Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14551 | Forest Capital Operating Company Llc CRD 325514 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $143M | 155 | 247 | 4 | 07/07/2026 | ☆ |
| 14552 | Rivertree Wealth Llc CRD 329595 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $143M | 167 | 671 | 6 | 07/31/2026 | ☆ |
| 14553 | Pcg Asset Management, Llc CRD 148208 | Gladstone, NJ | Wealth Manager · Small ($100M–$1B) | $143M | 109 | 198 | 5 | 03/30/2026 | ☆ |
| 14554 | S. R. Schill & Associates, Inc. CRD 105864 | Mercer Island, WA | Wealth Manager · Small ($100M–$1B) | $143M | 195 | 607 | 6 | 03/10/2026 | ☆ |
| 14555 | Verus Wealth Management, Llc CRD 323130 | De Pere, WI | Wealth Manager · Small ($100M–$1B) | $143M | 59 | 189 | 1 | 07/31/2026 | ☆ |
| 14556 | Blank Equity Management Llc CRD 153570 | Port Washington, NY | Wealth Manager · Small ($100M–$1B) | $143M | 170 | 361 | 2 | 01/22/2026 | ☆ |
| 14557 | Gerstemeier Financial Group,Llc CRD 127052 | Wealth Manager · Small ($100M–$1B) | $143M | 75 | 229 | 2 | 03/02/2026 | ☆ | |
| 14558 | Byrne & Company Wealth Management, Llc CRD 160581 | Olympia, WA | Wealth Manager · Small ($100M–$1B) | $143M | 137 | 438 | 2 | 05/18/2026 | ☆ |
| 14559 | Featheringill Capital, Llc CRD 299523 | Birmingham, AL | Private Fund Manager · Small ($100M–$1B) | $143M | 6 | 6 | 6 | 03/17/2026 | ☆ |
| 14560 | Tcm Advisors, Llc CRD 147445 | Wealth Manager · Small ($100M–$1B) | $143M | 212 | 214 | 1 | 03/31/2026 | ☆ | |
| 14561 | Stone Wealth Partners Llc CRD 308429 | Lafayette, LA | Insurance-Affiliated · Small ($100M–$1B) | $143M | 375 | 750 | 6 | 03/17/2026 | ☆ |
| 14562 | Appian Way Financial Llc CRD 168109 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $143M | 104 | 316 | 1 | 03/23/2026 | ☆ |
| 14563 | Applied Fundamental Research, Llc CRD 167645 | Cambridge, MA | Private Fund Manager · Small ($100M–$1B) | $143M | 9 | 7 | 5 | 04/06/2026 | ☆ |
| 14564 | En Enterprises, Llc CRD 337964 | North Liberty, IA | Wealth Manager · Small ($100M–$1B) | $143M | 202 | 205 | 2 | 03/13/2026 | ☆ |
| 14565 | Ultra Advisory Group Llc CRD 338775 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $143M | 75 | 302 | 1 | 04/10/2026 | ☆ |
| 14566 | Brett Josey Wealth Management Llc CRD 107870 | Wealth Manager · Small ($100M–$1B) | $143M | 23 | 59 | 2 | 03/02/2026 | ☆ | |
| 14567 | Kopion Asset Management, Llc CRD 152693 | Mckinney, TX | Multi-Family Office · Small ($100M–$1B) | $143M | 14 | 14 | 2 | 02/06/2026 | ☆ |
| 14568 | Personalized Financial Solutions Llc CRD 306475 | Clearwater, FL | Wealth Manager · Small ($100M–$1B) | $143M | 144 | 505 | 4 | 01/21/2026 | ☆ |
| 14569 | Vcp Financial Llc CRD 167901 | Staten Island, NY | Wealth Manager · Small ($100M–$1B) | $143M | 411 | 411 | 5 | 02/12/2026 | ☆ |
| 14570 | Stephen J. Garry & Associates, Llc CRD 295068 | Garden City, NY | Wealth Manager · Small ($100M–$1B) | $143M | 300 | 441 | 4 | 03/24/2026 | ☆ |
| 14571 | Vista Cima Wealth Management Llc CRD 304672 | Wealth Manager · Small ($100M–$1B) | $143M | 266 | 687 | 3 | 03/11/2026 | ☆ | |
| 14572 | Rittmann Capital Management Co CRD 108762 | Moraga, CA | Wealth Manager · Small ($100M–$1B) | $142M | 44 | 228 | 1 | 01/09/2026 | ☆ |
| 14573 | Strategy, Inc. CRD 290104 | Lubbock, TX | Insurance-Affiliated · Small ($100M–$1B) | $142M | 194 | 542 | 5 | 02/04/2026 | ☆ |
| 14574 | Castleton Partners, Llc CRD 140873 | Wealth Manager · Small ($100M–$1B) | $142M | 16 | 24 | 1 | 04/17/2026 | ☆ | |
| 14575 | Rj Patterson Capital Investment Group Inc. CRD 281752 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $142M | 197 | 521 | 5 | 06/02/2026 | ☆ |
| 14576 | Allstate Financial Advisors, Llc CRD 109524 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $142M | 397 | 493 | 341 | 04/30/2026 | ☆ |
| 14577 | N CRD 308446 | Wealth Manager · Small ($100M–$1B) | $142M | 17 | 17 | 3 | 04/10/2025 | ☆ | |
| 14578 | N CRD 226665 | Investment Adviser · Small ($100M–$1B) | $142M | 6 | 12 | 2 | 03/17/2026 | ☆ | |
| 14579 | Crown Management Advisors, Llc CRD 326369 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $142M | 1 | 1 | 6 | 03/27/2026 | ☆ |
| 14580 | J. L. Perkins Wealth Management, Llc CRD 174308 | Macon, GA | Insurance-Affiliated · Small ($100M–$1B) | $142M | 339 | 691 | 8 | 07/21/2026 | ☆ |
| 14581 | Ltg Capital Llc CRD 128216 | Framingham, MA | Wealth Manager · Small ($100M–$1B) | $142M | 92 | 353 | 5 | 03/05/2026 | ☆ |
| 14582 | Josh Arnold Investment Consultant, Llc CRD 163088 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $142M | 256 | 401 | 2 | 03/03/2026 | ☆ |
| 14583 | West Tower Group, Llc CRD 323520 | Richmond, VA | Private Fund Manager · Small ($100M–$1B) | $142M | 9 | 9 | 10 | 06/30/2026 | ☆ |
| 14584 | Barnett & Co Inc CRD 105867 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $142M | 116 | 263 | 5 | 08/04/2026 | ☆ |
| 14585 | Heydorn Stone Capital Management Llc CRD 125903 | Larchmont, NY | Wealth Manager · Small ($100M–$1B) | $142M | 117 | 364 | 3 | 03/12/2026 | ☆ |
| 14586 | Fortress Financial Solutions, Llc CRD 143969 | Tucson, AZ | Insurance-Affiliated · Small ($100M–$1B) | $142M | 279 | 723 | 10 | 04/08/2026 | ☆ |
| 14587 | Love Your Life Llc Dba Freedom Asset Management CRD 335660 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $142M | 420 | 420 | 2 | 01/22/2026 | ☆ |
| 14588 | Syndicated Capital, Inc. CRD 29037 | Diamond Bar, CA | Insurance-Affiliated · Small ($100M–$1B) | $142M | 465 | 465 | 12 | 03/31/2026 | ☆ |
| 14589 | Gem Young Wealth Advisors, Llc CRD 171340 | Canfield, OH | Insurance-Affiliated · Small ($100M–$1B) | $142M | 301 | 291 | 6 | 03/23/2026 | ☆ |
| 14590 | N CRD 169291 | Wealth Manager · Small ($100M–$1B) | $142M | 987 | 1,428 | 9 | 03/31/2026 | ☆ | |
| 14591 | Abdiel Capital Advisors, Lp CRD 161410 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $142M | 1 | 1 | 15 | 05/27/2026 | ☆ |
| 14592 | Financial Trust Asset Management Chartered CRD 108998 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $142M | 208 | 400 | 5 | 08/03/2026 | ☆ |
| 14593 | Midwest Financial Network, Llc CRD 302095 | Tinley Park, IL | Wealth Manager · Small ($100M–$1B) | $142M | 218 | 537 | 2 | 02/14/2026 | ☆ |
| 14594 | Kennondale Capital Management, Llc CRD 299863 | Richmond, VA | Institutional / Pension Advisor · Small ($100M–$1B) | $142M | 0 | 14 | 3 | 08/11/2026 | ☆ |
| 14595 | Severin Investments Llc CRD 166567 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $142M | 235 | 564 | 8 | 03/12/2026 | ☆ |
| 14596 | Stock Management Llc CRD 113902 | Wealth Manager · Small ($100M–$1B) | $142M | 446 | 446 | 2 | 03/19/2026 | ☆ | |
| 14597 | Pulliam Family Office, Llc CRD 338839 | Crested Butte, CO | Multi-Family Office · Small ($100M–$1B) | $142M | 37 | 215 | 3 | 05/05/2026 | ☆ |
| 14598 | Lanier Asset Management, Llc CRD 150888 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $142M | 103 | 225 | 2 | 05/26/2026 | ☆ |
| 14599 | Pivot Point Advisors, Llc CRD 130562 | Bellaire, TX | Wealth Manager · Small ($100M–$1B) | $142M | 90 | 305 | 3 | 02/13/2026 | ☆ |
| 14600 | October Wealth Advisors, Inc CRD 153993 | Fort Smith, AR | Wealth Manager · Small ($100M–$1B) | $142M | 160 | 349 | 2 | 02/11/2026 | ☆ |