Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16401 | Duke And Duke Wealth Management Llc CRD 290184 | Doylestown, PA | Wealth Manager · Small ($100M–$1B) | $102M | 244 | 524 | 3 | 09/02/2026 | ☆ |
| 16402 | Sequentis Capital Llc CRD 298533 | Boston, MA | Insurance-Affiliated · Small ($100M–$1B) | $102M | 90 | 226 | 4 | 05/15/2026 | ☆ |
| 16403 | Huber Wealth Management, Llc CRD 330124 | Spring, TX | Wealth Manager · Small ($100M–$1B) | $102M | 155 | 530 | 7 | 08/10/2026 | ☆ |
| 16404 | Tia Wealth Management Llc CRD 327402 | Newburyport, MA | Wealth Manager · Small ($100M–$1B) | $102M | 346 | 343 | 3 | 05/07/2026 | ☆ |
| 16405 | Fencl Advisory Services, Llc CRD 115904 | Cedar Falls, IA | Insurance-Affiliated · Small ($100M–$1B) | $102M | 180 | 354 | 3 | 08/28/2026 | ☆ |
| 16406 | Koinonia Wealth, Llc CRD 312136 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $101M | 321 | 525 | 4 | 05/07/2026 | ☆ |
| 16407 | Maxout Savings Advisors Llc CRD 137307 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $101M | 180 | 278 | 2 | 01/19/2026 | ☆ |
| 16408 | N CRD 174079 | Private Fund Manager · Small ($100M–$1B) | $101M | 6 | 6 | 11 | 03/31/2025 | ☆ | |
| 16409 | Sky Vision Wealth Management Corp. CRD 317320 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $101M | 86 | 91 | 2 | 09/16/2026 | ☆ |
| 16410 | Jackson & Associates, Inc. CRD 315102 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $101M | 81 | 81 | 3 | 04/23/2026 | ☆ |
| 16411 | Integrative Planning, Inc. CRD 336307 | Cornelius, NC | Insurance-Affiliated · Small ($100M–$1B) | $101M | 224 | 429 | 6 | 08/07/2026 | ☆ |
| 16412 | Silverman + Associates Wealth Management, Llc CRD 157856 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $101M | 94 | 305 | 1 | 01/16/2026 | ☆ |
| 16413 | Mendoza Private Wealth Inc. CRD 329126 | North Miami, FL | Wealth Manager · Small ($100M–$1B) | $101M | 53 | 171 | 1 | 09/22/2026 | ☆ |
| 16414 | Falcon Investment Strategies Llc CRD 160615 | Salisbury, NC | Insurance-Affiliated · Small ($100M–$1B) | $101M | 342 | 632 | 4 | 02/22/2026 | ☆ |
| 16415 | Jeff Von Colln Pc CRD 284481 | Ogden, UT | Wealth Manager · Small ($100M–$1B) | $101M | 134 | 281 | 3 | 03/19/2026 | ☆ |
| 16416 | Bespoke Investment Group, Llc CRD 144080 | Harrison, NY | Wealth Manager · Small ($100M–$1B) | $101M | 59 | 119 | 6 | 03/05/2026 | ☆ |
| 16417 | Greystone Capital Partners Group Llc CRD 312326 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $101M | 181 | 181 | 4 | 03/30/2026 | ☆ |
| 16418 | Axxets Wealth Management Usa Llc CRD 340858 | Aventura, FL | Multi-Family Office · Small ($100M–$1B) | $101M | 5 | 12 | 5 | 07/20/2026 | ☆ |
| 16419 | Wells Global Investment Advisers Llc CRD 150139 | Winter Haven, FL | Wealth Manager · Small ($100M–$1B) | $101M | 133 | 133 | 3 | 02/24/2026 | ☆ |
| 16420 | Integrated Benefits, Incorporated CRD 112518 | Wealth Manager · Small ($100M–$1B) | $101M | 155 | 155 | 2 | 03/31/2026 | ☆ | |
| 16421 | Clearview Financial, Inc. CRD 131944 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $101M | 44 | 44 | 2 | 01/27/2026 | ☆ |
| 16422 | Palomar Advisors Inc. CRD 285358 | Institutional / Pension Advisor · Small ($100M–$1B) | $101M | 76 | 13 | 2 | 04/01/2026 | ☆ | |
| 16423 | Perkins Wealth Advantage Llc CRD 318671 | Wealth Manager · Small ($100M–$1B) | $101M | 56 | 309 | 2 | 01/16/2026 | ☆ | |
| 16424 | Wealthmark Advisory Group, Llc CRD 166494 | Insurance-Affiliated · Small ($100M–$1B) | $101M | 86 | 195 | 1 | 03/02/2026 | ☆ | |
| 16425 | Corwin Company Llc CRD 285657 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $101M | 95 | 35 | 1 | 02/04/2026 | ☆ |
| 16426 | Wrwco, Llc CRD 113665 | Wealth Manager · Small ($100M–$1B) | $101M | 55 | 154 | 4 | 03/13/2026 | ☆ | |
| 16427 | Ruocco, John Ralph CRD 119878 | Wealth Manager · Small ($100M–$1B) | $101M | 107 | 107 | 0 | 03/31/2026 | ☆ | |
| 16428 | Swiss Finance Private Wealth Management Llc CRD 342936 | Southbury, CT | Investment Adviser · Small ($100M–$1B) | $101M | 3 | 7 | 07/20/2026 | ☆ | |
| 16429 | Zeches Wealth Management Group, Llc CRD 170279 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $101M | 96 | 186 | 4 | 03/19/2026 | ☆ |
| 16430 | Rock Creek Wealth Management, Llc CRD 336666 | Hillsboro, OR | Wealth Manager · Small ($100M–$1B) | $101M | 241 | 477 | 3 | 03/18/2026 | ☆ |
| 16431 | Cmh Wealth Management, Llc CRD 325543 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $101M | 68 | 139 | 3 | 02/18/2026 | ☆ |
| 16432 | Cantata Wealth Management, Llc CRD 332526 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $101M | 30 | 115 | 4 | 08/11/2026 | ☆ |
| 16433 | Rga Investment Advisors, Llc CRD 149171 | Great Neck, NY | Wealth Manager · Small ($100M–$1B) | $101M | 100 | 283 | 4 | 07/21/2026 | ☆ |
| 16434 | Capital Investment Services, Llc CRD 121567 | Lynnwood, WA | Wealth Manager · Small ($100M–$1B) | $101M | 45 | 45 | 2 | 06/17/2026 | ☆ |
| 16435 | Suttle Crossland Wealth Advisors, Llc CRD 318700 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $101M | 53 | 185 | 2 | 05/12/2026 | ☆ |
| 16436 | Beacon Associates Wealth Management, Llc CRD 318651 | Maumee, OH | Wealth Manager · Small ($100M–$1B) | $101M | 204 | 838 | 4 | 03/26/2026 | ☆ |
| 16437 | Local Asset Management Llc CRD 331711 | Las Vegas, NV | Private Fund Manager · Small ($100M–$1B) | $101M | 4 | 4 | 4 | 03/31/2026 | ☆ |
| 16438 | Ensign Advisory Partners Llc CRD 325650 | Gilbert, AZ | Wealth Manager · Small ($100M–$1B) | $101M | 304 | 697 | 3 | 08/14/2026 | ☆ |
| 16439 | Ny&A, Llc CRD 158631 | Laguna Hills, CA | Wealth Manager · Small ($100M–$1B) | $101M | 205 | 205 | 5 | 03/31/2026 | ☆ |
| 16440 | N CRD 316084 | Private Fund Manager · Small ($100M–$1B) | $101M | 3 | 3 | 6 | 03/31/2025 | ☆ | |
| 16441 | Brave Eagle Wealth Management, Llc CRD 283307 | New York, NY | Wealth Manager · Small ($100M–$1B) | $101M | 107 | 107 | 2 | 09/09/2026 | ☆ |
| 16442 | Fc Wealth Solutions Llc CRD 286381 | Westerville, OH | Wealth Manager · Small ($100M–$1B) | $101M | 163 | 416 | 4 | 04/14/2026 | ☆ |
| 16443 | G. Allen Financial Inc. CRD 119180 | Santa Fe, NM | Wealth Manager · Small ($100M–$1B) | $101M | 40 | 140 | 2 | 02/17/2026 | ☆ |
| 16444 | 34 Financial, Llc CRD 329383 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $101M | 90 | 93 | 4 | 02/12/2026 | ☆ |
| 16445 | Cwm Advisory, Llc CRD 299923 | Ocean Pines, MD | Wealth Manager · Small ($100M–$1B) | $101M | 248 | 559 | 6 | 06/23/2026 | ☆ |
| 16446 | Robert V. Horowitz, Llc CRD 127800 | Wealth Manager · Small ($100M–$1B) | $101M | 49 | 139 | 1 | 02/18/2026 | ☆ | |
| 16447 | Indexperts, Llc CRD 314858 | Charlotte, NC | Mutual Fund / Asset Manager · Small ($100M–$1B) | $101M | 3 | 3 | 4 | 03/26/2026 | ☆ |
| 16448 | Fuerst Financial Group, Inc. CRD 149172 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $101M | 325 | 542 | 2 | 06/12/2026 | ☆ |
| 16449 | Cherokee & Walker Management, Llc CRD 160962 | Salt Lake City, UT | Private Fund Manager · Small ($100M–$1B) | $101M | 9 | 9 | 5 | 03/09/2026 | ☆ |
| 16450 | Stabile Investment Management, Llc CRD 145845 | Wealth Manager · Small ($100M–$1B) | $101M | 23 | 62 | 3 | 09/28/2026 | ☆ |