Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16451 | Cove Financial Planning, Llc CRD 301217 | Wealth Manager · Boutique (under $100M) | $99.0M | 60 | 234 | 1 | 01/13/2026 | ☆ | |
| 16452 | Insight, Corp. CRD 311445 | Boulder, CO | Wealth Manager · Boutique (under $100M) | $99.0M | 116 | 441 | 3 | 04/06/2026 | ☆ |
| 16453 | My Wealth Planners Llc CRD 305664 | Longmont, CO | Wealth Manager · Boutique (under $100M) | $99.0M | 184 | 442 | 4 | 01/20/2026 | ☆ |
| 16454 | Granite Value Capital, Llc CRD 150169 | Hanover, NH | Wealth Manager · Boutique (under $100M) | $98.9M | 70 | 183 | 3 | 03/13/2026 | ☆ |
| 16455 | Royal American Financial Advisors, Llc CRD 111192 | Menifee, CA | Wealth Manager · Boutique (under $100M) | $98.9M | 225 | 225 | 3 | 03/30/2026 | ☆ |
| 16456 | Barton Advisory Services, L.L.C. CRD 137694 | Lafayette, LA | Wealth Manager · Boutique (under $100M) | $98.8M | 42 | 125 | 2 | 02/10/2026 | ☆ |
| 16457 | Monsour Advisory Services, Inc. CRD 134333 | Roanoke, VA | Insurance-Affiliated · Boutique (under $100M) | $98.8M | 117 | 399 | 1 | 03/31/2026 | ☆ |
| 16458 | Synergy Capital Of Colorado Llc CRD 334117 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $98.8M | 74 | 213 | 2 | 02/26/2026 | ☆ |
| 16459 | Bienvenue Wealth Llc CRD 153313 | New Orleans, LA | Wealth Manager · Boutique (under $100M) | $98.8M | 128 | 338 | 2 | 05/28/2026 | ☆ |
| 16460 | Brown Wealth Management, Llc CRD 119213 | Conyers, GA | Wealth Manager · Boutique (under $100M) | $98.8M | 106 | 281 | 1 | 03/30/2026 | ☆ |
| 16461 | Wealth Management Consultants L.L.C. CRD 175158 | Wealth Manager · Boutique (under $100M) | $98.8M | 19 | 19 | 1 | 01/05/2026 | ☆ | |
| 16462 | Third Sigma Investment Advisors Llc CRD 151188 | Wilmington, DE | Investment Adviser · Boutique (under $100M) | $98.8M | 51 | 130 | 4 | 05/02/2026 | ☆ |
| 16463 | Lake Road Advisors, Llc CRD 281657 | Corning, NY | Wealth Manager · Boutique (under $100M) | $98.8M | 137 | 137 | 2 | 01/21/2026 | ☆ |
| 16464 | Mckee Investment Planning, Inc. CRD 126676 | Wealth Manager · Boutique (under $100M) | $98.7M | 647 | 647 | 2 | 02/06/2026 | ☆ | |
| 16465 | Jeffrey Joseph Management, Inc. CRD 329679 | Wealth Manager · Boutique (under $100M) | $98.7M | 35 | 78 | 1 | 01/22/2026 | ☆ | |
| 16466 | Investor's Advantage L.L.C. CRD 315773 | Wealth Manager · Boutique (under $100M) | $98.7M | 87 | 202 | 2 | 03/04/2026 | ☆ | |
| 16467 | Havaplan Llc CRD 285636 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $98.6M | 73 | 143 | 2 | 02/02/2026 | ☆ |
| 16468 | Investors Brokerage Of Texas, Ltd. CRD 13037 | Waco, TX | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $98.6M | 14 | 17 | 8 | 02/19/2026 | ☆ |
| 16469 | Peak Wealth Advisors, Inc. CRD 149922 | San Luis Obispo, CA | Wealth Manager · Boutique (under $100M) | $98.6M | 243 | 387 | 2 | 03/30/2026 | ☆ |
| 16470 | Luther Forest Wealth Advisors, L.L.C. CRD 142714 | Malta, NY | Wealth Manager · Boutique (under $100M) | $98.6M | 214 | 471 | 3 | 02/16/2026 | ☆ |
| 16471 | Blue Sky Asset Management, Llc CRD 167686 | Englewood, CO | Investment Adviser · Boutique (under $100M) | $98.6M | 1 | 3 | 1 | 03/30/2026 | ☆ |
| 16472 | Timbuktu Capital Management, Llc CRD 131084 | Boston, MA | Wealth Manager · Boutique (under $100M) | $98.6M | 122 | 344 | 3 | 03/28/2026 | ☆ |
| 16473 | Sterling Range Financial Management, Llc CRD 164893 | Wealth Manager · Boutique (under $100M) | $98.6M | 42 | 142 | 1 | 01/22/2026 | ☆ | |
| 16474 | Ossia Investment Management Llc CRD 329936 | Miami, FL | Multi-Family Office · Boutique (under $100M) | $98.5M | 6 | 46 | 1 | 03/27/2026 | ☆ |
| 16475 | Provident Wealth, Llc CRD 288660 | Wealth Manager · Boutique (under $100M) | $98.5M | 113 | 293 | 1 | 01/26/2026 | ☆ | |
| 16476 | Robert W Mitchell Iii CRD 116123 | Vienna, VA | Wealth Manager · Boutique (under $100M) | $98.5M | 74 | 74 | 1 | 03/23/2026 | ☆ |
| 16477 | Timothy Charles Financial, Llc CRD 287945 | Lynnfield, MA | Wealth Manager · Boutique (under $100M) | $98.5M | 177 | 434 | 2 | 02/05/2026 | ☆ |
| 16478 | Klocke Capital Group, Llc CRD 156160 | Palm Beach, FL | Wealth Manager · Boutique (under $100M) | $98.5M | 107 | 221 | 1 | 03/04/2026 | ☆ |
| 16479 | Anchor Wealth Management, Llc CRD 287635 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $98.4M | 105 | 163 | 1 | 02/25/2026 | ☆ |
| 16480 | New Economy Capital Management Llc CRD 143757 | Wealth Manager · Boutique (under $100M) | $98.4M | 15 | 20 | 1 | 03/31/2026 | ☆ | |
| 16481 | Backbone Planning Partners Llc CRD 326699 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $98.4M | 109 | 360 | 4 | 06/25/2026 | ☆ |
| 16482 | Haas Financial, Inc. CRD 329490 | Sanibel, FL | Wealth Manager · Boutique (under $100M) | $98.4M | 138 | 514 | 4 | 02/19/2026 | ☆ |
| 16483 | Island Asset Management, Llc CRD 314592 | Saint Simons Island, GA | Wealth Manager · Boutique (under $100M) | $98.4M | 78 | 78 | 2 | 07/16/2026 | ☆ |
| 16484 | Garrett Nagle & Co., Inc. CRD 7071 | Woburn, MA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $98.4M | 86 | 144 | 4 | 03/09/2026 | ☆ |
| 16485 | Winslow Financial Llc CRD 135866 | Lake Bluff, IL | Wealth Manager · Boutique (under $100M) | $98.3M | 189 | 376 | 3 | 02/25/2026 | ☆ |
| 16486 | N CRD 168707 | Private Fund Manager · Boutique (under $100M) | $98.3M | 3 | 3 | 1 | 05/01/2025 | ☆ | |
| 16487 | Black Card Circle, Llc CRD 290342 | Wealth Manager · Boutique (under $100M) | $98.3M | 470 | 470 | 7 | 04/01/2026 | ☆ | |
| 16488 | Abe Capital Management, Llc CRD 154422 | Short Hills, NJ | Wealth Manager · Boutique (under $100M) | $98.2M | 57 | 143 | 1 | 03/31/2026 | ☆ |
| 16489 | Blacksummit Financial Group, Inc. CRD 153886 | Investment Adviser · Boutique (under $100M) | $98.2M | 45 | 95 | 6 | 03/04/2026 | ☆ | |
| 16490 | Bullock Capital Alliance, Inc. CRD 121485 | Colorado Springs, CO | Wealth Manager · Boutique (under $100M) | $98.1M | 51 | 189 | 1 | 03/18/2026 | ☆ |
| 16491 | Lucid Wealth Planning Llc CRD 304756 | Wake Forest, NC | Wealth Manager · Boutique (under $100M) | $98.1M | 59 | 207 | 1 | 03/05/2026 | ☆ |
| 16492 | Family Financial Services, Llc CRD 171532 | Insurance-Affiliated · Boutique (under $100M) | $98.1M | 58 | 58 | 1 | 01/05/2026 | ☆ | |
| 16493 | Ask Capital Investment Managers, Llc CRD 287711 | Amarillo, TX | Wealth Manager · Boutique (under $100M) | $98.1M | 100 | 138 | 2 | 01/28/2026 | ☆ |
| 16494 | Gallatin & Company, Llc CRD 111984 | Vero Beach, FL | Wealth Manager · Boutique (under $100M) | $98.1M | 50 | 53 | 1 | 02/26/2026 | ☆ |
| 16495 | Swan Wealth Advisors, Llc CRD 292755 | Durango, CO | Investment Adviser · Boutique (under $100M) | $98.0M | 47 | 47 | 2 | 03/25/2026 | ☆ |
| 16496 | Muzinich Direct Lending Adviser, Llc CRD 327891 | New York, NY | Investment Adviser · Boutique (under $100M) | $98.0M | 1 | 1 | 48 | 06/17/2026 | ☆ |
| 16497 | Upright Financial Corp CRD 107303 | Insurance-Affiliated · Boutique (under $100M) | $98.0M | 36 | 36 | 4 | 03/30/2026 | ☆ | |
| 16498 | F.F. Advisors, Llc CRD 131075 | Insurance-Affiliated · Boutique (under $100M) | $98.0M | 115 | 115 | 1 | 08/01/2024 | ☆ | |
| 16499 | N CRD 218514 | Investment Adviser · Boutique (under $100M) | $98.0M | 15 | 15 | 68 | 03/25/2026 | ☆ | |
| 16500 | Rmh Investment Management, Llc CRD 148650 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $98.0M | 112 | 279 | 3 | 03/18/2026 | ☆ |