Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19301 | Sahara Investment Group, Llc CRD 341135 | Las Vegas, NV | Private Fund Manager · Boutique (under $100M) | $52.6M | 1 | 1 | 14 | 04/10/2026 | ☆ |
| 19302 | Frank K. Swyden Asset Mngt Inc CRD 112396 | Wealth Manager · Boutique (under $100M) | $52.5M | 47 | 105 | 1 | 06/08/2026 | ☆ | |
| 19303 | Aspen Grove Investment Management, Llc CRD 150038 | Wealth Manager · Boutique (under $100M) | $52.5M | 250 | 250 | 1 | 06/08/2026 | ☆ | |
| 19304 | Kcg Investment Advisory Services Llc CRD 328814 | Savannah, GA | Wealth Manager · Boutique (under $100M) | $52.5M | 65 | 151 | 1 | 03/20/2026 | ☆ |
| 19305 | Hicok Financial Solutions, Llc CRD 339582 | Insurance-Affiliated · Boutique (under $100M) | $52.5M | 55 | 54 | 1 | 05/12/2026 | ☆ | |
| 19306 | Mulholland & Kuperstock Asset Management, Llc CRD 300850 | Wealth Manager · Boutique (under $100M) | $52.5M | 70 | 134 | 2 | 03/12/2026 | ☆ | |
| 19307 | Cristata Wealth Solutions, Llc CRD 148503 | Investment Adviser · Boutique (under $100M) | $52.5M | 153 | 2 | 06/23/2014 | ☆ | ||
| 19308 | Doehrmann Investments Llc Dba Eagle Ridge Wealth Advisors CRD 165660 | Wealth Manager · Boutique (under $100M) | $52.5M | 53 | 190 | 3 | 01/06/2026 | ☆ | |
| 19309 | Rebekah Lovgren Allison CRD 129665 | Milwaukee, WI | Wealth Manager · Boutique (under $100M) | $52.5M | 21 | 46 | 1 | 03/26/2026 | ☆ |
| 19310 | Coho Advisory Services, Llc CRD 325710 | Anchorage, AK | Wealth Manager · Boutique (under $100M) | $52.4M | 157 | 310 | 6 | 08/14/2026 | ☆ |
| 19311 | Wealthpro, Llc CRD 127907 | Insurance-Affiliated · Boutique (under $100M) | $52.4M | 95 | 315 | 2 | 04/01/2026 | ☆ | |
| 19312 | Marketstrats, Llc CRD 286420 | Wealth Manager · Boutique (under $100M) | $52.4M | 75 | 297 | 1 | 08/14/2026 | ☆ | |
| 19313 | Blue Lawn Asset Management Llc CRD 136527 | Private Fund Manager · Boutique (under $100M) | $52.4M | 1 | 1 | 2 | 03/27/2026 | ☆ | |
| 19314 | Parkside Family Office Llc CRD 339242 | Multi-Family Office · Boutique (under $100M) | $52.4M | 19 | 53 | 1 | 03/31/2026 | ☆ | |
| 19315 | Roosevelt Management Company Llc CRD 161605 | New York, NY | Investment Adviser · Boutique (under $100M) | $52.4M | 2 | 2 | 30 | 06/02/2026 | ☆ |
| 19316 | Ameritrust Investment Advisors Inc CRD 108589 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $52.4M | 116 | 178 | 6 | 03/27/2026 | ☆ |
| 19317 | Rogowski Wealth Management Llc CRD 165612 | Wealth Manager · Boutique (under $100M) | $52.4M | 76 | 243 | 2 | 03/24/2026 | ☆ | |
| 19318 | Slagel, Zachary Tanner CRD 118726 | Blacksburg, VA | Wealth Manager · Boutique (under $100M) | $52.4M | 114 | 293 | 1 | 03/16/2026 | ☆ |
| 19319 | Corporate Benefits Consultants, Inc. CRD 155764 | Wexford, PA | Insurance-Affiliated · Boutique (under $100M) | $52.4M | 1 | 3 | 03/16/2026 | ☆ | |
| 19320 | The Schamber Group, Inc. CRD 166747 | Lafayette, IN | Insurance-Affiliated · Boutique (under $100M) | $52.4M | 34 | 73 | 2 | 03/06/2026 | ☆ |
| 19321 | Fivenca Asset Management Llc CRD 288527 | Miami, FL | Wealth Manager · Boutique (under $100M) | $52.4M | 74 | 74 | 2 | 03/31/2026 | ☆ |
| 19322 | Verbatim Financial Llc CRD 306685 | Wealth Manager · Boutique (under $100M) | $52.3M | 16 | 135 | 1 | 03/01/2024 | ☆ | |
| 19323 | Fsg Financial Services, Inc. CRD 291629 | Sun City, AZ | Wealth Manager · Boutique (under $100M) | $52.3M | 163 | 163 | 3 | 03/19/2026 | ☆ |
| 19324 | Phase Line Capital, Llc CRD 315116 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $52.3M | 142 | 275 | 3 | 03/10/2026 | ☆ |
| 19325 | Ems Inc CRD 288456 | Wealth Manager · Boutique (under $100M) | $52.3M | 71 | 103 | 1 | 04/30/2026 | ☆ | |
| 19326 | Copeland Wealth Management, Llc CRD 152781 | Clarksville, TN | Wealth Manager · Boutique (under $100M) | $52.3M | 86 | 182 | 2 | 03/06/2026 | ☆ |
| 19327 | Coastal Capital Advisors, Llc CRD 307224 | Wealth Manager · Boutique (under $100M) | $52.3M | 141 | 381 | 2 | 05/26/2026 | ☆ | |
| 19328 | Foster Capital Management Inc. CRD 323975 | Topeka, KS | Wealth Manager · Boutique (under $100M) | $52.3M | 149 | 340 | 4 | 05/27/2026 | ☆ |
| 19329 | Family Dynasty Advisors Llc CRD 297082 | Lubbock, TX | Wealth Manager · Boutique (under $100M) | $52.3M | 368 | 199 | 3 | 02/17/2026 | ☆ |
| 19330 | Excelsus Capital Management, Inc. CRD 130886 | Manhattan Beach, CA | Wealth Manager · Boutique (under $100M) | $52.3M | 67 | 136 | 1 | 03/29/2026 | ☆ |
| 19331 | Syntropy Wealth Management Llc CRD 293062 | Wealth Manager · Boutique (under $100M) | $52.3M | 73 | 151 | 1 | 02/12/2024 | ☆ | |
| 19332 | Next Generation Wealth Planning, Llc CRD 141615 | Forked River, NJ | Wealth Manager · Boutique (under $100M) | $52.2M | 39 | 139 | 1 | 03/18/2026 | ☆ |
| 19333 | Olympic Financial Advisors, Llc CRD 283975 | Wealth Manager · Boutique (under $100M) | $52.2M | 51 | 155 | 1 | 02/05/2026 | ☆ | |
| 19334 | New Assets Investment Advisors Llc CRD 167341 | Milpitas, CA | Wealth Manager · Boutique (under $100M) | $52.2M | 92 | 179 | 1 | 03/25/2026 | ☆ |
| 19335 | Stockbridge Private Wealth Management, Llc CRD 171869 | Wealth Manager · Boutique (under $100M) | $52.2M | 90 | 90 | 2 | 02/16/2026 | ☆ | |
| 19336 | True Horizon Wealth Advisors, Llc CRD 170330 | Malvern, PA | Wealth Manager · Boutique (under $100M) | $52.2M | 56 | 91 | 1 | 03/19/2026 | ☆ |
| 19337 | Richie Investment Advisors, Llc CRD 281407 | Austin, TX | Endowment & Foundation Advisor · Boutique (under $100M) | $52.1M | 51 | 52 | 2 | 02/02/2026 | ☆ |
| 19338 | Professional Retirement Strategies Llc CRD 287808 | Omaha, NE | Insurance-Affiliated · Boutique (under $100M) | $52.1M | 238 | 344 | 2 | 05/07/2026 | ☆ |
| 19339 | D&S Wealth Management Group, Llc CRD 323020 | Wealth Manager · Boutique (under $100M) | $52.1M | 57 | 141 | 2 | 01/15/2026 | ☆ | |
| 19340 | Porter & Kickham, Inc. CRD 301103 | Ellisville, MO | Wealth Manager · Boutique (under $100M) | $52.1M | 120 | 243 | 3 | 03/17/2026 | ☆ |
| 19341 | Dhruva Funds, Llc CRD 284019 | Private Fund Manager · Boutique (under $100M) | $52.1M | 1 | 1 | 1 | 05/04/2026 | ☆ | |
| 19342 | Jurick Financial Services CRD 324787 | Parkland, FL | Wealth Manager · Boutique (under $100M) | $52.1M | 258 | 258 | 1 | 03/10/2026 | ☆ |
| 19343 | Stubbs Investments, Llc CRD 300781 | Wealth Manager · Boutique (under $100M) | $52.1M | 15 | 35 | 1 | 01/06/2026 | ☆ | |
| 19344 | Bultman Investment Management, Inc. CRD 106283 | Brookfield, WI | Wealth Manager · Boutique (under $100M) | $52.0M | 61 | 116 | 1 | 03/10/2026 | ☆ |
| 19345 | Goldfarb Wealth Advisors, Llc CRD 170308 | Wealth Manager · Boutique (under $100M) | $52.0M | 27 | 54 | 1 | 01/18/2026 | ☆ | |
| 19346 | Rushwald, Mark Steven CRD 125205 | Insurance-Affiliated · Boutique (under $100M) | $52.0M | 60 | 60 | 1 | 02/04/2026 | ☆ | |
| 19347 | Capital Management Advisors Inc CRD 110447 | Marietta, GA | Wealth Manager · Boutique (under $100M) | $52.0M | 115 | 198 | 4 | 12/12/2025 | ☆ |
| 19348 | Templeman Wealth Management Inc. CRD 312839 | Rancho Santa Margarita, CA | Wealth Manager · Boutique (under $100M) | $52.0M | 22 | 49 | 2 | 07/09/2026 | ☆ |
| 19349 | Briggs Financial Inc. CRD 291012 | Wealth Manager · Boutique (under $100M) | $52.0M | 148 | 385 | 2 | 01/20/2026 | ☆ | |
| 19350 | Ceva Capital Llc CRD 323561 | Wealth Manager · Boutique (under $100M) | $52.0M | 24 | 90 | 3 | 02/05/2026 | ☆ |