Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 14601 | Equity Advisors Of Kentucky Inc CRD 116398 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $142M | 114 | 530 | 3 | 03/26/2026 | ☆ |
| 14602 | Partnership Capital Growth Investors Management, Llc CRD 173288 | Los Gatos, CA | Private Fund Manager · Small ($100M–$1B) | $142M | 13 | 13 | 2 | 03/31/2026 | ☆ |
| 14603 | Think Different Financial Planning Llc CRD 312539 | Wealth Manager · Small ($100M–$1B) | $142M | 45 | 202 | 2 | 07/28/2026 | ☆ | |
| 14604 | Kelly Park Investment Llc CRD 299882 | Private Fund Manager · Small ($100M–$1B) | $142M | 2 | 5 | 7 | 07/21/2026 | ☆ | |
| 14605 | Integrated Financial Consulting, Llc CRD 130920 | Airmont, NY | Wealth Manager · Small ($100M–$1B) | $141M | 89 | 281 | 1 | 03/18/2026 | ☆ |
| 14606 | Clarity Investments + Planning Llc CRD 148888 | Mount Kisco, NY | Wealth Manager · Small ($100M–$1B) | $141M | 90 | 268 | 2 | 03/24/2026 | ☆ |
| 14607 | Bourke Wealth Management CRD 297957 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $141M | 97 | 256 | 4 | 02/13/2026 | ☆ |
| 14608 | Olympus Peaks Financial, Llc CRD 283040 | Sandy, UT | Wealth Manager · Small ($100M–$1B) | $141M | 163 | 388 | 1 | 01/21/2026 | ☆ |
| 14609 | Mjb Asset Management Llc CRD 109940 | New York, NY | Wealth Manager · Small ($100M–$1B) | $141M | 108 | 296 | 1 | 03/30/2026 | ☆ |
| 14610 | St. Clair Financial Llc CRD 151251 | Roseville, CA | Wealth Manager · Small ($100M–$1B) | $141M | 93 | 282 | 2 | 02/27/2026 | ☆ |
| 14611 | Derive Wealth Llc CRD 284619 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $141M | 125 | 298 | 2 | 01/28/2026 | ☆ |
| 14612 | Markle Financial Llc CRD 302088 | Laramie, WY | Wealth Manager · Small ($100M–$1B) | $141M | 265 | 616 | 7 | 06/23/2026 | ☆ |
| 14613 | Fruge' Capital Advisors, Llc CRD 149447 | Oxford, MS | Wealth Manager · Small ($100M–$1B) | $141M | 71 | 128 | 2 | 05/06/2026 | ☆ |
| 14614 | Storms & Rowdon Financial Services, Inc. CRD 334690 | Ormond Beach, FL | Wealth Manager · Small ($100M–$1B) | $141M | 228 | 411 | 4 | 07/10/2026 | ☆ |
| 14615 | N CRD 160627 | Wealth Manager · Small ($100M–$1B) | $141M | 76 | 283 | 3 | 03/23/2026 | ☆ | |
| 14616 | Greenberg Gary Louis CRD 108423 | Eden Prairie, MN | Wealth Manager · Small ($100M–$1B) | $141M | 67 | 124 | 1 | 03/27/2026 | ☆ |
| 14617 | Hawthorn Capital Management, Llc CRD 140752 | Multi-Family Office · Small ($100M–$1B) | $141M | 12 | 12 | 1 | 03/30/2026 | ☆ | |
| 14618 | Littlefield Asset Management, Inc. CRD 109602 | Wealth Manager · Small ($100M–$1B) | $141M | 54 | 114 | 1 | 05/22/2026 | ☆ | |
| 14619 | Dougherty & Associates, Llc CRD 142284 | Spring Hill, FL | Wealth Manager · Small ($100M–$1B) | $141M | 414 | 414 | 4 | 04/10/2026 | ☆ |
| 14620 | Mercurio & Associates Inc. CRD 283632 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $141M | 460 | 957 | 11 | 03/04/2026 | ☆ |
| 14621 | Marathon Wealth Partners, Inc CRD 337665 | Wealth Manager · Small ($100M–$1B) | $141M | 35 | 115 | 1 | 03/30/2026 | ☆ | |
| 14622 | Entrust Investment Services, Inc CRD 324860 | Campbell, CA | Wealth Manager · Small ($100M–$1B) | $141M | 170 | 431 | 3 | 03/06/2026 | ☆ |
| 14623 | Lifeplan Financial, Llc CRD 136981 | Mankato, MN | Wealth Manager · Small ($100M–$1B) | $141M | 255 | 521 | 7 | 02/24/2026 | ☆ |
| 14624 | Clement Street Capital Llc CRD 159684 | Downers Grove, IL | Wealth Manager · Small ($100M–$1B) | $141M | 52 | 202 | 2 | 02/11/2026 | ☆ |
| 14625 | Fortune Financial Group, Inc. CRD 111378 | Wealth Manager · Small ($100M–$1B) | $141M | 174 | 520 | 3 | 07/28/2026 | ☆ | |
| 14626 | Liberty Asset Management, Llc CRD 142094 | Allentown, PA | Insurance-Affiliated · Small ($100M–$1B) | $141M | 331 | 579 | 8 | 02/25/2026 | ☆ |
| 14627 | Additive Advisory Pbc CRD 283979 | Memphis, TN | Private Fund Manager · Small ($100M–$1B) | $141M | 2 | 2 | 3 | 03/23/2026 | ☆ |
| 14628 | Stability Partners Advisory Group, Llc CRD 165880 | Spring, TX | Wealth Manager · Small ($100M–$1B) | $141M | 195 | 674 | 3 | 07/09/2026 | ☆ |
| 14629 | Wolverine Wealth Advisory Services Inc. CRD 146564 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $141M | 65 | 215 | 1 | 01/15/2026 | ☆ |
| 14630 | N CRD 107344 | Institutional / Pension Advisor · Small ($100M–$1B) | $141M | 139 | 244 | 4 | 03/21/2025 | ☆ | |
| 14631 | Wilmington Trust Investment Management Llc CRD 19396 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $141M | 74 | 74 | 36 | 05/14/2026 | ☆ |
| 14632 | Immaculate Wealth Management, Llc CRD 167657 | Mesa, AZ | Wealth Manager · Small ($100M–$1B) | $141M | 576 | 796 | 2 | 03/02/2026 | ☆ |
| 14633 | Mpwa, Inc. CRD 148484 | Bakersfield, CA | Wealth Manager · Small ($100M–$1B) | $141M | 363 | 363 | 3 | 04/02/2026 | ☆ |
| 14634 | Sherman Asset Management, Inc. CRD 170861 | Ventura, CA | Wealth Manager · Small ($100M–$1B) | $141M | 33 | 151 | 1 | 06/16/2026 | ☆ |
| 14635 | Dlk Investment Advisors, Llc CRD 328897 | Mercer Island, WA | Wealth Manager · Small ($100M–$1B) | $141M | 32 | 95 | 2 | 03/30/2026 | ☆ |
| 14636 | Vertis Wealth, Llc CRD 307270 | Chicago, IL | Insurance-Affiliated · Small ($100M–$1B) | $141M | 835 | 2,160 | 17 | 03/30/2026 | ☆ |
| 14637 | Clear Sky Financial, Lp CRD 298551 | Prosper, TX | Wealth Manager · Small ($100M–$1B) | $141M | 126 | 298 | 3 | 03/30/2026 | ☆ |
| 14638 | Rsg Investments Llc CRD 323527 | Overland Park, KS | Insurance-Affiliated · Small ($100M–$1B) | $141M | 564 | 1,132 | 25 | 03/17/2026 | ☆ |
| 14639 | Actitrust Wealth Management Llc CRD 284827 | Plantation, FL | Investment Adviser · Small ($100M–$1B) | $141M | 110 | 151 | 7 | 02/02/2026 | ☆ |
| 14640 | Millington Securities, Llc CRD 147298 | Red Bank, NJ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $141M | 1 | 1 | 6 | 03/31/2026 | ☆ |
| 14641 | Steele Street Capital Llc CRD 331520 | Portsmouth, NH | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $140M | 101 | 251 | 3 | 07/21/2026 | ☆ |
| 14642 | Plan First Wealth Llc CRD 289185 | Wealth Manager · Small ($100M–$1B) | $140M | 96 | 204 | 3 | 05/13/2026 | ☆ | |
| 14643 | Mwm Wealth Advisory, Llc CRD 287705 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $140M | 202 | 364 | 1 | 05/22/2026 | ☆ |
| 14644 | Microvest Capital Management, Llc CRD 153395 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $140M | 6 | 6 | 7 | 04/15/2026 | ☆ |
| 14645 | Olive Branch Capital, Llc CRD 302094 | Wealth Manager · Small ($100M–$1B) | $140M | 142 | 305 | 3 | 03/16/2026 | ☆ | |
| 14646 | Savior Llc CRD 299178 | Wellesley, MA | Private Fund Manager · Small ($100M–$1B) | $140M | 218 | 303 | 3 | 03/31/2026 | ☆ |
| 14647 | Excomp Asset Management Ltd CRD 110434 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $140M | 146 | 146 | 5 | 04/14/2026 | ☆ |
| 14648 | Monroe Capital Real Estate Credit Advisors, Llc CRD 336266 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $140M | 1 | 1 | 50 | 05/01/2026 | ☆ |
| 14649 | Agman Capital Llc CRD 334799 | Omaha, NE | Investment Adviser · Small ($100M–$1B) | $140M | 2 | 4 | 3 | 01/31/2026 | ☆ |
| 14650 | N CRD 226643 | Wealth Manager · Small ($100M–$1B) | $140M | 136 | 512 | 2 | 03/24/2025 | ☆ |