Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18301 | Stirling Bridge Wealth Partners, Llc CRD 174122 | Wealth Manager · Boutique (under $100M) | $67.0M | 53 | 179 | 1 | 03/25/2026 | ☆ | |
| 18302 | N CRD 326709 | Wealth Manager · Boutique (under $100M) | $66.9M | 10 | 10 | 1 | 07/01/2025 | ☆ | |
| 18303 | Pare Partners Llc CRD 309242 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $66.9M | 8 | 8 | 20 | 03/31/2026 | ☆ |
| 18304 | Firewall Capital Management Llc CRD 142084 | Enumclaw, WA | Insurance-Affiliated · Boutique (under $100M) | $66.9M | 193 | 355 | 4 | 03/26/2026 | ☆ |
| 18305 | Annette Di Bello, Cpa, Cfp, Professional Corporation CRD 159799 | Mission Viejo, CA | Wealth Manager · Boutique (under $100M) | $66.9M | 122 | 244 | 1 | 09/01/2026 | ☆ |
| 18306 | Dwp Investment Management, Llc CRD 156684 | Wealth Manager · Boutique (under $100M) | $66.8M | 95 | 341 | 2 | 03/30/2026 | ☆ | |
| 18307 | Mountain Capital Management Inc CRD 106166 | Wealth Manager · Boutique (under $100M) | $66.8M | 8 | 23 | 1 | 02/06/2026 | ☆ | |
| 18308 | First Investment Corporation CRD 110972 | Bartlesville, OK | Insurance-Affiliated · Boutique (under $100M) | $66.8M | 221 | 348 | 3 | 03/10/2026 | ☆ |
| 18309 | Margin, Llc CRD 290094 | Denver, CO | Wealth Manager · Boutique (under $100M) | $66.8M | 27 | 128 | 1 | 03/30/2026 | ☆ |
| 18310 | Northpeak Financial, Inc. CRD 142970 | Frederick, MD | Insurance-Affiliated · Boutique (under $100M) | $66.8M | 162 | 329 | 3 | 03/31/2026 | ☆ |
| 18311 | Watchstone Wealth Management Llc CRD 172835 | Wealth Manager · Boutique (under $100M) | $66.8M | 65 | 135 | 1 | 02/18/2026 | ☆ | |
| 18312 | King, Matthew Cochrane CRD 136309 | Wealth Manager · Boutique (under $100M) | $66.8M | 92 | 219 | 3 | 08/13/2026 | ☆ | |
| 18313 | Ascendant Capital Management CRD 215513 | La Palma, CA | Insurance-Affiliated · Boutique (under $100M) | $66.8M | 124 | 124 | 1 | 03/26/2026 | ☆ |
| 18314 | Old Beach Investment Advisors, Llc CRD 339424 | Houston, TX | Multi-Family Office · Boutique (under $100M) | $66.8M | 5 | 7 | 3 | 03/27/2026 | ☆ |
| 18315 | Connect Financial, Llc CRD 321212 | Insurance-Affiliated · Boutique (under $100M) | $66.8M | 518 | 830 | 7 | 03/26/2026 | ☆ | |
| 18316 | Quantum Strategies, Llc CRD 226572 | Glen Mills, PA | Insurance-Affiliated · Boutique (under $100M) | $66.7M | 35 | 35 | 1 | 02/04/2026 | ☆ |
| 18317 | Dedham Business Services Associates CRD 129532 | Dedham, MA | Wealth Manager · Boutique (under $100M) | $66.7M | 126 | 126 | 1 | 03/10/2026 | ☆ |
| 18318 | Barnett, David Ira CRD 144590 | Tustin, CA | Wealth Manager · Boutique (under $100M) | $66.7M | 41 | 154 | 1 | 03/19/2026 | ☆ |
| 18319 | Fairway Capital Advisors, Llc CRD 314892 | Wealth Manager · Boutique (under $100M) | $66.7M | 49 | 248 | 2 | 03/30/2026 | ☆ | |
| 18320 | Carl Domino Inc. CRD 131528 | West Palm Beach, FL | Wealth Manager · Boutique (under $100M) | $66.7M | 54 | 55 | 3 | 02/02/2026 | ☆ |
| 18321 | Marki Financial Services, Llc CRD 156404 | Wealth Manager · Boutique (under $100M) | $66.7M | 29 | 114 | 1 | 02/11/2026 | ☆ | |
| 18322 | Thomas Seaman Company CRD 135245 | Laguna Beach, CA | Wealth Manager · Boutique (under $100M) | $66.7M | 66 | 156 | 1 | 05/28/2026 | ☆ |
| 18323 | K&H Wealth Partners Inc. CRD 329828 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $66.6M | 77 | 217 | 3 | 01/12/2026 | ☆ |
| 18324 | Personal Financial Experiences, Llc CRD 158950 | Wealth Manager · Boutique (under $100M) | $66.6M | 46 | 187 | 1 | 01/23/2026 | ☆ | |
| 18325 | Bull Bear Investment Management Llc CRD 174038 | Reston, VA | Wealth Manager · Boutique (under $100M) | $66.6M | 142 | 207 | 3 | 03/26/2026 | ☆ |
| 18326 | Tackett Wealth Management, Llc CRD 149056 | Cary, NC | Wealth Manager · Boutique (under $100M) | $66.6M | 51 | 153 | 3 | 03/31/2026 | ☆ |
| 18327 | Apollo Wealth Management, Ltd. CRD 136803 | Wealth Manager · Boutique (under $100M) | $66.6M | 27 | 90 | 1 | 03/19/2026 | ☆ | |
| 18328 | Alinea Advisory Services Llc CRD 311782 | New York, NY | Wealth Manager · Boutique (under $100M) | $66.6M | 115,693 | 115,693 | 10 | 09/01/2026 | ☆ |
| 18329 | 4 Th River Financial Group, Inc. CRD 149058 | Wexford, PA | Wealth Manager · Boutique (under $100M) | $66.6M | 301 | 792 | 4 | 06/08/2026 | ☆ |
| 18330 | I3 Investment Partners, Llc CRD 307104 | Carson City, NV | Private Fund Manager · Boutique (under $100M) | $66.6M | 1 | 1 | 3 | 02/26/2026 | ☆ |
| 18331 | Advent Capital Llc CRD 165348 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $66.6M | 108 | 168 | 2 | 03/25/2026 | ☆ |
| 18332 | Cook, Matthew Paul CRD 154829 | Troy, MI | Insurance-Affiliated · Boutique (under $100M) | $66.5M | 90 | 91 | 1 | 03/13/2026 | ☆ |
| 18333 | Rockcliff Capital, Llc CRD 168708 | Pittsburgh, PA | Wealth Manager · Boutique (under $100M) | $66.5M | 60 | 194 | 1 | 03/23/2026 | ☆ |
| 18334 | Barrack Yard Advisors, Llc CRD 173536 | Chevy Chase, MD | Wealth Manager · Boutique (under $100M) | $66.5M | 26 | 78 | 1 | 01/28/2026 | ☆ |
| 18335 | Keystone Investment Advisors, Llc CRD 150622 | Wexford, PA | Wealth Manager · Boutique (under $100M) | $66.5M | 54 | 134 | 2 | 03/30/2026 | ☆ |
| 18336 | Clarion Call Capital Llc CRD 333446 | New York, NY | Investment Adviser · Boutique (under $100M) | $66.5M | 12 | 1 | 03/19/2026 | ☆ | |
| 18337 | Riverside Investment Management, Inc. CRD 126488 | Wealth Manager · Boutique (under $100M) | $66.4M | 0 | 40 | 1 | 02/03/2026 | ☆ | |
| 18338 | Resource Design, Inc. CRD 116014 | Wealth Manager · Boutique (under $100M) | $66.4M | 42 | 127 | 1 | 03/11/2026 | ☆ | |
| 18339 | Forestview Financial Partners, Llc CRD 286633 | Wealth Manager · Boutique (under $100M) | $66.4M | 64 | 200 | 2 | 03/31/2026 | ☆ | |
| 18340 | La Jolla Asset Management, Inc. CRD 112327 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $66.4M | 35 | 74 | 2 | 09/10/2026 | ☆ |
| 18341 | Steward Inc. CRD 314340 | Wealth Manager · Boutique (under $100M) | $66.4M | 38 | 226 | 4 | 02/11/2026 | ☆ | |
| 18342 | 4 D Financial Advisors, Llc CRD 162473 | Glen Ellyn, IL | Wealth Manager · Boutique (under $100M) | $66.4M | 62 | 210 | 1 | 03/30/2026 | ☆ |
| 18343 | Roman Retirement Planning, Llc CRD 306871 | Mashpee, MA | Insurance-Affiliated · Boutique (under $100M) | $66.4M | 151 | 358 | 3 | 03/20/2026 | ☆ |
| 18344 | Plan Ahead Financial Management, Inc. CRD 113492 | Abilene, TX | Wealth Manager · Boutique (under $100M) | $66.4M | 58 | 58 | 2 | 06/25/2026 | ☆ |
| 18345 | Pi Wealth Management Llc CRD 299731 | San Ramon, CA | Institutional / Pension Advisor · Boutique (under $100M) | $66.4M | 91 | 91 | 1 | 06/23/2026 | ☆ |
| 18346 | Presidio Advisors, Llc CRD 328699 | Wealth Manager · Boutique (under $100M) | $66.3M | 38 | 281 | 1 | 06/17/2026 | ☆ | |
| 18347 | Long View Financial Services, Inc CRD 139727 | Wealth Manager · Boutique (under $100M) | $66.3M | 71 | 182 | 2 | 03/17/2026 | ☆ | |
| 18348 | Mifi Wealth, Llc CRD 149291 | Boulder, CO | Insurance-Affiliated · Boutique (under $100M) | $66.3M | 54 | 189 | 4 | 05/07/2026 | ☆ |
| 18349 | Camelot Wealth Management, Llc CRD 171275 | Wealth Manager · Boutique (under $100M) | $66.3M | 101 | 307 | 2 | 08/18/2026 | ☆ | |
| 18350 | Creative Wealth Strategies CRD 156719 | Minnetonka, MN | Wealth Manager · Boutique (under $100M) | $66.3M | 75 | 159 | 3 | 03/27/2026 | ☆ |