Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19301 | World Class Unlimited, Inc. CRD 164706 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $53.6M | 143 | 419 | 1 | 03/05/2026 | ☆ |
| 19302 | Genesis Wealth Management Group, Llc CRD 159240 | East Alton, IL | Insurance-Affiliated · Boutique (under $100M) | $53.6M | 347 | 476 | 4 | 03/26/2026 | ☆ |
| 19303 | Rx Investment Solutions Llc CRD 147848 | Insurance-Affiliated · Boutique (under $100M) | $53.6M | 61 | 61 | 1 | 03/31/2026 | ☆ | |
| 19304 | Impact Investment Strategies, Inc CRD 316694 | Insurance-Affiliated · Boutique (under $100M) | $53.6M | 113 | 156 | 1 | 03/23/2026 | ☆ | |
| 19305 | Duckett Wealth Management Llc CRD 321880 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $53.6M | 100 | 112 | 2 | 03/23/2026 | ☆ |
| 19306 | Dwyer Financial, Llc CRD 288470 | Flagstaff, AZ | Wealth Manager · Boutique (under $100M) | $53.6M | 124 | 230 | 2 | 03/12/2026 | ☆ |
| 19307 | Beacon Hill Private Wealth Llc CRD 285329 | Summit, NJ | Wealth Manager · Boutique (under $100M) | $53.5M | 29 | 114 | 1 | 03/03/2026 | ☆ |
| 19308 | Saliba Asset Management L.L.C. CRD 123646 | Huntsville, AL | Wealth Manager · Boutique (under $100M) | $53.5M | 52 | 52 | 2 | 03/25/2026 | ☆ |
| 19309 | Infinity Credit Advisory, Llc CRD 331652 | Atlanta, GA | Private Fund Manager · Boutique (under $100M) | $53.5M | 1 | 1 | 1 | 03/04/2026 | ☆ |
| 19310 | Advowealth Advisors, Llc CRD 140034 | Reno, NV | Institutional / Pension Advisor · Boutique (under $100M) | $53.5M | 174 | 217 | 2 | 03/26/2026 | ☆ |
| 19311 | Essential Wealth Management, Llc CRD 242790 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $53.5M | 92 | 259 | 3 | 06/05/2026 | ☆ |
| 19312 | Arete Investments, Llc CRD 299636 | Houston, TX | Wealth Manager · Boutique (under $100M) | $53.5M | 95 | 167 | 1 | 08/06/2026 | ☆ |
| 19313 | Poehls Associates Llc CRD 285585 | Investment Adviser · Boutique (under $100M) | $53.5M | 11 | 22 | 1 | 03/12/2026 | ☆ | |
| 19314 | N CRD 313916 | Wealth Manager · Boutique (under $100M) | $53.5M | 126 | 277 | 7 | 12/04/2025 | ☆ | |
| 19315 | N CRD 117622 | Wealth Manager · Boutique (under $100M) | $53.5M | 57 | 128 | 2 | 05/22/2025 | ☆ | |
| 19316 | Lt Advisors Llc CRD 318920 | New City, NY | Wealth Manager · Boutique (under $100M) | $53.5M | 18 | 57 | 1 | 02/13/2026 | ☆ |
| 19317 | Buckley Financial Group, Inc. CRD 316925 | Daytona Beach, FL | Wealth Manager · Boutique (under $100M) | $53.5M | 102 | 148 | 1 | 03/31/2026 | ☆ |
| 19318 | Harwood Private Equity Llp CRD 330340 | London | Investment Adviser · Boutique (under $100M) | $53.5M | 26 | 26 | 8 | 09/10/2026 | ☆ |
| 19319 | Clemmons Wealth Management Llc CRD 164137 | Baytown, TX | Wealth Manager · Boutique (under $100M) | $53.5M | 195 | 195 | 1 | 04/01/2026 | ☆ |
| 19320 | Mcg Capital, Llc CRD 114285 | Terrell Hills, TX | Private Fund Manager · Boutique (under $100M) | $53.5M | 28 | 48 | 3 | 08/15/2026 | ☆ |
| 19321 | Granite Wealth, Llc CRD 305179 | Temecula, CA | Wealth Manager · Boutique (under $100M) | $53.5M | 37 | 114 | 1 | 09/18/2026 | ☆ |
| 19322 | Pollux Wealth Management CRD 324455 | Wichita, KS | Wealth Manager · Boutique (under $100M) | $53.5M | 40 | 40 | 2 | 07/30/2026 | ☆ |
| 19323 | Bolt Wealth Management Llc CRD 288717 | Insurance-Affiliated · Boutique (under $100M) | $53.4M | 137 | 348 | 4 | 03/26/2026 | ☆ | |
| 19324 | Schmerge Executive Planning Services, Inc. CRD 120059 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $53.4M | 66 | 169 | 1 | 01/26/2026 | ☆ |
| 19325 | Dunvegan Associates Inc CRD 108603 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $53.4M | 13 | 13 | 2 | 04/30/2026 | ☆ |
| 19326 | The Wolter Group, Inc. CRD 296828 | Livonia, MI | Insurance-Affiliated · Boutique (under $100M) | $53.4M | 180 | 285 | 3 | 03/27/2026 | ☆ |
| 19327 | Synergy Investment Group, Llc CRD 46035 | Kannapolis, NC | Wealth Manager · Boutique (under $100M) | $53.3M | 205 | 289 | 5 | 09/15/2026 | ☆ |
| 19328 | Riverland Wealth Management, Llc CRD 328424 | Wealth Manager · Boutique (under $100M) | $53.3M | 319 | 319 | 3 | 09/10/2026 | ☆ | |
| 19329 | Disciplined Money, Llc CRD 173349 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $53.3M | 50 | 242 | 1 | 05/26/2025 | ☆ |
| 19330 | Ok401 K, Inc. CRD 286410 | Oklahoma City, OK | Investment Adviser · Boutique (under $100M) | $53.3M | 145 | 145 | 1 | 03/23/2026 | ☆ |
| 19331 | Spectrum Wealth Advisors, Llc CRD 144452 | Columbia, SC | Institutional / Pension Advisor · Boutique (under $100M) | $53.3M | 49 | 66 | 1 | 02/21/2026 | ☆ |
| 19332 | Oakley Financial Llc CRD 328793 | Institutional / Pension Advisor · Boutique (under $100M) | $53.3M | 35 | 35 | 1 | 03/13/2026 | ☆ | |
| 19333 | Double Springs Capital Llc CRD 296927 | Santa Barbara, CA | Multi-Family Office · Boutique (under $100M) | $53.3M | 1 | 2 | 1 | 03/17/2026 | ☆ |
| 19334 | Mountain Vista Wealth Management, Llc CRD 290456 | Wealth Manager · Boutique (under $100M) | $53.3M | 62 | 138 | 2 | 02/10/2026 | ☆ | |
| 19335 | Sedg Financial Services Corp. CRD 155488 | Davie, FL | Wealth Manager · Boutique (under $100M) | $53.3M | 63 | 87 | 2 | 03/14/2026 | ☆ |
| 19336 | Round Table Investment Management, Llc CRD 182514 | West Lebanon, NH | Wealth Manager · Boutique (under $100M) | $53.3M | 12 | 23 | 1 | 03/27/2026 | ☆ |
| 19337 | John David Thornton CRD 114457 | Houston, TX | Wealth Manager · Boutique (under $100M) | $53.3M | 140 | 269 | 2 | 09/17/2026 | ☆ |
| 19338 | N CRD 316920 | Mutual Fund / Asset Manager · Boutique (under $100M) | $53.3M | 2 | 2 | 6 | 03/17/2025 | ☆ | |
| 19339 | Elevation Wealth Partners, Llc CRD 324083 | Insurance-Affiliated · Boutique (under $100M) | $53.3M | 171 | 496 | 2 | 07/07/2026 | ☆ | |
| 19340 | Legacy Advisory Group, Inc CRD 328470 | Santa Ana, CA | Wealth Manager · Boutique (under $100M) | $53.2M | 76 | 124 | 2 | 09/22/2026 | ☆ |
| 19341 | Your Financial Pharmacist Planning, Llc CRD 282918 | New Albany, OH | Wealth Manager · Boutique (under $100M) | $53.2M | 232 | 715 | 7 | 06/23/2026 | ☆ |
| 19342 | Arnold Insurance & Financial Services, Llc CRD 269890 | Cocoa, FL | Insurance-Affiliated · Boutique (under $100M) | $53.2M | 230 | 230 | 1 | 01/20/2026 | ☆ |
| 19343 | Farrell, Paige Deter CRD 287615 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $53.2M | 37 | 162 | 1 | 07/01/2026 | ☆ |
| 19344 | Kirkwood Private, Llc CRD 139593 | Wealth Manager · Boutique (under $100M) | $53.2M | 13 | 44 | 1 | 03/05/2026 | ☆ | |
| 19345 | Fortuna Asset Management Llc CRD 106897 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $53.2M | 39 | 39 | 1 | 03/31/2026 | ☆ |
| 19346 | Pembroke Asset Advisors, Llc CRD 172999 | Insurance-Affiliated · Boutique (under $100M) | $53.1M | 168 | 381 | 2 | 03/02/2026 | ☆ | |
| 19347 | Penn Advisory Group Inc. CRD 315991 | Mount Vernon, IA | Wealth Manager · Boutique (under $100M) | $53.1M | 70 | 231 | 2 | 09/10/2026 | ☆ |
| 19348 | Alchemy Investment Management Llp CRD 323282 | Gandhinagar, Gujarat | Private Fund Manager · Boutique (under $100M) | $53.1M | 1 | 1 | 3 | 06/30/2026 | ☆ |
| 19349 | South Lane Wealth Management Llc CRD 167439 | Wealth Manager · Boutique (under $100M) | $53.1M | 42 | 90 | 1 | 01/12/2026 | ☆ | |
| 19350 | Presidio Financial Group, Inc CRD 291260 | Issaquah, WA | Wealth Manager · Boutique (under $100M) | $53.1M | 204 | 359 | 2 | 07/24/2026 | ☆ |