14531 | Chastain Wealth Management, Llc CRD 285551 | Wealth Manager · Small ($100M–$1B) | $144M | 57 | 270 | 2 | 01/12/2026 | ☆ | |
| 14532 | Ortelius Capital Partners, Llc CRD 138284 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $144M | 3 | 3 | 1 | 03/09/2026 | ☆ |
| 14533 | Arista Advisory Group, Llc CRD 285722 | Albany, NY | Wealth Manager · Small ($100M–$1B) | $144M | 234 | 500 | 3 | 05/19/2026 | ☆ |
| 14534 | N CRD 114077 | Wealth Manager · Small ($100M–$1B) | $144M | 272 | 582 | 3 | 03/28/2025 | ☆ | |
| 14535 | Procore Advisors, Llc CRD 289037 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $144M | 231 | 467 | 3 | 07/30/2026 | ☆ |
| 14536 | Old Bridge Wealth, Inc CRD 332180 | Syosset, NY | Wealth Manager · Small ($100M–$1B) | $144M | 253 | 253 | 5 | 09/23/2025 | ☆ |
| 14537 | Fog City Advisors, Llc CRD 321822 | Albany, CA | Wealth Manager · Small ($100M–$1B) | $144M | 114 | 442 | 5 | 03/02/2026 | ☆ |
| 14538 | Star Capital Inc. CRD 171057 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $144M | 701 | 1,913 | 6 | 08/05/2026 | ☆ |
| 14539 | Todo Capital, Llc CRD 167858 | Wealth Manager · Small ($100M–$1B) | $144M | 30 | 48 | 2 | 05/06/2026 | ☆ | |
| 14540 | Mlg Fund Manager Llc CRD 335692 | Brookfield, WI | Private Fund Manager · Small ($100M–$1B) | $144M | 2 | 2 | 95 | 03/13/2026 | ☆ |
| 14541 | Servant Financial, Ltd. CRD 135183 | Private Fund Manager · Small ($100M–$1B) | $144M | 42 | 87 | 4 | 07/17/2026 | ☆ | |
| 14542 | White Oak Financial Management, Inc CRD 142615 | Asheville, NC | Insurance-Affiliated · Small ($100M–$1B) | $143M | 350 | 905 | 3 | 01/13/2026 | ☆ |
| 14543 | Mayfield Advisors, Inc. CRD 144072 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $143M | 40 | 117 | 4 | 03/02/2026 | ☆ |
| 14544 | Gsv Asset Management, Llc CRD 154664 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $143M | 7 | 7 | 3 | 07/20/2026 | ☆ |
| 14545 | Etna Capital Management Company Limited CRD 330644 | Hong Kong | Private Fund Manager · Small ($100M–$1B) | $143M | 3 | 3 | 8 | 08/03/2026 | ☆ |
| 14546 | Lynch Investment Planning, Llc CRD 115956 | Newtown Square, PA | Wealth Manager · Small ($100M–$1B) | $143M | 140 | 410 | 3 | 05/19/2026 | ☆ |
| 14547 | Four Lion Capital, Lp CRD 333602 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $143M | 3 | 3 | 1 | 05/18/2026 | ☆ |
| 14548 | Martinsen Wealth Management, Llc CRD 332433 | Tempe, AZ | Insurance-Affiliated · Small ($100M–$1B) | $143M | 366 | 846 | 19 | 06/30/2026 | ☆ |
| 14549 | Cycap Partners, Llc CRD 335347 | Tallahassee, FL | Wealth Manager · Small ($100M–$1B) | $143M | 281 | 484 | 6 | 03/26/2026 | ☆ |
| 14550 | Granite State Retirement Planning, Inc. CRD 141899 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $143M | 128 | 454 | 1 | 03/03/2026 | ☆ |