Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20901 | Dolphin Wealth Management, Inc. CRD 170160 | Clearwater, FL | Wealth Manager · Boutique (under $100M) | $37.0M | 142 | 223 | 1 | 08/18/2026 | ☆ |
| 20902 | Wilson Capital, Llc CRD 166557 | Wealth Manager · Boutique (under $100M) | $37.0M | 56 | 152 | 1 | 03/05/2026 | ☆ | |
| 20903 | Capital Planning Consultants, Llc CRD 126260 | Cromwell, CT | Wealth Manager · Boutique (under $100M) | $37.0M | 54 | 135 | 1 | 03/18/2026 | ☆ |
| 20904 | Coastal Financial Planning, Inc. CRD 117649 | Lincoln, RI | Wealth Manager · Boutique (under $100M) | $37.0M | 53 | 60 | 1 | 03/23/2026 | ☆ |
| 20905 | Full Circle M&C CRD 335830 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $37.0M | 100 | 280 | 1 | 01/15/2026 | ☆ |
| 20906 | Heath Capital Management, Inc. CRD 120861 | Wealth Manager · Boutique (under $100M) | $37.0M | 25 | 30 | 1 | 03/04/2026 | ☆ | |
| 20907 | Hebert Investment Advisors, Inc. CRD 141934 | Wealth Manager · Boutique (under $100M) | $37.0M | 30 | 95 | 1 | 03/26/2026 | ☆ | |
| 20908 | Msm Financial Strategies CRD 125889 | Manhasset, NY | Wealth Manager · Boutique (under $100M) | $37.0M | 34 | 87 | 3 | 03/23/2026 | ☆ |
| 20909 | Semper Financial Advisors Llc CRD 158686 | Wealth Manager · Boutique (under $100M) | $37.0M | 64 | 74 | 2 | 08/04/2026 | ☆ | |
| 20910 | Smallwood Financial Group Llc CRD 305790 | Summit, NJ | Insurance-Affiliated · Boutique (under $100M) | $37.0M | 73 | 73 | 1 | 03/19/2025 | ☆ |
| 20911 | Julien Planning, Llc CRD 285994 | Hackensack, NJ | Wealth Manager · Boutique (under $100M) | $37.0M | 77 | 77 | 1 | 02/18/2026 | ☆ |
| 20912 | Frontsight Wealth Advisors, Llc CRD 170049 | Kingsport, TN | Insurance-Affiliated · Boutique (under $100M) | $36.9M | 54 | 126 | 1 | 03/25/2026 | ☆ |
| 20913 | Disciplined Alpha Llc CRD 167254 | Boston, MA | Mutual Fund / Asset Manager · Boutique (under $100M) | $36.9M | 4 | 3 | 3 | 03/31/2026 | ☆ |
| 20914 | Wealth Span Capital Management, Llc CRD 283700 | Wealth Manager · Boutique (under $100M) | $36.9M | 27 | 98 | 1 | 03/20/2026 | ☆ | |
| 20915 | Jb Financial Services, Inc. CRD 139373 | Wealth Manager · Boutique (under $100M) | $36.9M | 71 | 159 | 1 | 01/16/2026 | ☆ | |
| 20916 | Majority Asset Management, Inc. CRD 110891 | Wealth Manager · Boutique (under $100M) | $36.9M | 12 | 27 | 1 | 03/13/2026 | ☆ | |
| 20917 | Axiom Founders Family Office, Inc. CRD 313318 | Scottsdale, AZ | Multi-Family Office · Boutique (under $100M) | $36.9M | 28 | 35 | 2 | 03/28/2026 | ☆ |
| 20918 | Redmount Capital Partners Llc CRD 174198 | Newport Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $36.9M | 32 | 47 | 3 | 07/24/2026 | ☆ |
| 20919 | Wharton Wealth Planning, Llc CRD 319716 | New York, NY | Wealth Manager · Boutique (under $100M) | $36.9M | 21 | 21 | 1 | 09/16/2026 | ☆ |
| 20920 | Dean Financial Advisory, Llc. CRD 152027 | Wealth Manager · Boutique (under $100M) | $36.9M | 27 | 87 | 1 | 01/15/2026 | ☆ | |
| 20921 | Tangent Retirement Inc CRD 340705 | Wealth Manager · Boutique (under $100M) | $36.9M | 51 | 52 | 1 | 09/15/2026 | ☆ | |
| 20922 | Diversified Capital Management, Llc CRD 144648 | Wealth Manager · Boutique (under $100M) | $36.8M | 78 | 172 | 2 | 08/17/2026 | ☆ | |
| 20923 | K Wealth Advisors Llc CRD 307978 | Wealth Manager · Boutique (under $100M) | $36.8M | 32 | 94 | 1 | 02/20/2026 | ☆ | |
| 20924 | Red Sky Financial Planning, Llc CRD 297597 | Wealth Manager · Boutique (under $100M) | $36.8M | 59 | 138 | 1 | 02/23/2026 | ☆ | |
| 20925 | Paminder Singh Gujral CRD 138738 | Wealth Manager · Boutique (under $100M) | $36.8M | 53 | 111 | 1 | 05/18/2026 | ☆ | |
| 20926 | K Wm Llc CRD 174569 | Lufkin, TX | Wealth Manager · Boutique (under $100M) | $36.8M | 133 | 232 | 6 | 05/05/2026 | ☆ |
| 20927 | Silvis Financial, Llc CRD 298535 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $36.8M | 49 | 130 | 2 | 02/27/2026 | ☆ |
| 20928 | Jwm Wealth Management, Llc CRD 221526 | Wealth Manager · Boutique (under $100M) | $36.8M | 29 | 68 | 2 | 03/05/2026 | ☆ | |
| 20929 | Open Door Investment Advisors, Inc. CRD 123173 | Wealth Manager · Boutique (under $100M) | $36.8M | 50 | 200 | 2 | 09/02/2026 | ☆ | |
| 20930 | Falconer Asset Management Company CRD 124166 | Traverse City, MI | Wealth Manager · Boutique (under $100M) | $36.8M | 14 | 14 | 1 | 02/09/2026 | ☆ |
| 20931 | Miner Wealth Management, Llc CRD 315421 | Wealth Manager · Boutique (under $100M) | $36.8M | 48 | 207 | 3 | 09/21/2026 | ☆ | |
| 20932 | Optima Capital Management, Inc. CRD 132775 | Billings, MT | Wealth Manager · Boutique (under $100M) | $36.8M | 19 | 46 | 1 | 03/26/2026 | ☆ |
| 20933 | Infinity Financial Strategies, Llc CRD 291644 | Wealth Manager · Boutique (under $100M) | $36.8M | 46 | 46 | 1 | 03/09/2026 | ☆ | |
| 20934 | Elevate Investment Management, Llc CRD 337862 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $36.8M | 11 | 31 | 1 | 03/31/2026 | ☆ |
| 20935 | Dt Investments I Llc CRD 168117 | Wealth Manager · Boutique (under $100M) | $36.8M | 10 | 25 | 1 | 01/20/2026 | ☆ | |
| 20936 | Sands Wealth Strategies, Llc CRD 339590 | Wealth Manager · Boutique (under $100M) | $36.7M | 37 | 113 | 1 | 09/09/2026 | ☆ | |
| 20937 | Vault Financial, Llc CRD 146609 | Insurance-Affiliated · Boutique (under $100M) | $36.7M | 38 | 102 | 1 | 03/25/2026 | ☆ | |
| 20938 | The Aspen Equity Group, Inc. CRD 118282 | Waco, TX | Wealth Manager · Boutique (under $100M) | $36.7M | 42 | 89 | 2 | 03/31/2026 | ☆ |
| 20939 | Wealth Design Consulting, Llc CRD 133312 | Laramie, WY | Wealth Manager · Boutique (under $100M) | $36.7M | 52 | 112 | 3 | 03/25/2026 | ☆ |
| 20940 | Clements Investment Management, Inc. CRD 168857 | Insurance-Affiliated · Boutique (under $100M) | $36.7M | 46 | 64 | 0 | 04/29/2026 | ☆ | |
| 20941 | Ccm Management And Research, Inc. CRD 121174 | Stow, OH | Wealth Manager · Boutique (under $100M) | $36.7M | 47 | 133 | 1 | 07/31/2026 | ☆ |
| 20942 | Truepath Financial Planning Llc CRD 144118 | Albuquerque, NM | Wealth Manager · Boutique (under $100M) | $36.7M | 77 | 215 | 3 | 04/21/2026 | ☆ |
| 20943 | Valentine Wealth Management Llc CRD 330269 | Seymour, IN | Wealth Manager · Boutique (under $100M) | $36.7M | 48 | 277 | 2 | 07/23/2026 | ☆ |
| 20944 | Reef Advisors Llc CRD 300871 | Wealth Manager · Boutique (under $100M) | $36.7M | 10 | 50 | 1 | 01/28/2026 | ☆ | |
| 20945 | Omni Wealth Advisors, Llc CRD 307591 | Wealth Manager · Boutique (under $100M) | $36.6M | 181 | 274 | 1 | 07/31/2026 | ☆ | |
| 20946 | Dark Horse Wealth Llc CRD 159999 | Cazenovia, NY | Wealth Manager · Boutique (under $100M) | $36.6M | 95 | 173 | 1 | 03/27/2026 | ☆ |
| 20947 | Ibis Capital Management, Llc CRD 282069 | Buffalo, NY | Wealth Manager · Boutique (under $100M) | $36.6M | 120 | 166 | 1 | 03/11/2026 | ☆ |
| 20948 | Sequence Analytix, Llc CRD 299581 | Wealth Manager · Boutique (under $100M) | $36.6M | 34 | 76 | 1 | 01/20/2026 | ☆ | |
| 20949 | Northstar Wealth Management, Inc. CRD 137062 | Columbia, MD | Insurance-Affiliated · Boutique (under $100M) | $36.6M | 41 | 41 | 2 | 03/26/2026 | ☆ |
| 20950 | Cassandra Smalley Llc CRD 323176 | Wealth Manager · Boutique (under $100M) | $36.6M | 32 | 119 | 1 | 01/13/2026 | ☆ |