Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16501 | Rose Valley Asset Management Llc CRD 141671 | Media, PA | Wealth Manager · Boutique (under $100M) | $99.8M | 72 | 229 | 2 | 03/28/2026 | ☆ |
| 16502 | Jbk Investments, Inc CRD 134599 | Cardiff By The Sea, CA | Wealth Manager · Boutique (under $100M) | $99.8M | 231 | 231 | 1 | 03/19/2026 | ☆ |
| 16503 | Fairlead Financial Advisors, Llc CRD 128855 | Wealth Manager · Boutique (under $100M) | $99.8M | 35 | 112 | 1 | 03/19/2026 | ☆ | |
| 16504 | Cd Financial Llc CRD 165317 | San Juan Capistrano, CA | Wealth Manager · Boutique (under $100M) | $99.7M | 253 | 253 | 1 | 07/28/2026 | ☆ |
| 16505 | Vestech Asset Management Inc. CRD 285685 | Saint Louis, MO | Wealth Manager · Boutique (under $100M) | $99.7M | 278 | 278 | 14 | 06/11/2026 | ☆ |
| 16506 | Ferguson Andrews Investment Advisers Inc CRD 106695 | Wealth Manager · Boutique (under $100M) | $99.7M | 49 | 49 | 1 | 01/19/2026 | ☆ | |
| 16507 | Sundowner Capital Management Llc CRD 146253 | Wealth Manager · Boutique (under $100M) | $99.7M | 58 | 116 | 1 | 03/30/2026 | ☆ | |
| 16508 | Clerestory Advisors, Inc CRD 148264 | Bloomington, MN | Wealth Manager · Boutique (under $100M) | $99.6M | 61 | 227 | 3 | 01/26/2026 | ☆ |
| 16509 | Sound Financial Center, Llc CRD 125767 | Sequim, WA | Wealth Manager · Boutique (under $100M) | $99.6M | 270 | 270 | 3 | 03/27/2026 | ☆ |
| 16510 | Upspring Capital Llc CRD 292010 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $99.5M | 30 | 101 | 1 | 04/07/2026 | ☆ |
| 16511 | James Curtis Enterprises, Inc. CRD 169643 | Costa Mesa, CA | Insurance-Affiliated · Boutique (under $100M) | $99.5M | 71 | 199 | 1 | 03/25/2026 | ☆ |
| 16512 | Stonebridge Partners Llc CRD 160018 | White Plains, NY | Private Fund Manager · Boutique (under $100M) | $99.4M | 14 | 14 | 4 | 06/29/2026 | ☆ |
| 16513 | Lw Capital Management, Llc CRD 313151 | Private Fund Manager · Boutique (under $100M) | $99.4M | 2 | 3 | 1 | 04/01/2026 | ☆ | |
| 16514 | 13 D Management Llc CRD 154009 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $99.4M | 1 | 1 | 8 | 03/25/2026 | ☆ |
| 16515 | Arex Capital Management, Lp CRD 289595 | New York, NY | Private Fund Manager · Boutique (under $100M) | $99.4M | 12 | 12 | 6 | 03/31/2026 | ☆ |
| 16516 | Verdant Capital Management Inc. CRD 123688 | Torrance, CA | Wealth Manager · Boutique (under $100M) | $99.4M | 83 | 83 | 1 | 01/07/2026 | ☆ |
| 16517 | Stewards Wealth Planning, Llc CRD 166307 | Okemos, MI | Wealth Manager · Boutique (under $100M) | $99.4M | 613 | 764 | 2 | 03/04/2026 | ☆ |
| 16518 | Lighthouse Financial, Llc CRD 314671 | Wealth Manager · Boutique (under $100M) | $99.3M | 116 | 408 | 3 | 03/30/2026 | ☆ | |
| 16519 | Merion Realty Advisers, Llc CRD 158507 | Wynnewood, PA | Private Fund Manager · Boutique (under $100M) | $99.3M | 3 | 3 | 9 | 06/02/2026 | ☆ |
| 16520 | Great Oak Wealth Management, Inc CRD 127780 | Wealth Manager · Boutique (under $100M) | $99.3M | 120 | 409 | 2 | 02/03/2026 | ☆ | |
| 16521 | Waterfront Capital Partners Llc CRD 167801 | New York, NY | Private Fund Manager · Boutique (under $100M) | $99.3M | 2 | 2 | 4 | 03/24/2026 | ☆ |
| 16522 | Bergen Park Capital Management, Llc CRD 315162 | Bigfork, MT | Private Fund Manager · Boutique (under $100M) | $99.3M | 12 | 12 | 5 | 03/31/2026 | ☆ |
| 16523 | Gaskin Wealth Management, Llc CRD 143536 | Moraga, CA | Wealth Manager · Boutique (under $100M) | $99.3M | 243 | 253 | 1 | 03/12/2026 | ☆ |
| 16524 | Henney Wealth Management Inc. CRD 154824 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $99.2M | 59 | 151 | 3 | 03/30/2026 | ☆ |
| 16525 | Timpanogos Financial Advisors, Inc. CRD 328166 | Orem, UT | Wealth Manager · Boutique (under $100M) | $99.2M | 209 | 424 | 2 | 02/10/2026 | ☆ |
| 16526 | Hatfield Insurance & Financial Services, Inc. CRD 169941 | Burbank, CA | Insurance-Affiliated · Boutique (under $100M) | $99.2M | 139 | 389 | 4 | 02/26/2026 | ☆ |
| 16527 | Aspen Leaf Wealth Management, Pbc CRD 165676 | Golden, CO | Wealth Manager · Boutique (under $100M) | $99.2M | 92 | 329 | 3 | 03/06/2026 | ☆ |
| 16528 | Innovative Wealth Management, Llc CRD 298656 | Jesup, IA | Insurance-Affiliated · Boutique (under $100M) | $99.1M | 305 | 653 | 2 | 02/03/2026 | ☆ |
| 16529 | Veritas Wealth Advisors CRD 149762 | Reno, NV | Insurance-Affiliated · Boutique (under $100M) | $99.0M | 371 | 371 | 3 | 02/13/2026 | ☆ |
| 16530 | Caz Gp Stakes Adviser Llc CRD 338168 | Houston, TX | Mutual Fund / Asset Manager · Boutique (under $100M) | $99.0M | 1 | 1 | 83 | 03/11/2026 | ☆ |
| 16531 | Crescent Wealth Advisory, Llc CRD 151156 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $99.0M | 62 | 177 | 5 | 03/12/2026 | ☆ |
| 16532 | Mersereau, Lazenby & Rockas, L.L.C. CRD 126139 | Suwanee, GA | Wealth Manager · Boutique (under $100M) | $99.0M | 143 | 230 | 13 | 03/24/2026 | ☆ |
| 16533 | Sound Planning And Investments, Llc CRD 111892 | Wealth Manager · Boutique (under $100M) | $99.0M | 59 | 59 | 1 | 03/25/2026 | ☆ | |
| 16534 | Old Forge Wealth Management, Llc CRD 323417 | Warwick, RI | Wealth Manager · Boutique (under $100M) | $99.0M | 244 | 467 | 3 | 03/10/2026 | ☆ |
| 16535 | Cove Financial Planning, Llc CRD 301217 | Wealth Manager · Boutique (under $100M) | $99.0M | 60 | 234 | 1 | 01/13/2026 | ☆ | |
| 16536 | Insight, Corp. CRD 311445 | Boulder, CO | Wealth Manager · Boutique (under $100M) | $99.0M | 116 | 441 | 3 | 04/06/2026 | ☆ |
| 16537 | My Wealth Planners Llc CRD 305664 | Longmont, CO | Wealth Manager · Boutique (under $100M) | $99.0M | 184 | 442 | 4 | 01/20/2026 | ☆ |
| 16538 | Granite Value Capital, Llc CRD 150169 | Hanover, NH | Wealth Manager · Boutique (under $100M) | $98.9M | 70 | 183 | 3 | 03/13/2026 | ☆ |
| 16539 | Royal American Financial Advisors, Llc CRD 111192 | Menifee, CA | Wealth Manager · Boutique (under $100M) | $98.9M | 225 | 225 | 3 | 03/30/2026 | ☆ |
| 16540 | Barton Advisory Services, L.L.C. CRD 137694 | Lafayette, LA | Wealth Manager · Boutique (under $100M) | $98.8M | 42 | 125 | 2 | 02/10/2026 | ☆ |
| 16541 | Monsour Advisory Services, Inc. CRD 134333 | Roanoke, VA | Insurance-Affiliated · Boutique (under $100M) | $98.8M | 117 | 399 | 1 | 03/31/2026 | ☆ |
| 16542 | Synergy Capital Of Colorado Llc CRD 334117 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $98.8M | 74 | 213 | 2 | 02/26/2026 | ☆ |
| 16543 | Bienvenue Wealth Llc CRD 153313 | New Orleans, LA | Wealth Manager · Boutique (under $100M) | $98.8M | 128 | 338 | 2 | 05/28/2026 | ☆ |
| 16544 | Brown Wealth Management, Llc CRD 119213 | Conyers, GA | Wealth Manager · Boutique (under $100M) | $98.8M | 106 | 281 | 1 | 03/30/2026 | ☆ |
| 16545 | Wealth Management Consultants L.L.C. CRD 175158 | Wealth Manager · Boutique (under $100M) | $98.8M | 19 | 19 | 1 | 01/05/2026 | ☆ | |
| 16546 | Third Sigma Investment Advisors Llc CRD 151188 | Wilmington, DE | Investment Adviser · Boutique (under $100M) | $98.8M | 51 | 130 | 4 | 05/02/2026 | ☆ |
| 16547 | Lake Road Advisors, Llc CRD 281657 | Corning, NY | Wealth Manager · Boutique (under $100M) | $98.8M | 137 | 137 | 2 | 01/21/2026 | ☆ |
| 16548 | Mckee Investment Planning, Inc. CRD 126676 | Wealth Manager · Boutique (under $100M) | $98.7M | 647 | 647 | 2 | 02/06/2026 | ☆ | |
| 16549 | Jeffrey Joseph Management, Inc. CRD 329679 | Wealth Manager · Boutique (under $100M) | $98.7M | 35 | 78 | 1 | 01/22/2026 | ☆ | |
| 16550 | Investor's Advantage L.L.C. CRD 315773 | Wealth Manager · Boutique (under $100M) | $98.7M | 87 | 202 | 2 | 03/04/2026 | ☆ |