Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21051 | Montanari Financial Advisors Inc. CRD 133075 | Wealth Manager · Boutique (under $100M) | $35.5M | 56 | 114 | 1 | 03/03/2026 | ☆ | |
| 21052 | Neptune Advisory, Llc CRD 329160 | Pittsburgh, PA | Wealth Manager · Boutique (under $100M) | $35.5M | 73 | 189 | 5 | 04/16/2026 | ☆ |
| 21053 | Mohawk Capital Advisors, Llc CRD 172304 | Wealth Manager · Boutique (under $100M) | $35.5M | 36 | 49 | 1 | 02/10/2026 | ☆ | |
| 21054 | Palm Springs Advisory Llc CRD 289398 | Wealth Manager · Boutique (under $100M) | $35.5M | 25 | 25 | 2 | 09/02/2026 | ☆ | |
| 21055 | Bauerband, Douglas J CRD 323256 | Toms River, NJ | Wealth Manager · Boutique (under $100M) | $35.5M | 162 | 257 | 2 | 03/23/2026 | ☆ |
| 21056 | Sem Capital, Llc CRD 173923 | Wealth Manager · Boutique (under $100M) | $35.5M | 58 | 136 | 1 | 02/09/2026 | ☆ | |
| 21057 | Legacy Care Wealth, Llc CRD 167592 | Morristown, NJ | Wealth Manager · Boutique (under $100M) | $35.5M | 225 | 322 | 4 | 03/16/2026 | ☆ |
| 21058 | Tag Associates Florida Llc CRD 325292 | New York, NY | Wealth Manager · Boutique (under $100M) | $35.5M | 0 | 17 | 71 | 06/26/2026 | ☆ |
| 21059 | Investors Management Services Inc CRD 104724 | Harrison Township, MI | Institutional / Pension Advisor · Boutique (under $100M) | $35.5M | 20 | 22 | 2 | 03/24/2026 | ☆ |
| 21060 | East Pacific Investment Company, Inc. CRD 322196 | Investment Adviser · Boutique (under $100M) | $35.5M | 1 | 1 | 1 | 03/11/2026 | ☆ | |
| 21061 | Snowbird Financial Llc CRD 164999 | Insurance-Affiliated · Boutique (under $100M) | $35.4M | 179 | 318 | 1 | 03/10/2026 | ☆ | |
| 21062 | Joseph Glen Seep CRD 117256 | Insurance-Affiliated · Boutique (under $100M) | $35.4M | 90 | 175 | 1 | 02/06/2024 | ☆ | |
| 21063 | Disruptiveseculargrowth Corporation CRD 300867 | Mountain View, CA | Wealth Manager · Boutique (under $100M) | $35.4M | 80 | 80 | 1 | 03/15/2026 | ☆ |
| 21064 | Fiscal Dynamics Incorporated CRD 111155 | Farmington, CT | Wealth Manager · Boutique (under $100M) | $35.4M | 50 | 92 | 3 | 06/29/2026 | ☆ |
| 21065 | Rwm Asset Management, Llc CRD 130468 | New Bloomfield, PA | Wealth Manager · Boutique (under $100M) | $35.4M | 213 | 332 | 4 | 03/26/2026 | ☆ |
| 21066 | Ds Wealth Advisors, Inc. CRD 172878 | Pittsburgh, PA | Insurance-Affiliated · Boutique (under $100M) | $35.4M | 181 | 280 | 1 | 03/25/2026 | ☆ |
| 21067 | Insight Financial, Inc. CRD 286467 | Tigard, OR | Insurance-Affiliated · Boutique (under $100M) | $35.4M | 65 | 109 | 2 | 03/13/2026 | ☆ |
| 21068 | Alpha Squared Capital, Llc CRD 300797 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $35.4M | 146 | 213 | 1 | 03/23/2026 | ☆ |
| 21069 | Fiduciaone Llc CRD 327737 | Pewaukee, WI | Insurance-Affiliated · Boutique (under $100M) | $35.4M | 42 | 168 | 1 | 01/05/2026 | ☆ |
| 21070 | Hicks Financial Partners, Llc CRD 317831 | Southern Pines, NC | Wealth Manager · Boutique (under $100M) | $35.4M | 114 | 229 | 2 | 09/16/2026 | ☆ |
| 21071 | Harper Financial Planning Llc CRD 333107 | Wealth Manager · Boutique (under $100M) | $35.4M | 100 | 247 | 1 | 06/22/2026 | ☆ | |
| 21072 | Rocky Mountain Lift Asset Management Llc CRD 332481 | Englewood, CO | Wealth Manager · Boutique (under $100M) | $35.4M | 23 | 64 | 2 | 09/03/2026 | ☆ |
| 21073 | Abk Management Llc CRD 270019 | Wealth Manager · Boutique (under $100M) | $35.4M | 21 | 47 | 1 | 03/18/2026 | ☆ | |
| 21074 | Bird Ryan Sharp CRD 166266 | Insurance-Affiliated · Boutique (under $100M) | $35.3M | 22 | 39 | 1 | 02/09/2026 | ☆ | |
| 21075 | South Coast Planning & Wealth Management Llc CRD 326997 | Fall River, MA | Wealth Manager · Boutique (under $100M) | $35.3M | 70 | 147 | 1 | 01/23/2026 | ☆ |
| 21076 | Johnson Capital Management, Llc CRD 146779 | Wealth Manager · Boutique (under $100M) | $35.3M | 127 | 127 | 1 | 01/30/2026 | ☆ | |
| 21077 | Holder & Company, Inc. CRD 117077 | Wealth Manager · Boutique (under $100M) | $35.3M | 49 | 49 | 1 | 02/08/2026 | ☆ | |
| 21078 | Armstrong Financial, Inc. CRD 175320 | Wealth Manager · Boutique (under $100M) | $35.3M | 39 | 70 | 1 | 04/21/2026 | ☆ | |
| 21079 | Supreme Alliance Llc CRD 45348 | Insurance-Affiliated · Boutique (under $100M) | $35.3M | 109 | 107 | 16 | 06/29/2026 | ☆ | |
| 21080 | Jepsen Enterprises, Inc. CRD 115161 | Wealth Manager · Boutique (under $100M) | $35.3M | 55 | 247 | 3 | 03/27/2026 | ☆ | |
| 21081 | Porta, Thomas Kabrick CRD 130185 | Vallejo, CA | Wealth Manager · Boutique (under $100M) | $35.3M | 65 | 63 | 1 | 03/24/2026 | ☆ |
| 21082 | Qst Capital Llc CRD 285613 | San Francisco, CA | Private Fund Manager · Boutique (under $100M) | $35.3M | 16 | 144 | 3 | 09/08/2026 | ☆ |
| 21083 | Weyhill Investment Counsel, Llc CRD 130765 | Wealth Manager · Boutique (under $100M) | $35.3M | 71 | 72 | 1 | 03/25/2026 | ☆ | |
| 21084 | Patuxent Financial Planning, Llc CRD 121805 | Wealth Manager · Boutique (under $100M) | $35.3M | 16 | 45 | 1 | 09/28/2026 | ☆ | |
| 21085 | Dorfman Value Investments Llc CRD 120911 | Newton, MA | Wealth Manager · Boutique (under $100M) | $35.3M | 48 | 69 | 2 | 09/15/2026 | ☆ |
| 21086 | Sorfis Investments, Llc CRD 300363 | Chardon, OH | Wealth Manager · Boutique (under $100M) | $35.2M | 42 | 95 | 3 | 01/20/2026 | ☆ |
| 21087 | K183 Enterprises Llc CRD 142992 | Wealth Manager · Boutique (under $100M) | $35.2M | 25 | 131 | 2 | 07/28/2026 | ☆ | |
| 21088 | Insight Investment Solutions, Llc CRD 165889 | Eugene, OR | Wealth Manager · Boutique (under $100M) | $35.2M | 45 | 101 | 1 | 02/13/2026 | ☆ |
| 21089 | Sharp Wealth Management Llc CRD 335140 | Springfield, MO | Wealth Manager · Boutique (under $100M) | $35.2M | 12 | 58 | 1 | 02/20/2026 | ☆ |
| 21090 | Broad Reach Wealth Management, Llc CRD 146128 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $35.2M | 40 | 75 | 1 | 03/31/2026 | ☆ |
| 21091 | Conway Asset Management, Inc. CRD 291197 | Grosse Pointe Farms, MI | Wealth Manager · Boutique (under $100M) | $35.2M | 21 | 21 | 1 | 03/28/2025 | ☆ |
| 21092 | Pf Wealth Management Group, Llc CRD 140015 | Oakland, CA | Insurance-Affiliated · Boutique (under $100M) | $35.2M | 36 | 122 | 1 | 03/31/2026 | ☆ |
| 21093 | Buell Investment Advisors Llc CRD 173423 | Glastonbury, CT | Wealth Manager · Boutique (under $100M) | $35.2M | 106 | 106 | 4 | 07/08/2024 | ☆ |
| 21094 | Bayview Investment Counsel, Inc CRD 116015 | Stevensville, MD | Wealth Manager · Boutique (under $100M) | $35.1M | 117 | 108 | 2 | 09/17/2026 | ☆ |
| 21095 | The Ivy League Advisory Group, Llc CRD 172730 | San Tan Valley, AZ | Insurance-Affiliated · Boutique (under $100M) | $35.1M | 194 | 318 | 2 | 07/29/2026 | ☆ |
| 21096 | Sky Vision Wealth, Llc CRD 317010 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $35.1M | 51 | 167 | 1 | 07/07/2026 | ☆ |
| 21097 | Trendcalc Capital Management Llc CRD 288325 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $35.1M | 70 | 124 | 1 | 02/23/2026 | ☆ |
| 21098 | Pharmd Financial Planning Llc CRD 311179 | Owatonna, MN | Wealth Manager · Boutique (under $100M) | $35.1M | 48 | 122 | 1 | 09/24/2026 | ☆ |
| 21099 | Modern Financial Asset Management, Llc CRD 317409 | Monument, CO | Wealth Manager · Boutique (under $100M) | $35.0M | 153 | 348 | 3 | 01/22/2026 | ☆ |
| 21100 | Luminate Financial Planning, Llc CRD 289287 | Wealth Manager · Boutique (under $100M) | $35.0M | 59 | 129 | 1 | 01/27/2026 | ☆ |