Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16551 | Havaplan Llc CRD 285636 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $98.6M | 73 | 143 | 2 | 02/02/2026 | ☆ |
| 16552 | Investors Brokerage Of Texas, Ltd. CRD 13037 | Waco, TX | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $98.6M | 14 | 17 | 8 | 08/25/2026 | ☆ |
| 16553 | Peak Wealth Advisors, Inc. CRD 149922 | San Luis Obispo, CA | Wealth Manager · Boutique (under $100M) | $98.6M | 243 | 387 | 2 | 03/30/2026 | ☆ |
| 16554 | Luther Forest Wealth Advisors, L.L.C. CRD 142714 | Malta, NY | Wealth Manager · Boutique (under $100M) | $98.6M | 214 | 471 | 3 | 02/16/2026 | ☆ |
| 16555 | Blue Sky Asset Management, Llc CRD 167686 | Englewood, CO | Investment Adviser · Boutique (under $100M) | $98.6M | 1 | 3 | 1 | 03/30/2026 | ☆ |
| 16556 | Timbuktu Capital Management, Llc CRD 131084 | Boston, MA | Wealth Manager · Boutique (under $100M) | $98.6M | 122 | 344 | 3 | 03/28/2026 | ☆ |
| 16557 | Sterling Range Financial Management, Llc CRD 164893 | Wealth Manager · Boutique (under $100M) | $98.6M | 42 | 142 | 1 | 01/22/2026 | ☆ | |
| 16558 | Ossia Investment Management Llc CRD 329936 | Miami, FL | Multi-Family Office · Boutique (under $100M) | $98.5M | 6 | 46 | 1 | 03/27/2026 | ☆ |
| 16559 | Provident Wealth, Llc CRD 288660 | Wealth Manager · Boutique (under $100M) | $98.5M | 113 | 293 | 1 | 01/26/2026 | ☆ | |
| 16560 | Robert W Mitchell Iii CRD 116123 | Vienna, VA | Wealth Manager · Boutique (under $100M) | $98.5M | 74 | 74 | 1 | 03/23/2026 | ☆ |
| 16561 | Timothy Charles Financial, Llc CRD 287945 | Lynnfield, MA | Wealth Manager · Boutique (under $100M) | $98.5M | 177 | 434 | 2 | 02/05/2026 | ☆ |
| 16562 | Klocke Capital Group, Llc CRD 156160 | Palm Beach, FL | Wealth Manager · Boutique (under $100M) | $98.5M | 107 | 221 | 1 | 03/04/2026 | ☆ |
| 16563 | Anchor Wealth Management, Llc CRD 287635 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $98.4M | 105 | 163 | 1 | 02/25/2026 | ☆ |
| 16564 | New Economy Capital Management Llc CRD 143757 | Wealth Manager · Boutique (under $100M) | $98.4M | 15 | 20 | 1 | 03/31/2026 | ☆ | |
| 16565 | Backbone Planning Partners Llc CRD 326699 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $98.4M | 109 | 360 | 4 | 06/25/2026 | ☆ |
| 16566 | Haas Financial, Inc. CRD 329490 | Sanibel, FL | Wealth Manager · Boutique (under $100M) | $98.4M | 138 | 514 | 4 | 02/19/2026 | ☆ |
| 16567 | Island Asset Management, Llc CRD 314592 | Saint Simons Island, GA | Wealth Manager · Boutique (under $100M) | $98.4M | 78 | 78 | 2 | 07/16/2026 | ☆ |
| 16568 | Garrett Nagle & Co., Inc. CRD 7071 | Woburn, MA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $98.4M | 86 | 144 | 4 | 03/09/2026 | ☆ |
| 16569 | Winslow Financial Llc CRD 135866 | Lake Bluff, IL | Wealth Manager · Boutique (under $100M) | $98.3M | 189 | 376 | 3 | 02/25/2026 | ☆ |
| 16570 | N CRD 168707 | Private Fund Manager · Boutique (under $100M) | $98.3M | 3 | 3 | 1 | 05/01/2025 | ☆ | |
| 16571 | Black Card Circle, Llc CRD 290342 | Wealth Manager · Boutique (under $100M) | $98.3M | 470 | 470 | 7 | 04/01/2026 | ☆ | |
| 16572 | Abe Capital Management, Llc CRD 154422 | Short Hills, NJ | Wealth Manager · Boutique (under $100M) | $98.2M | 57 | 143 | 1 | 03/31/2026 | ☆ |
| 16573 | Blacksummit Financial Group, Inc. CRD 153886 | Investment Adviser · Boutique (under $100M) | $98.2M | 45 | 95 | 6 | 03/04/2026 | ☆ | |
| 16574 | Bullock Capital Alliance, Inc. CRD 121485 | Colorado Springs, CO | Wealth Manager · Boutique (under $100M) | $98.1M | 51 | 189 | 1 | 03/18/2026 | ☆ |
| 16575 | Lucid Wealth Planning Llc CRD 304756 | Wake Forest, NC | Wealth Manager · Boutique (under $100M) | $98.1M | 59 | 207 | 1 | 03/05/2026 | ☆ |
| 16576 | Family Financial Services, Llc CRD 171532 | Insurance-Affiliated · Boutique (under $100M) | $98.1M | 58 | 58 | 1 | 01/05/2026 | ☆ | |
| 16577 | Gallatin & Company, Llc CRD 111984 | Vero Beach, FL | Wealth Manager · Boutique (under $100M) | $98.1M | 50 | 53 | 1 | 02/26/2026 | ☆ |
| 16578 | Swan Wealth Advisors, Llc CRD 292755 | Durango, CO | Investment Adviser · Boutique (under $100M) | $98.0M | 47 | 47 | 2 | 03/25/2026 | ☆ |
| 16579 | Muzinich Direct Lending Adviser, Llc CRD 327891 | New York, NY | Investment Adviser · Boutique (under $100M) | $98.0M | 1 | 1 | 48 | 06/17/2026 | ☆ |
| 16580 | Upright Financial Corp CRD 107303 | Insurance-Affiliated · Boutique (under $100M) | $98.0M | 36 | 36 | 4 | 03/30/2026 | ☆ | |
| 16581 | F.F. Advisors, Llc CRD 131075 | Insurance-Affiliated · Boutique (under $100M) | $98.0M | 115 | 115 | 1 | 08/01/2024 | ☆ | |
| 16582 | N CRD 218514 | Investment Adviser · Boutique (under $100M) | $98.0M | 15 | 15 | 68 | 03/25/2026 | ☆ | |
| 16583 | Rmh Investment Management, Llc CRD 148650 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $98.0M | 112 | 279 | 3 | 03/18/2026 | ☆ |
| 16584 | Portfolio Services Group, Llc CRD 336091 | Springfield, MO | Wealth Manager · Boutique (under $100M) | $98.0M | 188 | 373 | 3 | 01/16/2026 | ☆ |
| 16585 | Marker Financial Llc CRD 328726 | Dayton, OH | Wealth Manager · Boutique (under $100M) | $98.0M | 78 | 202 | 2 | 03/27/2026 | ☆ |
| 16586 | Mha Financial Corp CRD 7462 | Ridgewood, NJ | Wealth Manager · Boutique (under $100M) | $98.0M | 138 | 192 | 6 | 03/27/2026 | ☆ |
| 16587 | Compass Wealth Management, Llc CRD 130693 | Wealth Manager · Boutique (under $100M) | $98.0M | 66 | 286 | 1 | 02/17/2026 | ☆ | |
| 16588 | Valor Investments And Planning Llc CRD 323129 | Easton, PA | Wealth Manager · Boutique (under $100M) | $97.9M | 242 | 1,032 | 10 | 03/27/2026 | ☆ |
| 16589 | Rowley & Associates, Inc. CRD 326723 | Lancaster, PA | Insurance-Affiliated · Boutique (under $100M) | $97.9M | 166 | 475 | 3 | 02/20/2026 | ☆ |
| 16590 | Lemnis Capital Llc CRD 340137 | Richardson, TX | Wealth Manager · Boutique (under $100M) | $97.9M | 352 | 352 | 13 | 08/31/2026 | ☆ |
| 16591 | Incline Wealth Advisors, Llc CRD 306806 | Wealth Manager · Boutique (under $100M) | $97.9M | 217 | 217 | 4 | 02/24/2026 | ☆ | |
| 16592 | Cpr Financial & Insurance Services, Inc. CRD 145855 | Prosper, TX | Insurance-Affiliated · Boutique (under $100M) | $97.8M | 658 | 875 | 4 | 08/20/2026 | ☆ |
| 16593 | Baytrust Wealth Management, Llc CRD 338822 | Tampa, FL | Insurance-Affiliated · Boutique (under $100M) | $97.7M | 214 | 299 | 5 | 05/29/2026 | ☆ |
| 16594 | American Capital Management, Inc. CRD 122452 | New Albany, IN | Wealth Manager · Boutique (under $100M) | $97.7M | 440 | 810 | 10 | 02/20/2026 | ☆ |
| 16595 | Brisbois Capital Management Llc CRD 133115 | Wilmington, MA | Insurance-Affiliated · Boutique (under $100M) | $97.7M | 139 | 416 | 5 | 03/31/2026 | ☆ |
| 16596 | Burren Capital Advisors Limited CRD 157096 | Europort | Private Fund Manager · Boutique (under $100M) | $97.7M | 2 | 2 | 5 | 03/24/2026 | ☆ |
| 16597 | Silver Anchor Financial, Llc CRD 330147 | Institutional / Pension Advisor · Boutique (under $100M) | $97.7M | 117 | 177 | 1 | 02/15/2026 | ☆ | |
| 16598 | Blue Waters Advisory Group, Llc CRD 158536 | Austin, TX | Insurance-Affiliated · Boutique (under $100M) | $97.7M | 177 | 286 | 4 | 03/30/2026 | ☆ |
| 16599 | Shearman, Ralston Inc. CRD 7320 | Greenwich, CT | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $97.7M | 20 | 42 | 4 | 02/06/2026 | ☆ |
| 16600 | Asset Solutions, Inc. CRD 113717 | Littleton, CO | Wealth Manager · Boutique (under $100M) | $97.7M | 300 | 726 | 5 | 03/19/2026 | ☆ |