Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16451 | Ascent Financial Group Llc CRD 325706 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $101M | 128 | 456 | 2 | 02/10/2026 | ☆ |
| 16452 | Goldbloom Wealth Management Llc CRD 153678 | Mercer Island, WA | Insurance-Affiliated · Small ($100M–$1B) | $101M | 145 | 1,233 | 7 | 03/31/2026 | ☆ |
| 16453 | Priority Financial Planning, Llc CRD 165806 | Durango, CO | Wealth Manager · Small ($100M–$1B) | $101M | 84 | 369 | 4 | 02/19/2026 | ☆ |
| 16454 | Pawleys Investment Advisors, Llc CRD 155199 | Insurance-Affiliated · Small ($100M–$1B) | $101M | 331 | 309 | 2 | 05/28/2026 | ☆ | |
| 16455 | Pflueger Wealth, Llc CRD 339188 | Wealth Manager · Small ($100M–$1B) | $101M | 34 | 81 | 2 | 05/04/2026 | ☆ | |
| 16456 | Gd Group, Inc. CRD 170018 | Wealth Manager · Small ($100M–$1B) | $101M | 13 | 47 | 1 | 02/25/2026 | ☆ | |
| 16457 | Social Investment Managers And Advisors, Llc CRD 309110 | Private Fund Manager · Small ($100M–$1B) | $101M | 7 | 7 | 4 | 08/17/2026 | ☆ | |
| 16458 | Standfast Asset Management, Llc CRD 136671 | Jacksonville Beach, FL | Wealth Manager · Small ($100M–$1B) | $101M | 235 | 235 | 3 | 03/27/2026 | ☆ |
| 16459 | W.K. Cooper Ii Asset Management Corporation CRD 123610 | Champaign, IL | Wealth Manager · Small ($100M–$1B) | $101M | 230 | 230 | 1 | 05/21/2026 | ☆ |
| 16460 | Cdp Financial Group, Llc CRD 155725 | Littleton, CO | Wealth Manager · Small ($100M–$1B) | $100M | 110 | 257 | 2 | 03/25/2026 | ☆ |
| 16461 | Miller Wealth Management Llc CRD 342288 | Gilbert, AZ | Insurance-Affiliated · Small ($100M–$1B) | $100M | 91 | 249 | 2 | 09/29/2026 | ☆ |
| 16462 | Bridge Financial Planning, Llc CRD 174840 | Wealth Manager · Small ($100M–$1B) | $100M | 95 | 319 | 2 | 05/18/2026 | ☆ | |
| 16463 | Sagent Wealth Management CRD 147890 | Laguna Beach, CA | Insurance-Affiliated · Small ($100M–$1B) | $100M | 82 | 247 | 3 | 07/07/2026 | ☆ |
| 16464 | Newsong Capital Management, Inc. CRD 296877 | Hattiesburg, MS | Wealth Manager · Small ($100M–$1B) | $100M | 142 | 216 | 3 | 03/13/2026 | ☆ |
| 16465 | Greenwich Creek Capital Management, Llc CRD 147348 | Wealth Manager · Small ($100M–$1B) | $100M | 71 | 86 | 1 | 06/18/2026 | ☆ | |
| 16466 | Hilpan Moxie Wealth Management, Llc CRD 159966 | Wealth Manager · Small ($100M–$1B) | $100M | 78 | 264 | 1 | 08/07/2026 | ☆ | |
| 16467 | N CRD 288382 | Wealth Manager · Small ($100M–$1B) | $100M | 164 | 159 | 5 | 08/12/2025 | ☆ | |
| 16468 | Course Management Investment Advisors, Llc CRD 306974 | Pinehurst, NC | Wealth Manager · Small ($100M–$1B) | $100M | 161 | 324 | 4 | 05/14/2026 | ☆ |
| 16469 | Financial Action, Inc. CRD 140285 | Monument, CO | Wealth Manager · Small ($100M–$1B) | $100M | 479 | 1,047 | 6 | 09/04/2026 | ☆ |
| 16470 | Carlo Capital Llc CRD 331801 | Private Fund Manager · Small ($100M–$1B) | $100M | 2 | 2 | 1 | 09/07/2026 | ☆ | |
| 16471 | Next Up Wealth Advisors, Llc CRD 342136 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $100M | 294 | 294 | 2 | 08/03/2026 | ☆ |
| 16472 | Augustus Wealth, Llc CRD 317189 | Long Beach, CA | Wealth Manager · Small ($100M–$1B) | $100M | 136 | 342 | 2 | 03/06/2026 | ☆ |
| 16473 | Capstone Wealth Advisors,Inc. CRD 122357 | Indianpolis, IN | Wealth Manager · Small ($100M–$1B) | $100M | 98 | 306 | 4 | 03/11/2026 | ☆ |
| 16474 | Birath Wealth Management, Llc CRD 157328 | Marshall, MN | Wealth Manager · Small ($100M–$1B) | $100M | 116 | 327 | 2 | 06/29/2026 | ☆ |
| 16475 | Infinite Financial Solutions, Llc CRD 281513 | North Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $100M | 381 | 381 | 5 | 08/06/2026 | ☆ |
| 16476 | Montage Financial Advisors Inc. CRD 308954 | Wealth Manager · Small ($100M–$1B) | $100M | 36 | 114 | 3 | 01/20/2026 | ☆ | |
| 16477 | Financial Counseling, Inc. CRD 119969 | Springboro, OH | Wealth Manager · Small ($100M–$1B) | $100M | 417 | 708 | 3 | 04/20/2026 | ☆ |
| 16478 | Retire Ready Wealth Management, Llc CRD 316942 | Radnor, PA | Wealth Manager · Small ($100M–$1B) | $100M | 535 | 535 | 1 | 03/27/2026 | ☆ |
| 16479 | Darrell Capital Management, Llc CRD 310324 | Rolling Hills Estates, CA | Wealth Manager · Small ($100M–$1B) | $100M | 27 | 120 | 2 | 08/03/2026 | ☆ |
| 16480 | Advanced Portfolio Design, Llc CRD 141727 | Westford, MA | Wealth Manager · Small ($100M–$1B) | $100M | 80 | 303 | 3 | 03/05/2026 | ☆ |
| 16481 | Capital Investment Management, Llc CRD 150705 | Roseville, CA | Wealth Manager · Small ($100M–$1B) | $100M | 96 | 97 | 3 | 09/17/2026 | ☆ |
| 16482 | Grupp Financial Llc CRD 168436 | Jackson, WY | Investment Adviser · Small ($100M–$1B) | $100M | 10 | 37 | 3 | 01/22/2026 | ☆ |
| 16483 | Cardinal Point Capital Llc CRD 141166 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $100M | 3 | 3 | 5 | 03/30/2026 | ☆ |
| 16484 | Infinity Investment Advisors Llc CRD 332590 | Huntsville, AL | Wealth Manager · Small ($100M–$1B) | $100M | 332 | 658 | 6 | 07/29/2026 | ☆ |
| 16485 | Holbrook Management, Llc CRD 149561 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $100M | 17 | 25 | 1 | 04/30/2026 | ☆ |
| 16486 | Three Oaks Capital Management, Llc CRD 171082 | Gold River, CA | Wealth Manager · Small ($100M–$1B) | $100M | 100 | 343 | 4 | 09/01/2026 | ☆ |
| 16487 | Chamberlain Lane Capital, Llc CRD 340063 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $100M | 0 | 1 | 2 | 05/07/2026 | ☆ |
| 16488 | Acacia Asset Management Llc CRD 287857 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $100M | 1 | 1 | 2 | 06/03/2026 | ☆ |
| 16489 | Approach Capital Llc CRD 291807 | Wealth Manager · Small ($100M–$1B) | $100M | 100 | 235 | 1 | 07/21/2026 | ☆ | |
| 16490 | Barnhart Wealth Management Llc CRD 312142 | Wealth Manager · Small ($100M–$1B) | $100M | 183 | 1,370 | 4 | 09/08/2026 | ☆ | |
| 16491 | Ferghana Investment Partners, Lp CRD 337822 | New York, NY | Investment Adviser · Small ($100M–$1B) | $100M | 1 | 1 | 6 | 05/14/2026 | ☆ |
| 16492 | Harbinger Alternative Associates, Llc CRD 337984 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $100M | 1 | 1 | 15 | 09/04/2026 | ☆ |
| 16493 | Intirety, Llc CRD 306315 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $100M | 657 | 1,120 | 4 | 02/24/2026 | ☆ |
| 16494 | Michael S. Carrier & Associates, Inc. CRD 142403 | Wealth Manager · Small ($100M–$1B) | $100M | 100 | 231 | 1 | 03/30/2026 | ☆ | |
| 16495 | Turret Investments, Llc CRD 307791 | Wealth Manager · Small ($100M–$1B) | $100M | 1 | 2 | 09/08/2026 | ☆ | ||
| 16496 | Valhum Asset Management, Llc CRD 323895 | Upper Saddle River, NJ | Investment Adviser · Small ($100M–$1B) | $100M | 1 | 1 | 1 | 02/17/2026 | ☆ |
| 16497 | Westmont Advisory, Llc CRD 343407 | Flower Mound, TX | Multi-Family Office · Small ($100M–$1B) | $100M | 7 | 7 | 2 | 09/29/2026 | ☆ |
| 16498 | Investment Counselors Of Redlands Llc CRD 137470 | Redlands, CA | Wealth Manager · Boutique (under $100M) | $100.0M | 156 | 370 | 3 | 02/27/2026 | ☆ |
| 16499 | Preservation Capital Group Llc CRD 154462 | Wealth Manager · Boutique (under $100M) | $99.9M | 47 | 47 | 1 | 09/19/2026 | ☆ | |
| 16500 | Freeboard Capital, Llc CRD 167222 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $99.9M | 19 | 19 | 2 | 03/23/2026 | ☆ |