Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19401 | Rich Dewitt Wealth Management Llc CRD 327682 | Chattanooga, TN | Insurance-Affiliated · Boutique (under $100M) | $51.5M | 123 | 123 | 1 | 04/06/2026 | ☆ |
| 19402 | Aspire Wealth Management, Llc CRD 311368 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $51.4M | 302 | 398 | 12 | 05/26/2026 | ☆ |
| 19403 | Gugle Wealth Advisory Llc CRD 331310 | Wealth Manager · Boutique (under $100M) | $51.4M | 26 | 172 | 1 | 03/25/2026 | ☆ | |
| 19404 | Asymmetric Advantage Capital Management, Llc CRD 157549 | Bellevue, WA | Wealth Manager · Boutique (under $100M) | $51.4M | 49 | 141 | 2 | 02/06/2026 | ☆ |
| 19405 | Clarity Financial Design Llc CRD 316258 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $51.4M | 39 | 134 | 2 | 08/06/2026 | ☆ |
| 19406 | Axiom Investment Solutions Llc CRD 192518 | Wealth Manager · Boutique (under $100M) | $51.4M | 71 | 165 | 1 | 01/26/2026 | ☆ | |
| 19407 | Tuma Financial, Llc CRD 286365 | Wealth Manager · Boutique (under $100M) | $51.4M | 34 | 34 | 1 | 03/24/2026 | ☆ | |
| 19408 | M3 L Business Development Llc CRD 298943 | Wealth Manager · Boutique (under $100M) | $51.3M | 77 | 208 | 1 | 03/05/2026 | ☆ | |
| 19409 | Martorell Capital Partners, Llc CRD 286562 | Greenwich, CT | Wealth Manager · Boutique (under $100M) | $51.3M | 18 | 25 | 2 | 03/18/2026 | ☆ |
| 19410 | Mason Financial Services Inc CRD 173628 | Redlands, CA | Wealth Manager · Boutique (under $100M) | $51.3M | 86 | 86 | 3 | 02/03/2026 | ☆ |
| 19411 | Cantu Tactical Wealth Management, Inc. CRD 152210 | Wealth Manager · Boutique (under $100M) | $51.3M | 72 | 191 | 2 | 01/29/2026 | ☆ | |
| 19412 | Anweiler Financial Management, Llc CRD 122236 | New Haven, IN | Wealth Manager · Boutique (under $100M) | $51.3M | 107 | 190 | 1 | 04/08/2026 | ☆ |
| 19413 | Houssels Capital Management, Llc CRD 121086 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $51.3M | 14 | 29 | 1 | 01/20/2026 | ☆ |
| 19414 | Upholdings Group Llc CRD 301340 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $51.3M | 13 | 41 | 2 | 01/23/2026 | ☆ |
| 19415 | Adair Wealth Management Llc CRD 285147 | Wealth Manager · Boutique (under $100M) | $51.3M | 126 | 276 | 2 | 05/26/2026 | ☆ | |
| 19416 | Sfumato Capital Management Llc CRD 335852 | New York, NY | Private Fund Manager · Boutique (under $100M) | $51.3M | 3 | 4 | 3 | 07/22/2026 | ☆ |
| 19417 | Steven Kent Newmyer CRD 135896 | Houston, TX | Wealth Manager · Boutique (under $100M) | $51.3M | 80 | 142 | 1 | 03/27/2026 | ☆ |
| 19418 | Simplifiedfp, Llc CRD 338336 | Clovis, CA | Wealth Manager · Boutique (under $100M) | $51.3M | 56 | 151 | 1 | 04/29/2026 | ☆ |
| 19419 | Alooola, Llc CRD 325090 | Kingston, NJ | Investment Adviser · Boutique (under $100M) | $51.2M | 457 | 457 | 4 | 03/31/2026 | ☆ |
| 19420 | Fiduciary Global Advisors CRD 167967 | Wealth Manager · Boutique (under $100M) | $51.2M | 21 | 39 | 1 | 01/24/2026 | ☆ | |
| 19421 | Ben David, Dorete CRD 127450 | Wealth Manager · Boutique (under $100M) | $51.2M | 20 | 97 | 1 | 03/31/2026 | ☆ | |
| 19422 | The Keystone Group Llc CRD 336237 | Eau Claire, WI | Wealth Manager · Boutique (under $100M) | $51.2M | 258 | 547 | 3 | 08/14/2026 | ☆ |
| 19423 | Summit Wealth Asset Management Llc CRD 332976 | Denver, CO | Wealth Manager · Boutique (under $100M) | $51.2M | 78 | 348 | 1 | 08/14/2026 | ☆ |
| 19424 | Vintage Wealth Management Group, Inc. CRD 151092 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $51.2M | 169 | 253 | 2 | 03/13/2026 | ☆ |
| 19425 | Bryan Investments, Llc CRD 157826 | Wealth Manager · Boutique (under $100M) | $51.2M | 71 | 58 | 2 | 03/22/2026 | ☆ | |
| 19426 | Rapport Financial, Llc CRD 286308 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $51.2M | 30 | 185 | 1 | 03/12/2026 | ☆ |
| 19427 | Majestic Oak Financial, Llc CRD 133067 | Wealth Manager · Boutique (under $100M) | $51.1M | 84 | 206 | 1 | 01/25/2026 | ☆ | |
| 19428 | Trachtenberg Capital Management, Llc CRD 143054 | Wealth Manager · Boutique (under $100M) | $51.1M | 55 | 120 | 1 | 03/31/2026 | ☆ | |
| 19429 | Mhp Asset Management Llc CRD 139995 | Tilton, NH | Wealth Manager · Boutique (under $100M) | $51.1M | 76 | 165 | 1 | 03/16/2026 | ☆ |
| 19430 | Bales Financial Advisors, Inc CRD 309477 | Cumming, GA | Wealth Manager · Boutique (under $100M) | $51.1M | 270 | 384 | 2 | 02/16/2026 | ☆ |
| 19431 | Dean Wealth Management, Llc CRD 172563 | Lindale, TX | Wealth Manager · Boutique (under $100M) | $51.1M | 102 | 369 | 3 | 03/26/2026 | ☆ |
| 19432 | Wealthfolio Advisors Llc CRD 298857 | Sonoma, CA | Wealth Manager · Boutique (under $100M) | $51.1M | 114 | 276 | 2 | 03/18/2026 | ☆ |
| 19433 | Toepel Investment Counsel, Inc. CRD 117174 | Wealth Manager · Boutique (under $100M) | $51.1M | 41 | 79 | 1 | 03/24/2026 | ☆ | |
| 19434 | Devore Financial Advisors Llc CRD 306110 | Wealth Manager · Boutique (under $100M) | $51.1M | 40 | 121 | 2 | 04/15/2026 | ☆ | |
| 19435 | Ellevity Capital, Llc CRD 282390 | Wealth Manager · Boutique (under $100M) | $51.1M | 15 | 32 | 2 | 04/01/2025 | ☆ | |
| 19436 | Castle Rock Investment Company CRD 140299 | Institutional / Pension Advisor · Boutique (under $100M) | $51.0M | 8 | 21 | 1 | 01/28/2026 | ☆ | |
| 19437 | Legado Wealth Management Llc CRD 305263 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $51.0M | 75 | 149 | 1 | 02/17/2026 | ☆ |
| 19438 | Rsw, Chtd. CRD 284240 | Reno, NV | Wealth Manager · Boutique (under $100M) | $51.0M | 33 | 77 | 2 | 02/17/2026 | ☆ |
| 19439 | Springtide Partners, Llc CRD 287968 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $51.0M | 29 | 88 | 6 | 06/12/2026 | ☆ |
| 19440 | Bpbi Llc CRD 288133 | New York, NY | Wealth Manager · Boutique (under $100M) | $51.0M | 8 | 9 | 2 | 03/06/2026 | ☆ |
| 19441 | Based Capital Wealth Llc CRD 333173 | Durham, NC | Wealth Manager · Boutique (under $100M) | $51.0M | 110 | 111 | 2 | 07/22/2026 | ☆ |
| 19442 | Cornerstone Financial Consulting, Llc CRD 317183 | Depere, WI | Wealth Manager · Boutique (under $100M) | $51.0M | 512 | 512 | 3 | 02/25/2026 | ☆ |
| 19443 | Education Based Solutions, Llc CRD 304287 | Wealth Manager · Boutique (under $100M) | $51.0M | 83 | 83 | 1 | 03/30/2026 | ☆ | |
| 19444 | Lazarus Wealth Management Llc CRD 322576 | Wealth Manager · Boutique (under $100M) | $51.0M | 225 | 225 | 1 | 03/13/2026 | ☆ | |
| 19445 | Polaris Asset Management Llc CRD 114586 | Wealth Manager · Boutique (under $100M) | $51.0M | 47 | 47 | 1 | 02/10/2026 | ☆ | |
| 19446 | Financial Edge CRD 114609 | Wealth Manager · Boutique (under $100M) | $51.0M | 62 | 151 | 1 | 02/26/2026 | ☆ | |
| 19447 | Network 1 Financial Advisors Inc. CRD 121239 | Wealth Manager · Boutique (under $100M) | $51.0M | 64 | 101 | 17 | 08/03/2026 | ☆ | |
| 19448 | Kanan Advisors, Llc CRD 337890 | Wealth Manager · Boutique (under $100M) | $51.0M | 56 | 170 | 3 | 03/30/2026 | ☆ | |
| 19449 | Pushkin Advisory Group, Llc CRD 226674 | Wealth Manager · Boutique (under $100M) | $51.0M | 93 | 189 | 1 | 03/26/2026 | ☆ | |
| 19450 | N CRD 288180 | Wealth Manager · Boutique (under $100M) | $51.0M | 189 | 293 | 2 | 01/29/2025 | ☆ |