Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19351 | Arrowstone Wealth, Llc CRD 172147 | Wealth Manager · Boutique (under $100M) | $53.1M | 45 | 104 | 2 | 08/07/2026 | ☆ | |
| 19352 | Merriment Advisors Llc CRD 299279 | Wealth Manager · Boutique (under $100M) | $53.1M | 120 | 339 | 4 | 03/31/2026 | ☆ | |
| 19353 | Jordan Financial Llc CRD 153466 | Wealth Manager · Boutique (under $100M) | $53.1M | 46 | 125 | 1 | 02/23/2026 | ☆ | |
| 19354 | Winvest Investments L.P. CRD 114358 | Montrose, CO | Wealth Manager · Boutique (under $100M) | $53.1M | 13 | 12 | 2 | 01/30/2026 | ☆ |
| 19355 | Academy Wealth Advisers, Llc CRD 158588 | Wealth Manager · Boutique (under $100M) | $53.1M | 150 | 150 | 1 | 01/12/2026 | ☆ | |
| 19356 | Raffles Advisors Inc CRD 343667 | Multi-Family Office · Boutique (under $100M) | $53.1M | 5 | 5 | 3 | 08/20/2026 | ☆ | |
| 19357 | Trinity Wealth Solutions Llc CRD 324183 | Sterling Heights, MI | Wealth Manager · Boutique (under $100M) | $53.1M | 109 | 109 | 2 | 05/06/2026 | ☆ |
| 19358 | Visdom Investment Group Llc CRD 327619 | Rye Brook, NY | Wealth Manager · Boutique (under $100M) | $53.1M | 10 | 10 | 4 | 03/31/2026 | ☆ |
| 19359 | Wisdom Investments Inc. CRD 123197 | Hoffman Estates, IL | Wealth Manager · Boutique (under $100M) | $53.1M | 143 | 301 | 2 | 03/24/2026 | ☆ |
| 19360 | Westpark Capital, Inc. CRD 39914 | Los Angeles, CA | Insurance-Affiliated · Boutique (under $100M) | $53.1M | 265 | 265 | 11 | 06/03/2026 | ☆ |
| 19361 | C1 Advisors Llc CRD 331914 | Palo Alto, CA | Mutual Fund / Asset Manager · Boutique (under $100M) | $53.1M | 1 | 1 | 4 | 03/31/2026 | ☆ |
| 19362 | Heinekamp Financial Planning & Tax Service, Llc CRD 121857 | Brownsburg, IN | Wealth Manager · Boutique (under $100M) | $53.0M | 230 | 290 | 6 | 01/06/2026 | ☆ |
| 19363 | Charles Edmond Tobler CRD 128021 | Wealth Manager · Boutique (under $100M) | $53.0M | 20 | 74 | 1 | 03/30/2026 | ☆ | |
| 19364 | Clark Wealth Strategies, Inc CRD 146090 | Omaha, NE | Wealth Manager · Boutique (under $100M) | $53.0M | 87 | 87 | 5 | 05/15/2026 | ☆ |
| 19365 | Crawford Wealth Management, Llc CRD 332941 | Wealth Manager · Boutique (under $100M) | $53.0M | 14 | 32 | 1 | 03/12/2026 | ☆ | |
| 19366 | Quraishi Wealth Management Llc CRD 280032 | Jonesboro, AR | Wealth Manager · Boutique (under $100M) | $53.0M | 91 | 238 | 1 | 03/29/2026 | ☆ |
| 19367 | The Art Of Finance Llc CRD 281950 | Austin, TX | Wealth Manager · Boutique (under $100M) | $53.0M | 84 | 84 | 3 | 03/31/2026 | ☆ |
| 19368 | Blacklines CRD 323340 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $53.0M | 249 | 249 | 3 | 04/22/2026 | ☆ |
| 19369 | Konnect Health And Wealth Llc CRD 166933 | Wealth Manager · Boutique (under $100M) | $53.0M | 69 | 188 | 1 | 03/10/2026 | ☆ | |
| 19370 | One Xvi Wealth, Llc CRD 329940 | Southlake, TX | Wealth Manager · Boutique (under $100M) | $52.9M | 63 | 191 | 1 | 03/06/2026 | ☆ |
| 19371 | Ross Wealth Planning Group, Llc CRD 126079 | Londonderry, NH | Insurance-Affiliated · Boutique (under $100M) | $52.8M | 149 | 161 | 1 | 09/02/2026 | ☆ |
| 19372 | Fairview Financial Llc CRD 122287 | Wealth Manager · Boutique (under $100M) | $52.8M | 64 | 128 | 1 | 02/06/2026 | ☆ | |
| 19373 | Dandurand Financial Partners, Llc CRD 323234 | Granville, OH | Wealth Manager · Boutique (under $100M) | $52.8M | 108 | 337 | 3 | 03/24/2026 | ☆ |
| 19374 | Wilshire Pennington Group, Inc. CRD 127465 | Nichols Hills, OK | Wealth Manager · Boutique (under $100M) | $52.8M | 103 | 114 | 2 | 03/26/2026 | ☆ |
| 19375 | Pacific Capital Works, Inc. CRD 152250 | Portland, OR | Wealth Manager · Boutique (under $100M) | $52.8M | 22 | 30 | 1 | 03/31/2026 | ☆ |
| 19376 | Financial Guidance Investment Advisers, Inc. CRD 120856 | Olmsted Falls, OH | Wealth Manager · Boutique (under $100M) | $52.8M | 86 | 224 | 1 | 03/18/2026 | ☆ |
| 19377 | Meritage Wealth Advisory, Llc CRD 147969 | Wealth Manager · Boutique (under $100M) | $52.8M | 40 | 92 | 1 | 02/27/2026 | ☆ | |
| 19378 | Kb & Partners Management Co Llc CRD 108105 | New York, NY | Private Fund Manager · Boutique (under $100M) | $52.8M | 1 | 1 | 5 | 09/16/2026 | ☆ |
| 19379 | Royale Asset Management Llc CRD 281827 | Wealth Manager · Boutique (under $100M) | $52.7M | 58 | 1 | 01/23/2026 | ☆ | ||
| 19380 | Virtua Capital Management, Llc CRD 289606 | Scottsdale, AZ | Private Fund Manager · Boutique (under $100M) | $52.7M | 12 | 12 | 3 | 03/18/2026 | ☆ |
| 19381 | Alta Strada Wealth Partners, Llc CRD 337545 | Wealth Manager · Boutique (under $100M) | $52.7M | 54 | 54 | 2 | 06/09/2026 | ☆ | |
| 19382 | Blue Marlin Holdco Llc CRD 313892 | Bethesda, MD | Private Fund Manager · Boutique (under $100M) | $52.7M | 1 | 1 | 13 | 07/01/2026 | ☆ |
| 19383 | Boyd, Darryl Keith CRD 121782 | Henderson, NV | Wealth Manager · Boutique (under $100M) | $52.6M | 106 | 154 | 1 | 03/13/2026 | ☆ |
| 19384 | Arena Wealth Advisors Llc CRD 331123 | Jeffersonville, IN | Wealth Manager · Boutique (under $100M) | $52.6M | 56 | 135 | 1 | 02/03/2026 | ☆ |
| 19385 | Qubera Wealth Management Inc CRD 161389 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $52.6M | 88 | 298 | 1 | 03/12/2026 | ☆ |
| 19386 | Frank K. Swyden Asset Mngt Inc CRD 112396 | Wealth Manager · Boutique (under $100M) | $52.5M | 47 | 105 | 1 | 06/08/2026 | ☆ | |
| 19387 | Lowell Road Asset Management, Inc. CRD 164370 | Manhasset, NY | Wealth Manager · Boutique (under $100M) | $52.5M | 124 | 125 | 2 | 09/02/2026 | ☆ |
| 19388 | Aspen Grove Investment Management, Llc CRD 150038 | Wealth Manager · Boutique (under $100M) | $52.5M | 250 | 250 | 1 | 06/08/2026 | ☆ | |
| 19389 | Kcg Investment Advisory Services Llc CRD 328814 | Savannah, GA | Wealth Manager · Boutique (under $100M) | $52.5M | 65 | 151 | 1 | 03/20/2026 | ☆ |
| 19390 | Hicok Financial Solutions, Llc CRD 339582 | Insurance-Affiliated · Boutique (under $100M) | $52.5M | 55 | 54 | 1 | 05/12/2026 | ☆ | |
| 19391 | Mulholland & Kuperstock Asset Management, Llc CRD 300850 | Wealth Manager · Boutique (under $100M) | $52.5M | 70 | 134 | 2 | 03/12/2026 | ☆ | |
| 19392 | Cristata Wealth Solutions, Llc CRD 148503 | Investment Adviser · Boutique (under $100M) | $52.5M | 153 | 2 | 06/23/2014 | ☆ | ||
| 19393 | Doehrmann Investments Llc Dba Eagle Ridge Wealth Advisors CRD 165660 | Wealth Manager · Boutique (under $100M) | $52.5M | 53 | 190 | 3 | 01/06/2026 | ☆ | |
| 19394 | Rebekah Lovgren Allison CRD 129665 | Milwaukee, WI | Wealth Manager · Boutique (under $100M) | $52.5M | 21 | 46 | 1 | 03/26/2026 | ☆ |
| 19395 | Coho Advisory Services, Llc CRD 325710 | Anchorage, AK | Wealth Manager · Boutique (under $100M) | $52.4M | 157 | 310 | 6 | 08/14/2026 | ☆ |
| 19396 | Wealthpro, Llc CRD 127907 | Insurance-Affiliated · Boutique (under $100M) | $52.4M | 95 | 315 | 2 | 04/01/2026 | ☆ | |
| 19397 | Marketstrats, Llc CRD 286420 | Wealth Manager · Boutique (under $100M) | $52.4M | 75 | 297 | 1 | 08/14/2026 | ☆ | |
| 19398 | Blue Lawn Asset Management Llc CRD 136527 | Private Fund Manager · Boutique (under $100M) | $52.4M | 1 | 1 | 2 | 03/27/2026 | ☆ | |
| 19399 | Parkside Family Office Llc CRD 339242 | Multi-Family Office · Boutique (under $100M) | $52.4M | 19 | 53 | 1 | 03/31/2026 | ☆ | |
| 19400 | Roosevelt Management Company Llc CRD 161605 | New York, NY | Investment Adviser · Boutique (under $100M) | $52.4M | 2 | 2 | 30 | 06/02/2026 | ☆ |