Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16601 | C F Parks Inc CRD 109843 | Salisbury, NC | Wealth Manager · Boutique (under $100M) | $97.7M | 213 | 451 | 7 | 03/25/2026 | ☆ |
| 16602 | Provision Wealth Management, Inc CRD 287500 | Raleigh, NC | Insurance-Affiliated · Boutique (under $100M) | $97.6M | 240 | 644 | 4 | 03/26/2026 | ☆ |
| 16603 | Melotte Financial Advisors, Llc CRD 286218 | Green Bay, WI | Wealth Manager · Boutique (under $100M) | $97.6M | 83 | 292 | 1 | 03/07/2026 | ☆ |
| 16604 | Snow Financial Management, Llc CRD 131068 | Wealth Manager · Boutique (under $100M) | $97.6M | 50 | 141 | 4 | 03/28/2026 | ☆ | |
| 16605 | Rcm Capital Management, L.L.C. CRD 144939 | Hammonton, NJ | Wealth Manager · Boutique (under $100M) | $97.6M | 248 | 524 | 3 | 09/22/2026 | ☆ |
| 16606 | Providence Asset Management Llc CRD 148845 | Wealth Manager · Boutique (under $100M) | $97.5M | 81 | 127 | 1 | 04/01/2026 | ☆ | |
| 16607 | Taverik Capital, Llc CRD 156594 | Greenville, SC | Private Fund Manager · Boutique (under $100M) | $97.5M | 121 | 124 | 10 | 03/31/2026 | ☆ |
| 16608 | Groom, Marshall, Hall, Jr. CRD 129076 | Wealth Manager · Boutique (under $100M) | $97.5M | 58 | 202 | 1 | 02/25/2026 | ☆ | |
| 16609 | Phoenix International Investments Llc CRD 170692 | Nashua, NH | Private Fund Manager · Boutique (under $100M) | $97.5M | 27 | 27 | 3 | 03/30/2026 | ☆ |
| 16610 | Laguna Capital Management, Inc. CRD 269869 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $97.5M | 110 | 321 | 3 | 07/07/2026 | ☆ |
| 16611 | Strategic Portfolio Advisors CRD 132825 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $97.4M | 90 | 90 | 1 | 04/28/2026 | ☆ |
| 16612 | Prosper Financial Management, Llc CRD 155100 | Wealth Manager · Boutique (under $100M) | $97.4M | 49 | 190 | 1 | 03/31/2026 | ☆ | |
| 16613 | Manispace Capital, Lp CRD 334852 | New York, NY | Private Fund Manager · Boutique (under $100M) | $97.4M | 1 | 1 | 5 | 06/24/2026 | ☆ |
| 16614 | Auxi Asset Management, Llc CRD 135421 | Danville, CA | Wealth Manager · Boutique (under $100M) | $97.3M | 58 | 57 | 2 | 03/23/2026 | ☆ |
| 16615 | Conscientia Family Office, Llc CRD 307727 | Miami, FL | Multi-Family Office · Boutique (under $100M) | $97.3M | 10 | 86 | 4 | 03/30/2026 | ☆ |
| 16616 | Prentice Financial Planning, Llc CRD 286565 | Olympia, WA | Wealth Manager · Boutique (under $100M) | $97.3M | 180 | 519 | 4 | 05/28/2026 | ☆ |
| 16617 | Aspire Strategist Portfolios Llc CRD 327902 | New York, NY | Investment Adviser · Boutique (under $100M) | $97.3M | 6 | 423 | 5 | 03/24/2026 | ☆ |
| 16618 | Front Street Wealth Management, Llc CRD 125219 | Traverse City, MI | Wealth Manager · Boutique (under $100M) | $97.2M | 68 | 68 | 2 | 03/31/2026 | ☆ |
| 16619 | Metric Financial, Llc CRD 297325 | Simsbury, CT | Wealth Manager · Boutique (under $100M) | $97.2M | 165 | 489 | 3 | 03/16/2026 | ☆ |
| 16620 | Faith Financial Advisors, Inc. CRD 167822 | Loveland, OH | Insurance-Affiliated · Boutique (under $100M) | $97.2M | 280 | 637 | 5 | 03/04/2026 | ☆ |
| 16621 | Wealth Legacy Group, Inc. CRD 145705 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $97.2M | 94 | 286 | 2 | 07/27/2026 | ☆ |
| 16622 | Barrister Wealth Management, Llc CRD 153598 | Fort Washington, PA | Wealth Manager · Boutique (under $100M) | $97.1M | 137 | 296 | 1 | 03/31/2026 | ☆ |
| 16623 | Amberlake Partners Sam CRD 322274 | Monaco | Investment Adviser · Boutique (under $100M) | $97.1M | 14 | 14 | 7 | 03/19/2026 | ☆ |
| 16624 | N CRD 169635 | Wealth Manager · Boutique (under $100M) | $97.1M | 407 | 466 | 5 | 03/21/2025 | ☆ | |
| 16625 | Berkshire Advisors, Inc. CRD 122389 | Wyomissing, PA | Insurance-Affiliated · Boutique (under $100M) | $97.1M | 250 | 238 | 2 | 03/31/2026 | ☆ |
| 16626 | Arkenstone Financial, Llc CRD 153530 | Monument, CO | Insurance-Affiliated · Boutique (under $100M) | $97.0M | 141 | 504 | 4 | 02/02/2026 | ☆ |
| 16627 | Ronald Olson, Inc. CRD 116966 | Lehi, UT | Wealth Manager · Boutique (under $100M) | $97.0M | 182 | 604 | 2 | 04/14/2026 | ☆ |
| 16628 | Stratacore Capital Management, Llc CRD 171163 | New York, NY | Wealth Manager · Boutique (under $100M) | $97.0M | 111 | 166 | 2 | 03/04/2026 | ☆ |
| 16629 | Wilkinson Capital Management, Llc CRD 284315 | St. Paul, MN | Wealth Manager · Boutique (under $100M) | $97.0M | 98 | 338 | 1 | 08/26/2026 | ☆ |
| 16630 | Jpl Asset Management And Planning, Llc CRD 145213 | Newark, DE | Insurance-Affiliated · Boutique (under $100M) | $97.0M | 370 | 360 | 3 | 03/17/2026 | ☆ |
| 16631 | L.F. Howard Associates Inc CRD 109096 | Boston, MA | Wealth Manager · Boutique (under $100M) | $96.9M | 29 | 30 | 1 | 03/23/2026 | ☆ |
| 16632 | Shepherd Wealth & Retirement Llc CRD 305645 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $96.9M | 129 | 323 | 4 | 05/01/2026 | ☆ |
| 16633 | Tweddell Goldberg, Llc CRD 141634 | Wealth Manager · Boutique (under $100M) | $96.9M | 114 | 114 | 2 | 07/28/2026 | ☆ | |
| 16634 | Box Financial Advisors, Llc CRD 155623 | Grapevine, TX | Wealth Manager · Boutique (under $100M) | $96.9M | 235 | 932 | 4 | 09/04/2026 | ☆ |
| 16635 | Evergreen Wealth Advisors, Inc. CRD 136947 | Wealth Manager · Boutique (under $100M) | $96.8M | 26 | 102 | 1 | 03/19/2026 | ☆ | |
| 16636 | Rvx Asset Management Llc CRD 282804 | Aventura, FL | Investment Adviser · Boutique (under $100M) | $96.8M | 2 | 3 | 4 | 02/24/2026 | ☆ |
| 16637 | Brayton, Nathanael Rotch CRD 130269 | Boston, MA | Wealth Manager · Boutique (under $100M) | $96.8M | 19 | 19 | 1 | 03/27/2026 | ☆ |
| 16638 | Heinz & Associates, Inc. CRD 127460 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $96.8M | 68 | 184 | 3 | 03/26/2026 | ☆ |
| 16639 | Uob Global Capital Llc CRD 160659 | New York, NY | Private Fund Manager · Boutique (under $100M) | $96.8M | 3 | 3 | 7 | 03/28/2026 | ☆ |
| 16640 | Money Script Wealth Management, Pllc CRD 286134 | Insurance-Affiliated · Boutique (under $100M) | $96.8M | 312 | 1,020 | 11 | 03/08/2026 | ☆ | |
| 16641 | Optimist Capital Llc CRD 292023 | Palm Beach Gardens, FL | Wealth Manager · Boutique (under $100M) | $96.7M | 70 | 70 | 4 | 01/07/2026 | ☆ |
| 16642 | Morgan Kenwood Advisors, Llc CRD 128322 | Greendale, WI | Wealth Manager · Boutique (under $100M) | $96.7M | 218 | 674 | 2 | 04/28/2025 | ☆ |
| 16643 | Scott Conyers Capital Management, Inc. CRD 136549 | Wealth Manager · Boutique (under $100M) | $96.7M | 27 | 27 | 1 | 08/10/2026 | ☆ | |
| 16644 | Ck Advisors, Llc CRD 140062 | Wealth Manager · Boutique (under $100M) | $96.7M | 40 | 47 | 2 | 03/25/2026 | ☆ | |
| 16645 | Norwood Economics, Inc. CRD 282079 | Fishers, IN | Wealth Manager · Boutique (under $100M) | $96.6M | 144 | 144 | 4 | 06/01/2026 | ☆ |
| 16646 | Xlm Capital Management, Llc CRD 129869 | Dexter, MI | Wealth Manager · Boutique (under $100M) | $96.5M | 24 | 73 | 1 | 03/23/2026 | ☆ |
| 16647 | Vulpes Investment Management Private Limited CRD 161048 | Singapore | Private Fund Manager · Boutique (under $100M) | $96.5M | 4 | 4 | 8 | 03/30/2026 | ☆ |
| 16648 | Wingo Asset Management, Llc CRD 306099 | Shreveport, LA | Wealth Manager · Boutique (under $100M) | $96.5M | 211 | 217 | 2 | 03/24/2026 | ☆ |
| 16649 | Palermo Wealth Management, Llc CRD 160031 | Wealth Manager · Boutique (under $100M) | $96.5M | 129 | 508 | 1 | 01/29/2026 | ☆ | |
| 16650 | Spectrum Wealth Management, Llc CRD 144164 | Wealth Manager · Boutique (under $100M) | $96.5M | 224 | 396 | 2 | 04/08/2026 | ☆ |