Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18201 | Whitewater Wealth, Llc CRD 169233 | Wealth Manager · Boutique (under $100M) | $68.5M | 37 | 90 | 1 | 06/30/2026 | ☆ | |
| 18202 | Alphanext, Llc CRD 297504 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $68.5M | 28 | 28 | 2 | 03/23/2026 | ☆ |
| 18203 | Mark Vogel Wealth Management, Llc CRD 128011 | Wealth Manager · Boutique (under $100M) | $68.5M | 8 | 10 | 2 | 03/17/2026 | ☆ | |
| 18204 | Kaizen Wealth Management, Llc CRD 131466 | Charleston, SC | Wealth Manager · Boutique (under $100M) | $68.5M | 27 | 120 | 1 | 03/18/2026 | ☆ |
| 18205 | Granite Wealth Management Llc CRD 309868 | Plymouth, MA | Wealth Manager · Boutique (under $100M) | $68.5M | 168 | 325 | 2 | 03/23/2026 | ☆ |
| 18206 | Capital Formation Advisers Llc CRD 111815 | Wealth Manager · Boutique (under $100M) | $68.4M | 7 | 6 | 1 | 03/05/2026 | ☆ | |
| 18207 | Anderson Pewitt & Associates, Inc. CRD 155516 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $68.4M | 66 | 169 | 1 | 08/26/2026 | ☆ |
| 18208 | Shield Wealth Advisors, Llc. CRD 309538 | Williamsville, NY | Insurance-Affiliated · Boutique (under $100M) | $68.4M | 109 | 307 | 3 | 01/30/2026 | ☆ |
| 18209 | Caruso And Company, P.A., Certified Public Accountants CRD 142685 | Deerfield Beach, FL | Wealth Manager · Boutique (under $100M) | $68.4M | 119 | 119 | 4 | 03/28/2026 | ☆ |
| 18210 | Retirement Lifestyles Advisors, Llc CRD 154642 | Redding, CA | Insurance-Affiliated · Boutique (under $100M) | $68.3M | 149 | 302 | 1 | 03/12/2026 | ☆ |
| 18211 | Twin Peaks Capital Llc CRD 168526 | Wealth Manager · Boutique (under $100M) | $68.3M | 26 | 26 | 1 | 03/31/2026 | ☆ | |
| 18212 | Bleecker Street Capital Management, Llc CRD 332519 | Brooklyn, NY | Private Fund Manager · Boutique (under $100M) | $68.3M | 2 | 2 | 6 | 03/27/2026 | ☆ |
| 18213 | Financial Life Management Llc CRD 292927 | Wealth Manager · Boutique (under $100M) | $68.3M | 93 | 302 | 1 | 05/05/2026 | ☆ | |
| 18214 | Sheller Wealth Management, Inc. CRD 289794 | Troy, MO | Wealth Manager · Boutique (under $100M) | $68.2M | 174 | 282 | 3 | 09/29/2026 | ☆ |
| 18215 | Parlin Advisors Llc CRD 300774 | Hague, NY | Wealth Manager · Boutique (under $100M) | $68.2M | 54 | 125 | 1 | 03/23/2026 | ☆ |
| 18216 | Iconoclastic Capital Management Llc CRD 310132 | Rochester, NY | Wealth Manager · Boutique (under $100M) | $68.2M | 141 | 506 | 5 | 03/30/2026 | ☆ |
| 18217 | Structure Wealth Partners Llc CRD 338538 | Orlando, FL | Insurance-Affiliated · Boutique (under $100M) | $68.2M | 42 | 131 | 1 | 07/30/2026 | ☆ |
| 18218 | Walters Strategic Advisors, Llc CRD 310582 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $68.1M | 46 | 123 | 2 | 06/10/2026 | ☆ |
| 18219 | Chladek Wealth Management, Llc CRD 152435 | Wealth Manager · Boutique (under $100M) | $68.1M | 63 | 238 | 1 | 06/12/2026 | ☆ | |
| 18220 | Pennfield Capital Corp CRD 111464 | South Bend, IN | Wealth Manager · Boutique (under $100M) | $68.1M | 154 | 154 | 2 | 03/12/2026 | ☆ |
| 18221 | Peak Altitude Partners, Lp CRD 338110 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $68.1M | 2 | 2 | 5 | 09/18/2026 | ☆ |
| 18222 | Signature Fa, Llc CRD 283964 | Houston, TX | Insurance-Affiliated · Boutique (under $100M) | $68.1M | 209 | 175 | 4 | 03/24/2026 | ☆ |
| 18223 | Gallatin Wealth Management Llc CRD 165344 | Wilson, WY | Wealth Manager · Boutique (under $100M) | $68.1M | 26 | 26 | 1 | 03/11/2026 | ☆ |
| 18224 | Jmr Financial Group, Inc. CRD 114149 | Superior, WI | Wealth Manager · Boutique (under $100M) | $68.1M | 835 | 835 | 4 | 03/20/2026 | ☆ |
| 18225 | Clearpoint Wealth Management, Llc CRD 337649 | Colleyville, TX | Wealth Manager · Boutique (under $100M) | $68.0M | 42 | 136 | 4 | 02/12/2026 | ☆ |
| 18226 | Conscious Capital, Llc CRD 283947 | Wealth Manager · Boutique (under $100M) | $68.0M | 153 | 426 | 4 | 02/12/2026 | ☆ | |
| 18227 | The Financial Planning And Implementation Inc. CRD 135634 | Tustin, CA | Wealth Manager · Boutique (under $100M) | $68.0M | 44 | 44 | 2 | 03/30/2026 | ☆ |
| 18228 | Fifr, Inc. CRD 328620 | Wealth Manager · Boutique (under $100M) | $68.0M | 214 | 1,335 | 1 | 03/30/2026 | ☆ | |
| 18229 | Pacific Wealth Care Inc. CRD 130856 | Wealth Manager · Boutique (under $100M) | $68.0M | 19 | 42 | 1 | 02/02/2026 | ☆ | |
| 18230 | Sac Investment Management Llc CRD 322784 | Wealth Manager · Boutique (under $100M) | $68.0M | 51 | 160 | 1 | 01/15/2026 | ☆ | |
| 18231 | Doug Mottet Enterprises, Inc. CRD 116044 | Wealth Manager · Boutique (under $100M) | $68.0M | 130 | 257 | 1 | 03/26/2026 | ☆ | |
| 18232 | Delta Wealth Management, Llc CRD 281691 | Wealth Manager · Boutique (under $100M) | $68.0M | 46 | 46 | 2 | 04/16/2026 | ☆ | |
| 18233 | Penn Street Capital Management Llc CRD 290278 | Wealth Manager · Boutique (under $100M) | $68.0M | 11 | 16 | 1 | 03/09/2026 | ☆ | |
| 18234 | Buckeye Wealth Partners, Llc CRD 126428 | Centerville, OH | Wealth Manager · Boutique (under $100M) | $68.0M | 252 | 252 | 2 | 03/05/2026 | ☆ |
| 18235 | Kay Investments, Inc. CRD 124267 | Wealth Manager · Boutique (under $100M) | $67.9M | 66 | 178 | 1 | 03/27/2026 | ☆ | |
| 18236 | Tri Star Advisors Inc. CRD 149760 | Houston, TX | Wealth Manager · Boutique (under $100M) | $67.9M | 73 | 121 | 4 | 02/26/2026 | ☆ |
| 18237 | Normandy Capital Management, Llc CRD 142315 | Lakewood, CO | Wealth Manager · Boutique (under $100M) | $67.9M | 182 | 183 | 5 | 02/27/2026 | ☆ |
| 18238 | Ventoux Financial Advisors, Llc CRD 298631 | Insurance-Affiliated · Boutique (under $100M) | $67.9M | 55 | 125 | 1 | 01/30/2026 | ☆ | |
| 18239 | Momentum Wealth Strategies, Inc. CRD 334046 | Wealth Manager · Boutique (under $100M) | $67.9M | 76 | 160 | 1 | 08/26/2026 | ☆ | |
| 18240 | N CRD 300954 | Private Fund Manager · Boutique (under $100M) | $67.9M | 1 | 1 | 3 | 03/31/2026 | ☆ | |
| 18241 | Tax Advantage Advisors, Inc. CRD 143426 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $67.9M | 151 | 368 | 1 | 02/24/2026 | ☆ |
| 18242 | Alpha Capital Llc CRD 321194 | Lubbock, TX | Wealth Manager · Boutique (under $100M) | $67.8M | 130 | 240 | 3 | 03/30/2026 | ☆ |
| 18243 | The Monroe Team, Inc CRD 168574 | Hollister, CA | Wealth Manager · Boutique (under $100M) | $67.8M | 122 | 219 | 3 | 03/23/2026 | ☆ |
| 18244 | Fiduciary Capital, Inc. CRD 126178 | Gainesville, GA | Wealth Manager · Boutique (under $100M) | $67.8M | 298 | 576 | 5 | 04/14/2026 | ☆ |
| 18245 | Focused Finances, Llc CRD 130911 | Oakland, CA | Wealth Manager · Boutique (under $100M) | $67.8M | 68 | 144 | 1 | 06/02/2026 | ☆ |
| 18246 | Steel Canyon Capital, Llc CRD 164025 | Phoenix, AZ | Private Fund Manager · Boutique (under $100M) | $67.8M | 2 | 4 | 2 | 04/13/2026 | ☆ |
| 18247 | H&S Tax And Wealth Advisors Llc CRD 290643 | Red Bank, NJ | Wealth Manager · Boutique (under $100M) | $67.8M | 83 | 176 | 3 | 01/29/2026 | ☆ |
| 18248 | Tailored Wealth Management, Llc CRD 305720 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $67.7M | 257 | 548 | 3 | 02/22/2026 | ☆ |
| 18249 | Sea Clear Financial Planning, Llc CRD 160133 | Brielle, NJ | Wealth Manager · Boutique (under $100M) | $67.7M | 43 | 92 | 1 | 03/02/2026 | ☆ |
| 18250 | Roseline Capitol Advisors, Llc CRD 137604 | Richmond, VA | Wealth Manager · Boutique (under $100M) | $67.7M | 26 | 61 | 5 | 03/31/2026 | ☆ |